IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v175y2019icp66-75.html
   My bibliography  Save this article

State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network

Author

Listed:
  • Yang, Fangfang
  • Li, Weihua
  • Li, Chuan
  • Miao, Qiang

Abstract

Accurate state-of-charge (SOC) estimation, which is critical to ensure the safe and reliable operation of battery management systems in electric vehicles, is still a challenging task due to sophisticated battery dynamics and ever-changing ambient conditions. In contrast to model-based SOC estimation methods, whose performance rely heavily on the quality of battery models, neural network-based methods are purely data-driven and model-free, and can be easily extended. Recently, with the ever-increasing computing power provided by graphic processing units, the neural network-based methods have gained more and more attentions. In this paper, a recurrent neural network with gated recurrent unit is proposed to estimate the battery SOC from measured current, voltage, and temperature signals. Compared with traditional feed-forward neural networks, the proposed method exploits information of the previous SOCs and measurements and yields better estimation accuracy. The proposed method presents satisfying estimation results on data collected from two mainstream lithium-ion batteries under dynamic loading profiles. Moreover, the proposed method is robust against unknown initial SOC values and can be trained to learn the influence of ambient temperatures. The proposed method can estimate the SOC at varying temperatures with root mean square errors within 3.5% and works under untrained temperatures.

Suggested Citation

  • Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
  • Handle: RePEc:eee:energy:v:175:y:2019:i:c:p:66-75
    DOI: 10.1016/j.energy.2019.03.059
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544219304633
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2019.03.059?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    2. Yang, Fangfang & Xing, Yinjiao & Wang, Dong & Tsui, Kwok-Leung, 2016. "A comparative study of three model-based algorithms for estimating state-of-charge of lithium-ion batteries under a new combined dynamic loading profile," Applied Energy, Elsevier, vol. 164(C), pages 387-399.
    3. Kang, LiuWang & Zhao, Xuan & Ma, Jian, 2014. "A new neural network model for the state-of-charge estimation in the battery degradation process," Applied Energy, Elsevier, vol. 121(C), pages 20-27.
    4. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    5. Zhang, Xu & Wang, Yujie & Yang, Duo & Chen, Zonghai, 2016. "An on-line estimation of battery pack parameters and state-of-charge using dual filters based on pack model," Energy, Elsevier, vol. 115(P1), pages 219-229.
    6. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    7. He, Hongwen & Zhang, Xiaowei & Xiong, Rui & Xu, Yongli & Guo, Hongqiang, 2012. "Online model-based estimation of state-of-charge and open-circuit voltage of lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 39(1), pages 310-318.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    3. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    4. Shichun Yang & Cheng Deng & Yulong Zhang & Yongling He, 2017. "State of Charge Estimation for Lithium-Ion Battery with a Temperature-Compensated Model," Energies, MDPI, vol. 10(10), pages 1-14, October.
    5. Zuo, Hongyan & Zhang, Bin & Huang, Zhonghua & Wei, Kexiang & Zhu, Hong & Tan, Jiqiu, 2022. "Effect analysis on SOC values of the power lithium manganate battery during discharging process and its intelligent estimation," Energy, Elsevier, vol. 238(PB).
    6. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    7. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    8. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    9. Zahid, Taimoor & Xu, Kun & Li, Weimin & Li, Chenming & Li, Hongzhe, 2018. "State of charge estimation for electric vehicle power battery using advanced machine learning algorithm under diversified drive cycles," Energy, Elsevier, vol. 162(C), pages 871-882.
    10. Fei Feng & Rengui Lu & Guo Wei & Chunbo Zhu, 2015. "Online Estimation of Model Parameters and State of Charge of LiFePO 4 Batteries Using a Novel Open-Circuit Voltage at Various Ambient Temperatures," Energies, MDPI, vol. 8(4), pages 1-27, April.
    11. Zhao, Xiaowei & Cai, Yishan & Yang, Lin & Deng, Zhongwei & Qiang, Jiaxi, 2017. "State of charge estimation based on a new dual-polarization-resistance model for electric vehicles," Energy, Elsevier, vol. 135(C), pages 40-52.
    12. Seo, Minhwan & Song, Youngbin & Kim, Jake & Paek, Sung Wook & Kim, Gi-Heon & Kim, Sang Woo, 2021. "Innovative lumped-battery model for state of charge estimation of lithium-ion batteries under various ambient temperatures," Energy, Elsevier, vol. 226(C).
    13. Panpan Hu & W. F. Tang & C. H. Li & Shu-Lun Mak & C. Y. Li & C. C. Lee, 2023. "Joint State of Charge (SOC) and State of Health (SOH) Estimation for Lithium-Ion Batteries Packs of Electric Vehicles Based on NSSR-LSTM Neural Network," Energies, MDPI, vol. 16(14), pages 1-19, July.
    14. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    15. Shuqing Li & Chuankun Ju & Jianliang Li & Ri Fang & Zhifei Tao & Bo Li & Tingting Zhang, 2021. "State-of-Charge Estimation of Lithium-Ion Batteries in the Battery Degradation Process Based on Recurrent Neural Network," Energies, MDPI, vol. 14(2), pages 1-21, January.
    16. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    17. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    18. Haobin Jiang & Xijia Chen & Yifu Liu & Qian Zhao & Huanhuan Li & Biao Chen, 2021. "Online State-of-Charge Estimation Based on the Gas–Liquid Dynamics Model for Li(NiMnCo)O 2 Battery," Energies, MDPI, vol. 14(2), pages 1-19, January.
    19. Yang, Fangfang & Xing, Yinjiao & Wang, Dong & Tsui, Kwok-Leung, 2016. "A comparative study of three model-based algorithms for estimating state-of-charge of lithium-ion batteries under a new combined dynamic loading profile," Applied Energy, Elsevier, vol. 164(C), pages 387-399.
    20. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:175:y:2019:i:c:p:66-75. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.