IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v228y2021ics0360544221008793.html
   My bibliography  Save this article

Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter

Author

Listed:
  • Chen, Zheng
  • Zhao, Hongqian
  • Shu, Xing
  • Zhang, Yuanjian
  • Shen, Jiangwei
  • Liu, Yonggang

Abstract

Accurate state of charge estimation is essential to improve operation safety and service life of lithium-ion batteries. This paper proposes a synthetic state of charge estimation method for lithium-ion batteries based on long short-term memory network modeling and adaptive H-infinity filter. Firstly, the long short-term memory network is exploited to roughly estimate state of charge with the input of voltage, current, operating temperature and state of health. Then, to mitigate the output fluctuation and improve the estimation robustness of long short-term memory network, the adaptive H-infinity filter is employed to flatten the estimation results and further improve the estimation accuracy. A main advantage of the proposed synthetic method lies in that precise battery modeling and burdensome model parameter identification tasks that are imperative in traditional observers or filters can be omitted, thus improving the application efficiency of the proposed algorithm. The proposed method is verified effective on two types of lithium-ion batteries under dynamic working scenarios including the varying temperature and aged conditions. The experimental results highlight that the estimation error of state of charge can be restricted within 2.1% in wide temperature range and different aging states, manifesting its high-precision estimation capacity and strong robustness.

Suggested Citation

  • Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
  • Handle: RePEc:eee:energy:v:228:y:2021:i:c:s0360544221008793
    DOI: 10.1016/j.energy.2021.120630
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544221008793
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2021.120630?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Sun, Li & Li, Guanru & You, Fengqi, 2020. "Combined internal resistance and state-of-charge estimation of lithium-ion battery based on extended state observer," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
    3. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    4. Kang, LiuWang & Zhao, Xuan & Ma, Jian, 2014. "A new neural network model for the state-of-charge estimation in the battery degradation process," Applied Energy, Elsevier, vol. 121(C), pages 20-27.
    5. Ming Zhang & Kai Wang & Yan-ting Zhou, 2020. "Online State of Charge Estimation of Lithium-Ion Cells Using Particle Filter-Based Hybrid Filtering Approach," Complexity, Hindawi, vol. 2020, pages 1-10, January.
    6. Chen, Xiaokai & Lei, Hao & Xiong, Rui & Shen, Weixiang & Yang, Ruixin, 2019. "A novel approach to reconstruct open circuit voltage for state of charge estimation of lithium ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 255(C).
    7. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    8. Zahid, Taimoor & Xu, Kun & Li, Weimin & Li, Chenming & Li, Hongzhe, 2018. "State of charge estimation for electric vehicle power battery using advanced machine learning algorithm under diversified drive cycles," Energy, Elsevier, vol. 162(C), pages 871-882.
    9. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    10. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    11. Peng, Jiankun & Luo, Jiayi & He, Hongwen & Lu, Bing, 2019. "An improved state of charge estimation method based on cubature Kalman filter for lithium-ion batteries," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    12. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    13. Li Zhang & Min Zheng & Dajun Du & Yihuan Li & Minrui Fei & Yuanjun Guo & Kang Li, 2020. "State-of-Charge Estimation of Lithium-Ion Battery Pack Based on Improved RBF Neural Networks," Complexity, Hindawi, vol. 2020, pages 1-10, December.
    14. Lin, Cheng & Mu, Hao & Xiong, Rui & Shen, Weixiang, 2016. "A novel multi-model probability battery state of charge estimation approach for electric vehicles using H-infinity algorithm," Applied Energy, Elsevier, vol. 166(C), pages 76-83.
    15. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    16. Yang, Fangfang & Xing, Yinjiao & Wang, Dong & Tsui, Kwok-Leung, 2016. "A comparative study of three model-based algorithms for estimating state-of-charge of lithium-ion batteries under a new combined dynamic loading profile," Applied Energy, Elsevier, vol. 164(C), pages 387-399.
    17. Bian, Chong & He, Huoliang & Yang, Shunkun, 2020. "Stacked bidirectional long short-term memory networks for state-of-charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 191(C).
    18. Alejandro Gismero & Erik Schaltz & Daniel-Ioan Stroe, 2020. "Recursive State of Charge and State of Health Estimation Method for Lithium-Ion Batteries Based on Coulomb Counting and Open Circuit Voltage," Energies, MDPI, vol. 13(7), pages 1-11, April.
    19. Chaoran Li & Fei Xiao & Yaxiang Fan, 2019. "An Approach to State of Charge Estimation of Lithium-Ion Batteries Based on Recurrent Neural Networks with Gated Recurrent Unit," Energies, MDPI, vol. 12(9), pages 1-22, April.
    20. Bi, Yalan & Choe, Song-Yul, 2020. "An adaptive sigma-point Kalman filter with state equality constraints for online state-of-charge estimation of a Li(NiMnCo)O2/Carbon battery using a reduced-order electrochemical model," Applied Energy, Elsevier, vol. 258(C).
    21. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "A uniform estimation framework for state of health of lithium-ion batteries considering feature extraction and parameters optimization," Energy, Elsevier, vol. 204(C).
    22. Deng, Zhongwei & Hu, Xiaosong & Lin, Xianke & Che, Yunhong & Xu, Le & Guo, Wenchao, 2020. "Data-driven state of charge estimation for lithium-ion battery packs based on Gaussian process regression," Energy, Elsevier, vol. 205(C).
    23. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Md. Sazal Miah & Molla Shahadat Hossain Lipu & Sheikh Tanzim Meraj & Kamrul Hasan & Shaheer Ansari & Taskin Jamal & Hasan Masrur & Rajvikram Madurai Elavarasan & Aini Hussain, 2021. "Optimized Energy Management Schemes for Electric Vehicle Applications: A Bibliometric Analysis towards Future Trends," Sustainability, MDPI, vol. 13(22), pages 1-38, November.
    2. Liang Chen & Jiming Xie & Simin Wu & Fengxiang Guo & Zheng Chen & Wenqi Tan, 2021. "Validation of Vehicle Driving Simulator from Perspective of Velocity and Trajectory Based Driving Behavior under Curve Conditions," Energies, MDPI, vol. 14(24), pages 1-23, December.
    3. Liu, Mengmeng & Xu, Jun & Jiang, Yihui & Mei, Xuesong, 2023. "Multi-dimensional features based data-driven state of charge estimation method for LiFePO4 batteries," Energy, Elsevier, vol. 274(C).
    4. Kuang, Pan & Zhou, Fei & Xu, Shuai & Li, Kangqun & Xu, Xiaobin, 2024. "State-of-charge estimation hybrid method for lithium-ion batteries using BiGRU and AM co-modified Seq2Seq network and H-infinity filter," Energy, Elsevier, vol. 300(C).
    5. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Liu, Yonggang & Zhang, Yuanjian, 2023. "Multi-step ahead voltage prediction and voltage fault diagnosis based on gated recurrent unit neural network and incremental training," Energy, Elsevier, vol. 266(C).
    6. Cui, Zhenhua & Kang, Le & Li, Liwei & Wang, Licheng & Wang, Kai, 2022. "A hybrid neural network model with improved input for state of charge estimation of lithium-ion battery at low temperatures," Renewable Energy, Elsevier, vol. 198(C), pages 1328-1340.
    7. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    8. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    9. Li, Kangqun & Zhou, Fei & Chen, Xing & Yang, Wen & Shen, Junjie & Song, Zebin, 2023. "State-of-charge estimation combination algorithm for lithium-ion batteries with Frobenius-norm-based QR decomposition modified adaptive cubature Kalman filter and H-infinity filter based on electro-th," Energy, Elsevier, vol. 263(PC).
    10. Wang, Chao & Zhang, Xin & Yun, Xiang & Meng, Xiangfei & Fan, Xingming, 2023. "Robust state-of-charge estimation method for lithium-ion batteries based on the fusion of time series relevance vector machine and filter algorithm," Energy, Elsevier, vol. 285(C).
    11. Hend M. Fahmy & Rania A. Swief & Hany M. Hasanien & Mohammed Alharbi & José Luis Maldonado & Francisco Jurado, 2023. "Hybrid State of Charge Estimation of Lithium-Ion Battery Using the Coulomb Counting Method and an Adaptive Unscented Kalman Filter," Energies, MDPI, vol. 16(14), pages 1-21, July.
    12. Xiong, Wei & Xie, Fang & Xu, Gang & Li, Yumei & Li, Ben & Mo, Yimin & Ma, Fei & Wei, Keke, 2023. "Co-estimation of the model parameter and state of charge for retired lithium-ion batteries over a wide temperature range and battery degradation scope," Renewable Energy, Elsevier, vol. 218(C).
    13. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Lei, Zhenzhen & Zhang, Yuanjian, 2023. "State of health estimation for lithium-ion batteries based on hybrid attention and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    14. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    15. Wang, Qiao & Ye, Min & Wei, Meng & Lian, Gaoqi & Li, Yan, 2023. "Deep convolutional neural network based closed-loop SOC estimation for lithium-ion batteries in hierarchical scenarios," Energy, Elsevier, vol. 263(PB).
    16. Fan, Xinyuan & Zhang, Weige & Zhang, Caiping & Chen, Anci & An, Fulai, 2022. "SOC estimation of Li-ion battery using convolutional neural network with U-Net architecture," Energy, Elsevier, vol. 256(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. He, Lin & Wang, Yangyang & Wei, Yujiang & Wang, Mingwei & Hu, Xiaosong & Shi, Qin, 2022. "An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery," Energy, Elsevier, vol. 244(PA).
    2. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    3. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    4. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    5. Shen, Jiangwei & Ma, Wensai & Xiong, Jian & Shu, Xing & Zhang, Yuanjian & Chen, Zheng & Liu, Yonggang, 2022. "Alternative combined co-estimation of state of charge and capacity for lithium-ion batteries in wide temperature scope," Energy, Elsevier, vol. 244(PB).
    6. Panagiotis Eleftheriadis & Spyridon Giazitzis & Sonia Leva & Emanuele Ogliari, 2023. "Data-Driven Methods for the State of Charge Estimation of Lithium-Ion Batteries: An Overview," Forecasting, MDPI, vol. 5(3), pages 1-24, September.
    7. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    8. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    9. Chen, Junxiong & Feng, Xiong & Jiang, Lin & Zhu, Qiao, 2021. "State of charge estimation of lithium-ion battery using denoising autoencoder and gated recurrent unit recurrent neural network," Energy, Elsevier, vol. 227(C).
    10. Wu, Lifeng & Zhang, Yu, 2023. "Attention-based encoder-decoder networks for state of charge estimation of lithium-ion battery," Energy, Elsevier, vol. 268(C).
    11. Guo, Shanshan & Ma, Liang, 2023. "A comparative study of different deep learning algorithms for lithium-ion batteries on state-of-charge estimation," Energy, Elsevier, vol. 263(PC).
    12. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    13. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    14. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    15. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
    16. Wang, Chao & Zhang, Xin & Yun, Xiang & Meng, Xiangfei & Fan, Xingming, 2023. "Robust state-of-charge estimation method for lithium-ion batteries based on the fusion of time series relevance vector machine and filter algorithm," Energy, Elsevier, vol. 285(C).
    17. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    18. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    19. Li, Feng & Zuo, Wei & Zhou, Kun & Li, Qingqing & Huang, Yuhan & Zhang, Guangde, 2024. "State-of-charge estimation of lithium-ion battery based on second order resistor-capacitance circuit-PSO-TCN model," Energy, Elsevier, vol. 289(C).
    20. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:228:y:2021:i:c:s0360544221008793. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.