IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v219y2021ics0360544220327109.html
   My bibliography  Save this article

A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter

Author

Listed:
  • Jiang, Cong
  • Wang, Shunli
  • Wu, Bin
  • Fernandez, Carlos
  • Xiong, Xin
  • Coffie-Ken, James

Abstract

The control strategy of electric vehicles mainly depends on the power battery state-of-charge estimation. One of the most important issues is the power lithium-ion battery state-of-charge (SOC) estimation. Compare with the extended Kalman filter algorithm, this paper proposed a novel adaptive square root extended Kalman filter together with the Thevenin equivalent circuit model which can solve the problem of filtering divergence caused by computer rounding errors. It uses Sage-Husa adaptive filter to update the noise variable, and performs square root decomposition on the covariance matrix to ensure its non-negative definiteness. Moreover, a multi-scale dual Kalman filter algorithm is used for joint estimation of SOC and capacity; the forgetting factor recursive least-square method is used for parameter identification. To verify the feasibility of the algorithm under complicated operating conditions, different types of dynamic working conditions are performed on the ternary lithium-ion battery. The proposed algorithm has robust and accurate SOC estimation results and can eliminate computer rounding errors to improve adaptability compared to the conventional extended Kalman filter algorithm.

Suggested Citation

  • Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
  • Handle: RePEc:eee:energy:v:219:y:2021:i:c:s0360544220327109
    DOI: 10.1016/j.energy.2020.119603
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544220327109
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2020.119603?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    2. Xia, Bing & Zhao, Xin & de Callafon, Raymond & Garnier, Hugues & Nguyen, Truong & Mi, Chris, 2016. "Accurate Lithium-ion battery parameter estimation with continuous-time system identification methods," Applied Energy, Elsevier, vol. 179(C), pages 426-436.
    3. Pan, Haihong & Lü, Zhiqiang & Lin, Weilong & Li, Junzi & Chen, Lin, 2017. "State of charge estimation of lithium-ion batteries using a grey extended Kalman filter and a novel open-circuit voltage model," Energy, Elsevier, vol. 138(C), pages 764-775.
    4. Mu, Hao & Xiong, Rui & Zheng, Hongfei & Chang, Yuhua & Chen, Zeyu, 2017. "A novel fractional order model based state-of-charge estimation method for lithium-ion battery," Applied Energy, Elsevier, vol. 207(C), pages 384-393.
    5. Wang, Yujie & Liu, Chang & Pan, Rui & Chen, Zonghai, 2017. "Modeling and state-of-charge prediction of lithium-ion battery and ultracapacitor hybrids with a co-estimator," Energy, Elsevier, vol. 121(C), pages 739-750.
    6. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    7. Lim, KaiChin & Bastawrous, Hany Ayad & Duong, Van-Huan & See, Khay Wai & Zhang, Peng & Dou, Shi Xue, 2016. "Fading Kalman filter-based real-time state of charge estimation in LiFePO4 battery-powered electric vehicles," Applied Energy, Elsevier, vol. 169(C), pages 40-48.
    8. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    9. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    10. Bizhong Xia & Shengkun Guo & Wei Wang & Yongzhi Lai & Huawen Wang & Mingwang Wang & Weiwei Zheng, 2018. "A State of Charge Estimation Method Based on Adaptive Extended Kalman-Particle Filtering for Lithium-ion Batteries," Energies, MDPI, vol. 11(10), pages 1-15, October.
    11. Graditi, G. & Ippolito, M.G. & Telaretti, E. & Zizzo, G., 2016. "Technical and economical assessment of distributed electrochemical storages for load shifting applications: An Italian case study," Renewable and Sustainable Energy Reviews, Elsevier, vol. 57(C), pages 515-523.
    12. Zhu, Qiao & Xu, Mengen & Liu, Weiqun & Zheng, Mengqian, 2019. "A state of charge estimation method for lithium-ion batteries based on fractional order adaptive extended kalman filter," Energy, Elsevier, vol. 187(C).
    13. Zhibing Zeng & Jindong Tian & Dong Li & Yong Tian, 2018. "An Online State of Charge Estimation Algorithm for Lithium-Ion Batteries Using an Improved Adaptive Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-16, January.
    14. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    15. Ye, Min & Guo, Hui & Cao, Binggang, 2017. "A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter," Applied Energy, Elsevier, vol. 190(C), pages 740-748.
    16. Hu, Chao & Youn, Byeng D. & Chung, Jaesik, 2012. "A multiscale framework with extended Kalman filter for lithium-ion battery SOC and capacity estimation," Applied Energy, Elsevier, vol. 92(C), pages 694-704.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    3. Dong, Zhe & Liu, Miao & Guo, Zhiwu & Huang, Xiaojin & Zhang, Yajun & Zhang, Zuoyi, 2019. "Adaptive state-observer for monitoring flexible nuclear reactors," Energy, Elsevier, vol. 171(C), pages 893-909.
    4. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
    5. Renxin, Xiao & Yi, Yang & Xianguang, Jia & Nan, Pan, 2023. "Collaborative estimations of state of energy and maximum available energy of lithium-ion batteries with optimized time windows considering instantaneous energy efficiencies," Energy, Elsevier, vol. 274(C).
    6. Victor Pizarro-Carmona & Marcelo Cortés-Carmona & Rodrigo Palma-Behnke & Williams Calderón-Muñoz & Marcos E. Orchard & Pablo A. Estévez, 2019. "An Optimized Impedance Model for the Estimation of the State-of-Charge of a Li-Ion Cell: The Case of a LiFePO 4 (ANR26650)," Energies, MDPI, vol. 12(4), pages 1-16, February.
    7. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    8. Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
    9. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    10. Xian Wang & Zhengxiang Song & Kun Yang & Xuyang Yin & Yingsan Geng & Jianhua Wang, 2019. "State of Charge Estimation for Lithium-Bismuth Liquid Metal Batteries," Energies, MDPI, vol. 12(1), pages 1-22, January.
    11. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    12. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    13. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    14. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    15. Li, Kangqun & Zhou, Fei & Chen, Xing & Yang, Wen & Shen, Junjie & Song, Zebin, 2023. "State-of-charge estimation combination algorithm for lithium-ion batteries with Frobenius-norm-based QR decomposition modified adaptive cubature Kalman filter and H-infinity filter based on electro-th," Energy, Elsevier, vol. 263(PC).
    16. Wei, Zhongbao & Zhao, Difan & He, Hongwen & Cao, Wanke & Dong, Guangzhong, 2020. "A noise-tolerant model parameterization method for lithium-ion battery management system," Applied Energy, Elsevier, vol. 268(C).
    17. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang, 2018. "State of the Art of Lithium-Ion Battery SOC Estimation for Electrical Vehicles," Energies, MDPI, vol. 11(7), pages 1-36, July.
    18. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    19. Xiao, Renxin & Hu, Yanwen & Jia, Xianguang & Chen, Guisheng, 2022. "A novel estimation of state of charge for the lithium-ion battery in electric vehicle without open circuit voltage experiment," Energy, Elsevier, vol. 243(C).
    20. Wang, Shun-Li & Fernandez, Carlos & Zou, Chuan-Yun & Yu, Chun-Mei & Chen, Lei & Zhang, Li, 2019. "A comprehensive working state monitoring method for power battery packs considering state of balance and aging correction," Energy, Elsevier, vol. 171(C), pages 444-455.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:219:y:2021:i:c:s0360544220327109. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.