IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v260y2022ics0360544222019880.html
   My bibliography  Save this article

An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries

Author

Listed:
  • Takyi-Aninakwa, Paul
  • Wang, Shunli
  • Zhang, Hongying
  • Li, Huan
  • Xu, Wenhua
  • Fernandez, Carlos

Abstract

Accurate state of charge (SOC) estimation of lithium-ion batteries by the battery management system (BMS) plays a prominent role in ensuring their reliability, safe operation, and acceptable durability in smart devices, electric vehicles, etc. In this paper, the effect of the training and testing working conditions on the accuracy of the SOC using a long short-term memory (LSTM) network is studied through transfer learning. Then, a relevant attention mechanism is introduced as a data optimizer for faster training of the LSTM network to establish a relevant LSTM (RLSTM). Finally, the SOCs estimated by the RLSTM are independently input with the working current to an extended Kalman filter (EKF) and a proposed squared gain EKF (SGEKF) method to iteratively denoise and optimize the accuracy of the final SOC under the three complex working conditions. The results show that the SOC estimation accuracy is influenced by the training and testing working conditions using the LSTM network, which provides a technique for accurate SOC estimation. Also, the established RLSTM network is computationally efficient for accurate SOC estimation. Moreover, the proposed hybrid RLSTM-SGEKF model has an overall maximum mean absolute error, mean squared error, root mean squared error, and mean absolute percentage error values of 0.35299%, 0.0017448%, 0.41765%, and 2.34403%, respectively, under the three complex working conditions. The proposed hybrid RLSTM-SGEKF model is optimal, robust, and computationally efficient for accurate SOC estimation of lithium-ion batteries for real-time BMS applications.

Suggested Citation

  • Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
  • Handle: RePEc:eee:energy:v:260:y:2022:i:c:s0360544222019880
    DOI: 10.1016/j.energy.2022.125093
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544222019880
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2022.125093?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Nickolay I. Shchurov & Sergey I. Dedov & Boris V. Malozyomov & Alexander A. Shtang & Nikita V. Martyushev & Roman V. Klyuev & Sergey N. Andriashin, 2021. "Degradation of Lithium-Ion Batteries in an Electric Transport Complex," Energies, MDPI, vol. 14(23), pages 1-33, December.
    2. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2018. "A Study on the Open Circuit Voltage and State of Charge Characterization of High Capacity Lithium-Ion Battery Under Different Temperature," Energies, MDPI, vol. 11(9), pages 1-17, September.
    3. Li Zhang & Min Zheng & Dajun Du & Yihuan Li & Minrui Fei & Yuanjun Guo & Kang Li, 2020. "State-of-Charge Estimation of Lithium-Ion Battery Pack Based on Improved RBF Neural Networks," Complexity, Hindawi, vol. 2020, pages 1-10, December.
    4. Bian, Chong & He, Huoliang & Yang, Shunkun, 2020. "Stacked bidirectional long short-term memory networks for state-of-charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 191(C).
    5. Jonathon R. Harding & Binghong Han & Samuel B. Madden & Quinn C. Horn, 2022. "Examining the Performance of Implantable-Grade Lithium-Ion Cells after Overdischarge and Thermally Accelerated Aging," Energies, MDPI, vol. 15(4), pages 1-23, February.
    6. Ma, Qiuhui & Zheng, Ying & Yang, Weidong & Zhang, Yong & Zhang, Hong, 2021. "Remaining useful life prediction of lithium battery based on capacity regeneration point detection," Energy, Elsevier, vol. 234(C).
    7. Lidiya Komsiyska & Tobias Buchberger & Simon Diehl & Moritz Ehrensberger & Christian Hanzl & Christoph Hartmann & Markus Hölzle & Jan Kleiner & Meinert Lewerenz & Bernhard Liebhart & Michael Schmid & , 2021. "Critical Review of Intelligent Battery Systems: Challenges, Implementation, and Potential for Electric Vehicles," Energies, MDPI, vol. 14(18), pages 1-82, September.
    8. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    9. Kuo Yang & Yugui Tang & Zhen Zhang, 2021. "Parameter Identification and State-of-Charge Estimation for Lithium-Ion Batteries Using Separated Time Scales and Extended Kalman Filter," Energies, MDPI, vol. 14(4), pages 1-15, February.
    10. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    11. Kiarash Movassagh & Arif Raihan & Balakumar Balasingam & Krishna Pattipati, 2021. "A Critical Look at Coulomb Counting Approach for State of Charge Estimation in Batteries," Energies, MDPI, vol. 14(14), pages 1-33, July.
    12. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    13. Oyewole, Isaiah & Chehade, Abdallah & Kim, Youngki, 2022. "A controllable deep transfer learning network with multiple domain adaptation for battery state-of-charge estimation," Applied Energy, Elsevier, vol. 312(C).
    14. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    15. Benedikt Rzepka & Simon Bischof & Thomas Blank, 2021. "Implementing an Extended Kalman Filter for SoC Estimation of a Li-Ion Battery with Hysteresis: A Step-by-Step Guide," Energies, MDPI, vol. 14(13), pages 1-17, June.
    16. Miaomiao Zeng & Peng Zhang & Yang Yang & Changjun Xie & Ying Shi, 2019. "SOC and SOH Joint Estimation of the Power Batteries Based on Fuzzy Unscented Kalman Filtering Algorithm," Energies, MDPI, vol. 12(16), pages 1-15, August.
    17. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    18. Chen, Biao & Jiang, Haobin & Chen, Xijia & Li, Huanhuan, 2022. "Robust state-of-charge estimation for lithium-ion batteries based on an improved gas-liquid dynamics model," Energy, Elsevier, vol. 238(PC).
    19. Xi, Zhimin & Wang, Rui & Fu, Yuhong & Mi, Chris, 2022. "Accurate and reliable state of charge estimation of lithium ion batteries using time-delayed recurrent neural networks through the identification of overexcited neurons," Applied Energy, Elsevier, vol. 305(C).
    20. Donghoon Shin & Beomjin Yoon & Seungryeol Yoo, 2021. "Compensation Method for Estimating the State of Charge of Li-Polymer Batteries Using Multiple Long Short-Term Memory Networks Based on the Extended Kalman Filter," Energies, MDPI, vol. 14(2), pages 1-19, January.
    21. Feng, Xiong & Chen, Junxiong & Zhang, Zhongwei & Miao, Shuwen & Zhu, Qiao, 2021. "State-of-charge estimation of lithium-ion battery based on clockwork recurrent neural network," Energy, Elsevier, vol. 236(C).
    22. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    23. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).
    24. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    25. Van Quan Dao & Minh-Chau Dinh & Chang Soon Kim & Minwon Park & Chil-Hoon Doh & Jeong Hyo Bae & Myung-Kwan Lee & Jianyong Liu & Zhiguo Bai, 2021. "Design of an Effective State of Charge Estimation Method for a Lithium-Ion Battery Pack Using Extended Kalman Filter and Artificial Neural Network," Energies, MDPI, vol. 14(9), pages 1-20, May.
    26. Wang, Shunli & Takyi-Aninakwa, Paul & Jin, Siyu & Yu, Chunmei & Fernandez, Carlos & Stroe, Daniel-Ioan, 2022. "An improved feedforward-long short-term memory modeling method for the whole-life-cycle state of charge prediction of lithium-ion batteries considering current-voltage-temperature variation," Energy, Elsevier, vol. 254(PA).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zafar, Muhammad Hamza & Mansoor, Majad & Abou Houran, Mohamad & Khan, Noman Mujeeb & Khan, Kamran & Raza Moosavi, Syed Kumayl & Sanfilippo, Filippo, 2023. "Hybrid deep learning model for efficient state of charge estimation of Li-ion batteries in electric vehicles," Energy, Elsevier, vol. 282(C).
    2. Kuang, Pan & Zhou, Fei & Xu, Shuai & Li, Kangqun & Xu, Xiaobin, 2024. "State-of-charge estimation hybrid method for lithium-ion batteries using BiGRU and AM co-modified Seq2Seq network and H-infinity filter," Energy, Elsevier, vol. 300(C).
    3. Taysa Millena Banik Marques & João Lucas Ferreira dos Santos & Diego Solak Castanho & Mariane Bigarelli Ferreira & Sergio L. Stevan & Carlos Henrique Illa Font & Thiago Antonini Alves & Cassiano Moro , 2023. "An Overview of Methods and Technologies for Estimating Battery State of Charge in Electric Vehicles," Energies, MDPI, vol. 16(13), pages 1-18, June.
    4. Takyi-Aninakwa, Paul & Wang, Shunli & Liu, Guangchen & Bage, Alhamdu Nuhu & Bobobee, Etse Dablu & Appiah, Emmanuel & Huang, Qi, 2024. "Enhanced extended-input LSTM with an adaptive singular value decomposition UKF for LIB SOC estimation using full-cycle current rate and temperature data," Applied Energy, Elsevier, vol. 363(C).
    5. Bian, Chong & Duan, Zhiyu & Hao, Yaqian & Yang, Shunkun & Feng, Junlan, 2024. "Exploring large language model for generic and robust state-of-charge estimation of Li-ion batteries: A mixed prompt learning method," Energy, Elsevier, vol. 302(C).
    6. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    7. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    8. Fan, Tian-E & Liu, Song-Ming & Yang, Hao & Li, Peng-Hua & Qu, Baihua, 2023. "A fast active balancing strategy based on model predictive control for lithium-ion battery packs," Energy, Elsevier, vol. 279(C).
    9. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    10. Liu, Bingxin & Fei, Hongzi & Wang, Liuping & Fan, Liyun & Yang, Xiaotao, 2024. "Real-time estimation of fuel injection rate and injection volume in high-pressure common rail systems," Energy, Elsevier, vol. 298(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    2. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    3. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    4. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.
    5. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    6. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    7. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    8. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    9. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    10. Zhang, Qiang & Wan, Guangwei & Li, Chaoran & Li, Jianke & Liu, Xiaori & Li, Menghan, 2024. "State of charge estimation for Li-ion battery during dynamic driving process based on dual-channel deep learning methods and conditional judgement," Energy, Elsevier, vol. 294(C).
    11. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    12. Oyewole, Isaiah & Chehade, Abdallah & Kim, Youngki, 2022. "A controllable deep transfer learning network with multiple domain adaptation for battery state-of-charge estimation," Applied Energy, Elsevier, vol. 312(C).
    13. Zafar, Muhammad Hamza & Khan, Noman Mujeeb & Houran, Mohamad Abou & Mansoor, Majad & Akhtar, Naureen & Sanfilippo, Filippo, 2024. "A novel hybrid deep learning model for accurate state of charge estimation of Li-Ion batteries for electric vehicles under high and low temperature," Energy, Elsevier, vol. 292(C).
    14. Hou, Jiayang & Xu, Jun & Lin, Chuanping & Jiang, Delong & Mei, Xuesong, 2024. "State of charge estimation for lithium-ion batteries based on battery model and data-driven fusion method," Energy, Elsevier, vol. 290(C).
    15. Panagiotis Eleftheriadis & Spyridon Giazitzis & Sonia Leva & Emanuele Ogliari, 2023. "Data-Driven Methods for the State of Charge Estimation of Lithium-Ion Batteries: An Overview," Forecasting, MDPI, vol. 5(3), pages 1-24, September.
    16. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    17. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    18. Saleh Mohammed Shahriar & Erphan A. Bhuiyan & Md. Nahiduzzaman & Mominul Ahsan & Julfikar Haider, 2022. "State of Charge Estimation for Electric Vehicle Battery Management Systems Using the Hybrid Recurrent Learning Approach with Explainable Artificial Intelligence," Energies, MDPI, vol. 15(21), pages 1-26, October.
    19. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).
    20. Miquel Martí-Florences & Andreu Cecilia & Ramon Costa-Castelló, 2023. "Modelling and Estimation in Lithium-Ion Batteries: A Literature Review," Energies, MDPI, vol. 16(19), pages 1-36, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:260:y:2022:i:c:s0360544222019880. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.