IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v260y2020ics0306261919320112.html
   My bibliography  Save this article

A framework for state-of-charge and remaining discharge time prediction using unscented particle filter

Author

Listed:
  • Wang, Yujie
  • Chen, Zonghai

Abstract

As a typical complex system, the lithium-ion battery system is characterized by strong coupling and nonlinearity, which brings great challenges to its modeling, state estimation, and control. The modeling and state estimation especially the state-of-charge and remaining discharge time are key issues for the battery management system. This paper details a framework for observation of the battery state-of-charge and remaining discharge time by using the unscented particle filter. First, an equivalent circuit model considering hysteresis is presented and verified at different temperatures. Then the framework for observation of the battery state-of-charge and remaining discharge time is proposed using the unscented particle filter in order to improve the observation accuracy. The recursive method is employed to predict the probable future current considering the historical data. In addition, the prediction results of the probable future current with different forgetting factors are compared and analyzed in order to select the optimal parameter for the remaining discharge time prediction. Finally, experiments under different dynamic driving cycles at different temperatures are carried out to verify the proposed method. The performance of the unscented particle filter and the extended Kalman filter are compared and analyzed. The experimental results indicate that the proposed unscented particle filter method has high accuracy and fast convergence under dynamic driving cycles.

Suggested Citation

  • Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
  • Handle: RePEc:eee:appene:v:260:y:2020:i:c:s0306261919320112
    DOI: 10.1016/j.apenergy.2019.114324
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261919320112
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2019.114324?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Xiaosong Hu & Fengchun Sun & Yuan Zou, 2010. "Estimation of State of Charge of a Lithium-Ion Battery Pack for Electric Vehicles Using an Adaptive Luenberger Observer," Energies, MDPI, vol. 3(9), pages 1-18, September.
    2. Lin, Cheng & Tang, Aihua & Xing, Jilei, 2017. "Evaluation of electrochemical models based battery state-of-charge estimation approaches for electric vehicles," Applied Energy, Elsevier, vol. 207(C), pages 394-404.
    3. Mu, Hao & Xiong, Rui & Zheng, Hongfei & Chang, Yuhua & Chen, Zeyu, 2017. "A novel fractional order model based state-of-charge estimation method for lithium-ion battery," Applied Energy, Elsevier, vol. 207(C), pages 384-393.
    4. Kang, LiuWang & Zhao, Xuan & Ma, Jian, 2014. "A new neural network model for the state-of-charge estimation in the battery degradation process," Applied Energy, Elsevier, vol. 121(C), pages 20-27.
    5. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    6. Wang, Yujie & Liu, Chang & Pan, Rui & Chen, Zonghai, 2017. "Modeling and state-of-charge prediction of lithium-ion battery and ultracapacitor hybrids with a co-estimator," Energy, Elsevier, vol. 121(C), pages 739-750.
    7. Tang, Xiaopeng & Gao, Furong & Zou, Changfu & Yao, Ke & Hu, Wengui & Wik, Torsten, 2019. "Load-responsive model switching estimation for state of charge of lithium-ion batteries," Applied Energy, Elsevier, vol. 238(C), pages 423-434.
    8. Yuan, Xueliang & Liu, Xin & Zuo, Jian, 2015. "The development of new energy vehicles for a sustainable future: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 298-305.
    9. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    10. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    11. Dong, Guangzhong & Zhang, Xu & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state of energy estimation of lithium-ion batteries based on neural network model," Energy, Elsevier, vol. 90(P1), pages 879-888.
    12. Sturm, J. & Ennifar, H. & Erhard, S.V. & Rheinfeld, A. & Kosch, S. & Jossen, A., 2018. "State estimation of lithium-ion cells using a physicochemical model based extended Kalman filter," Applied Energy, Elsevier, vol. 223(C), pages 103-123.
    13. Wang, Yujie & Sun, Zhendong & Chen, Zonghai, 2019. "Energy management strategy for battery/supercapacitor/fuel cell hybrid source vehicles based on finite state machine," Applied Energy, Elsevier, vol. 254(C).
    14. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    15. Yu, Quanqing & Xiong, Rui & Yang, Ruixin & Pecht, Michael G., 2019. "Online capacity estimation for lithium-ion batteries through joint estimation method," Applied Energy, Elsevier, vol. 255(C).
    16. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2014. "A method for joint estimation of state-of-charge and available energy of LiFePO4 batteries," Applied Energy, Elsevier, vol. 135(C), pages 81-87.
    17. Ye, Min & Guo, Hui & Cao, Binggang, 2017. "A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter," Applied Energy, Elsevier, vol. 190(C), pages 740-748.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yonghong Xu & Cheng Li & Xu Wang & Hongguang Zhang & Fubin Yang & Lili Ma & Yan Wang, 2022. "Joint Estimation Method with Multi-Innovation Unscented Kalman Filter Based on Fractional-Order Model for State of Charge and State of Health Estimation," Sustainability, MDPI, vol. 14(23), pages 1-25, November.
    2. Shi, Haotian & Wang, Shunli & Huang, Qi & Fernandez, Carlos & Liang, Jianhong & Zhang, Mengyun & Qi, Chuangshi & Wang, Liping, 2024. "Improved electric-thermal-aging multi-physics domain coupling modeling and identification decoupling of complex kinetic processes based on timescale quantification in lithium-ion batteries," Applied Energy, Elsevier, vol. 353(PB).
    3. Oyewole, Isaiah & Chehade, Abdallah & Kim, Youngki, 2022. "A controllable deep transfer learning network with multiple domain adaptation for battery state-of-charge estimation," Applied Energy, Elsevier, vol. 312(C).
    4. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    5. Zhang, Jin & Wang, Zhenpo & Liu, Peng & Zhang, Zhaosheng, 2020. "Energy consumption analysis and prediction of electric vehicles based on real-world driving data," Applied Energy, Elsevier, vol. 275(C).
    6. He, Lin & Wang, Yangyang & Wei, Yujiang & Wang, Mingwei & Hu, Xiaosong & Shi, Qin, 2022. "An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery," Energy, Elsevier, vol. 244(PA).
    7. Shen, Jiangwei & Ma, Wensai & Xiong, Jian & Shu, Xing & Zhang, Yuanjian & Chen, Zheng & Liu, Yonggang, 2022. "Alternative combined co-estimation of state of charge and capacity for lithium-ion batteries in wide temperature scope," Energy, Elsevier, vol. 244(PB).
    8. Shi, Haotian & Wang, Shunli & Fernandez, Carlos & Yu, Chunmei & Xu, Wenhua & Dablu, Bobobee Etse & Wang, Liping, 2022. "Improved multi-time scale lumped thermoelectric coupling modeling and parameter dispersion evaluation of lithium-ion batteries," Applied Energy, Elsevier, vol. 324(C).
    9. Yang, Yang & Yu, Xiaoran & Zhu, Wenchao & Xie, Changjun & Zhao, Bo & Zhang, Leiqi & Shi, Ying & Huang, Liang & Zhang, Ruiming, 2023. "Degradation prediction of proton exchange membrane fuel cells with model uncertainty quantification," Renewable Energy, Elsevier, vol. 219(P2).
    10. Yongcun Fan & Haotian Shi & Shunli Wang & Carlos Fernandez & Wen Cao & Junhan Huang, 2021. "A Novel Adaptive Function—Dual Kalman Filtering Strategy for Online Battery Model Parameters and State of Charge Co-Estimation," Energies, MDPI, vol. 14(8), pages 1-18, April.
    11. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    12. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
    13. Xu, Maoshu & Zhang, E. & Wang, Sheng & Shen, Yi & Zou, Binchen & Li, Haomiao & Wan, Yiming & Wang, Kangli & Jiang, Kai, 2024. "Dynamic ultrasonic response modeling and accurate state of charge estimation for lithium ion batteries under various load profiles and temperatures," Applied Energy, Elsevier, vol. 355(C).
    14. Soualhi, Moncef & El Koujok, Mohamed & Nguyen, Khanh T.P. & Medjaher, Kamal & Ragab, Ahmed & Ghezzaz, Hakim & Amazouz, Mouloud & Ouali, Mohamed-Salah, 2021. "Adaptive prognostics in a controlled energy conversion process based on long- and short-term predictors," Applied Energy, Elsevier, vol. 283(C).
    15. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    16. Zhao, Xinze & Sun, Bingxiang & Zhang, Weige & He, Xitian & Ma, Shichang & Zhang, Junwei & Liu, Xiaopeng, 2024. "Error theory study on EKF-based SOC and effective error estimation strategy for Li-ion batteries," Applied Energy, Elsevier, vol. 353(PA).
    17. Tian, Jiaqiang & Fan, Yuan & Pan, Tianhong & Zhang, Xu & Yin, Jianning & Zhang, Qingping, 2024. "A critical review on inconsistency mechanism, evaluation methods and improvement measures for lithium-ion battery energy storage systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 189(PB).
    18. He, Lin & Hu, Xingwen & Yin, Guangwei & Shao, Xingguo & Liu, Jichao & Shi, Qin, 2023. "A voltage dynamics model of lithium-ion battery for state-of-charge estimation by proportional-integral observer," Applied Energy, Elsevier, vol. 351(C).
    19. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    20. Chen, Lin & Yu, Wentao & Cheng, Guoyang & Wang, Jierui, 2023. "State-of-charge estimation of lithium-ion batteries based on fractional-order modeling and adaptive square-root cubature Kalman filter," Energy, Elsevier, vol. 271(C).
    21. Yue Ren & Chunhua Jin & Shu Fang & Li Yang & Zixuan Wu & Ziyang Wang & Rui Peng & Kaiye Gao, 2023. "A Comprehensive Review of Key Technologies for Enhancing the Reliability of Lithium-Ion Power Batteries," Energies, MDPI, vol. 16(17), pages 1-38, August.
    22. Chen, Lei & Wang, Shunli & Jiang, Hong & Fernandez, Carlos, 2024. "A multi-time-scale framework for state of energy and maximum available energy of lithium-ion battery under a wide operating temperature range," Applied Energy, Elsevier, vol. 355(C).
    23. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    24. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    25. Liu, Chunli & Li, Qiang & Wang, Kai, 2021. "State-of-charge estimation and remaining useful life prediction of supercapacitors," Renewable and Sustainable Energy Reviews, Elsevier, vol. 150(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    2. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    3. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    4. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    5. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    6. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.
    7. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    8. Yang, Fangfang & Xing, Yinjiao & Wang, Dong & Tsui, Kwok-Leung, 2016. "A comparative study of three model-based algorithms for estimating state-of-charge of lithium-ion batteries under a new combined dynamic loading profile," Applied Energy, Elsevier, vol. 164(C), pages 387-399.
    9. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    10. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2017. "On-line battery state-of-charge estimation based on an integrated estimator," Applied Energy, Elsevier, vol. 185(P2), pages 2026-2032.
    11. Song, Ziyou & Hou, Jun & Li, Xuefeng & Wu, Xiaogang & Hu, Xiaosong & Hofmann, Heath & Sun, Jing, 2020. "The sequential algorithm for combined state of charge and state of health estimation of lithium-ion battery based on active current injection," Energy, Elsevier, vol. 193(C).
    12. Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
    13. Turksoy, Arzu & Teke, Ahmet & Alkaya, Alkan, 2020. "A comprehensive overview of the dc-dc converter-based battery charge balancing methods in electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 133(C).
    14. Wei, Zhongbao & Meng, Shujuan & Xiong, Binyu & Ji, Dongxu & Tseng, King Jet, 2016. "Enhanced online model identification and state of charge estimation for lithium-ion battery with a FBCRLS based observer," Applied Energy, Elsevier, vol. 181(C), pages 332-341.
    15. Ning Chen & Xu Zhao & Jiayao Chen & Xiaodong Xu & Peng Zhang & Weihua Gui, 2022. "Design of a Non-Linear Observer for SOC of Lithium-Ion Battery Based on Neural Network," Energies, MDPI, vol. 15(10), pages 1-26, May.
    16. Li, Yue & Chattopadhyay, Pritthi & Xiong, Sihan & Ray, Asok & Rahn, Christopher D., 2016. "Dynamic data-driven and model-based recursive analysis for estimation of battery state-of-charge," Applied Energy, Elsevier, vol. 184(C), pages 266-275.
    17. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    18. Zahid, Taimoor & Xu, Kun & Li, Weimin & Li, Chenming & Li, Hongzhe, 2018. "State of charge estimation for electric vehicle power battery using advanced machine learning algorithm under diversified drive cycles," Energy, Elsevier, vol. 162(C), pages 871-882.
    19. Wang, Yujie & Chen, Zonghai & Zhang, Chenbin, 2017. "On-line remaining energy prediction: A case study in embedded battery management system," Applied Energy, Elsevier, vol. 194(C), pages 688-695.
    20. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:260:y:2020:i:c:s0306261919320112. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.