IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v207y2020ics0360544220313694.html
   My bibliography  Save this article

An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation

Author

Listed:
  • Shu, Xing
  • Li, Guang
  • Shen, Jiangwei
  • Lei, Zhenzhen
  • Chen, Zheng
  • Liu, Yonggang

Abstract

Accurate estimation of inner status is vital for safe reliable operation of lithium-ion batteries. In this study, a temperature compensation-based adaptive algorithm is proposed to simultaneously estimate the multi-state of lithium-ion batteries including state of charge, state of health and state of power. In the proposed co-estimation algorithm, the state of health is identified by the open circuit voltage-based feature point method. On the basis of accurate capacity prediction, the state of charge is estimated by the adaptive extended Kalman filter with a forgetting factor considering temperature correction. The state of power is determined according to the multi constraints subject to state of charge, operating temperature and maximum current duration. The substantial experimental validations in terms of different current profiles, aging status and time-varying temperature operating conditions highlight that the proposed algorithm furnishes preferable estimation precision with certain robustness, compared with the traditional extended Kalman filter and the adaptive extended Kalman filter. Moreover, the battery pack validation is performed to further justify the feasibility of proposed algorithm when employed in a product battery management system.

Suggested Citation

  • Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
  • Handle: RePEc:eee:energy:v:207:y:2020:i:c:s0360544220313694
    DOI: 10.1016/j.energy.2020.118262
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544220313694
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2020.118262?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    2. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    3. Yang, Duo & Wang, Yujie & Pan, Rui & Chen, Ruiyang & Chen, Zonghai, 2018. "State-of-health estimation for the lithium-ion battery based on support vector regression," Applied Energy, Elsevier, vol. 227(C), pages 273-283.
    4. Yang, Lin & Cai, Yishan & Yang, Yixin & Deng, Zhongwei, 2020. "Supervisory long-term prediction of state of available power for lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 257(C).
    5. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    6. Wang, Yujie & Liu, Chang & Pan, Rui & Chen, Zonghai, 2017. "Modeling and state-of-charge prediction of lithium-ion battery and ultracapacitor hybrids with a co-estimator," Energy, Elsevier, vol. 121(C), pages 739-750.
    7. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    8. Deng, Zhongwei & Yang, Lin & Cai, Yishan & Deng, Hao & Sun, Liu, 2016. "Online available capacity prediction and state of charge estimation based on advanced data-driven algorithms for lithium iron phosphate battery," Energy, Elsevier, vol. 112(C), pages 469-480.
    9. Tian, Yong & Lai, Rucong & Li, Xiaoyu & Xiang, Lijuan & Tian, Jindong, 2020. "A combined method for state-of-charge estimation for lithium-ion batteries using a long short-term memory network and an adaptive cubature Kalman filter," Applied Energy, Elsevier, vol. 265(C).
    10. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    11. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    12. Hu, Xiaosong & Jiang, Haifu & Feng, Fei & Liu, Bo, 2020. "An enhanced multi-state estimation hierarchy for advanced lithium-ion battery management," Applied Energy, Elsevier, vol. 257(C).
    13. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    14. Bi, Yalan & Choe, Song-Yul, 2020. "An adaptive sigma-point Kalman filter with state equality constraints for online state-of-charge estimation of a Li(NiMnCo)O2/Carbon battery using a reduced-order electrochemical model," Applied Energy, Elsevier, vol. 258(C).
    15. Zhang, Cheng & Yang, Fan & Ke, Xinyou & Liu, Zhifeng & Yuan, Chris, 2019. "Predictive modeling of energy consumption and greenhouse gas emissions from autonomous electric vehicle operations," Applied Energy, Elsevier, vol. 254(C).
    16. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chen, Zheng & Hu, Hengjie & Wu, Yitao & Zhang, Yuanjian & Li, Guang & Liu, Yonggang, 2020. "Stochastic model predictive control for energy management of power-split plug-in hybrid electric vehicles based on reinforcement learning," Energy, Elsevier, vol. 211(C).
    2. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Liu, Yonggang & Zhang, Yuanjian, 2023. "Multi-step ahead voltage prediction and voltage fault diagnosis based on gated recurrent unit neural network and incremental training," Energy, Elsevier, vol. 266(C).
    3. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
    4. Qi, Kaijian & Zhang, Weigang & Zhou, Wei & Cheng, Jifu, 2022. "Integrated battery power capability prediction and driving torque regulation for electric vehicles: A reduced order MPC approach," Applied Energy, Elsevier, vol. 317(C).
    5. Shen, Jiangwei & Ma, Wensai & Xiong, Jian & Shu, Xing & Zhang, Yuanjian & Chen, Zheng & Liu, Yonggang, 2022. "Alternative combined co-estimation of state of charge and capacity for lithium-ion batteries in wide temperature scope," Energy, Elsevier, vol. 244(PB).
    6. Ouyang, Tiancheng & Xu, Peihang & Chen, Jingxian & Su, Zixiang & Huang, Guicong & Chen, Nan, 2021. "A novel state of charge estimation method for lithium-ion batteries based on bias compensation," Energy, Elsevier, vol. 226(C).
    7. Li, Qingbo & Zhong, Jun & Du, Jinqiao & Yi, Yong & Tian, Jie & Li, Yan & Lai, Chunyan & Lu, Taolin & Xie, Jingying, 2024. "Probabilistic neural network-based flexible estimation of lithium-ion battery capacity considering multidimensional charging habits," Energy, Elsevier, vol. 294(C).
    8. Shen, Dongxu & Wu, Lifeng & Kang, Guoqing & Guan, Yong & Peng, Zhen, 2021. "A novel online method for predicting the remaining useful life of lithium-ion batteries considering random variable discharge current," Energy, Elsevier, vol. 218(C).
    9. Gao, Yizhao & Zhu, Chong & Zhang, Xi & Guo, Bangjun, 2021. "Implementation and evaluation of a practical electrochemical- thermal model of lithium-ion batteries for EV battery management system," Energy, Elsevier, vol. 221(C).
    10. Xu, Bowen & Lu, Xinjiang & Bai, Yunxu & Xu, Jie, 2024. "A convolution and memory network-based spatiotemporal model for thermal dynamics of multiple heat sources and its application in serial-connected lithium batteries," Energy, Elsevier, vol. 293(C).
    11. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    12. Wang, Chao & Zhang, Xin & Yun, Xiang & Meng, Xiangfei & Fan, Xingming, 2023. "Robust state-of-charge estimation method for lithium-ion batteries based on the fusion of time series relevance vector machine and filter algorithm," Energy, Elsevier, vol. 285(C).
    13. Xu, Zhicheng & Wang, Jun & Lund, Peter D. & Zhang, Yaoming, 2022. "Co-estimating the state of charge and health of lithium batteries through combining a minimalist electrochemical model and an equivalent circuit model," Energy, Elsevier, vol. 240(C).
    14. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    15. Maheshwari, A. & Nageswari, S., 2022. "Real-time state of charge estimation for electric vehicle power batteries using optimized filter," Energy, Elsevier, vol. 254(PB).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    3. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    4. Li, Xiaoyu & Yuan, Changgui & Wang, Zhenpo, 2020. "State of health estimation for Li-ion battery via partial incremental capacity analysis based on support vector regression," Energy, Elsevier, vol. 203(C).
    5. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    6. Cheng, Gong & Wang, Xinzhi & He, Yurong, 2021. "Remaining useful life and state of health prediction for lithium batteries based on empirical mode decomposition and a long and short memory neural network," Energy, Elsevier, vol. 232(C).
    7. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    8. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    9. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    10. Sun, Li & Li, Guanru & You, Fengqi, 2020. "Combined internal resistance and state-of-charge estimation of lithium-ion battery based on extended state observer," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    11. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe, 2020. "Incremental capacity analysis based adaptive capacity estimation for lithium-ion battery considering charging condition," Applied Energy, Elsevier, vol. 269(C).
    12. Saeed Mian Qaisar, 2020. "Event-Driven Coulomb Counting for Effective Online Approximation of Li-Ion Battery State of Charge," Energies, MDPI, vol. 13(21), pages 1-20, October.
    13. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    14. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    15. Zheng Chen & Jiapeng Xiao & Xing Shu & Shiquan Shen & Jiangwei Shen & Yonggang Liu, 2020. "Model-Based Adaptive Joint Estimation of the State of Charge and Capacity for Lithium–Ion Batteries in Their Entire Lifespan," Energies, MDPI, vol. 13(6), pages 1-15, March.
    16. Tian, Yong & Huang, Zhijia & Tian, Jindong & Li, Xiaoyu, 2022. "State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies," Energy, Elsevier, vol. 238(PC).
    17. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    18. Yong Tian & Qianyuan Dong & Jindong Tian & Xiaoyu Li, 2023. "Capacity Estimation of Lithium-Ion Batteries Based on Multiple Small Voltage Sections and BP Neural Networks," Energies, MDPI, vol. 16(2), pages 1-18, January.
    19. Tian, Yong & Dong, Qianyuan & Tian, Jindong & Li, Xiaoyu & Li, Guang & Mehran, Kamyar, 2023. "Capacity estimation of lithium-ion batteries based on optimized charging voltage section and virtual sample generation," Applied Energy, Elsevier, vol. 332(C).
    20. Meng, Jinhao & Cai, Lei & Stroe, Daniel-Ioan & Luo, Guangzhao & Sui, Xin & Teodorescu, Remus, 2019. "Lithium-ion battery state-of-health estimation in electric vehicle using optimized partial charging voltage profiles," Energy, Elsevier, vol. 185(C), pages 1054-1062.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:207:y:2020:i:c:s0360544220313694. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.