IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v232y2023ics0951832022006810.html
   My bibliography  Save this article

State of health estimation for lithium-ion batteries based on hybrid attention and deep learning

Author

Listed:
  • Zhao, Hongqian
  • Chen, Zheng
  • Shu, Xing
  • Shen, Jiangwei
  • Lei, Zhenzhen
  • Zhang, Yuanjian

Abstract

Accurate state of health estimation of lithium-ion batteries is imperative for reliable and safe operations of electric vehicles. This study presents a hybrid attention and deep learning method for state of health prediction of lithium-ion batteries. First, the temperature difference curves are calculated from the charging data and subsequently smoothed by the Kalman filter. Next, the health features related to capacity degradation are extracted from the differential temperature curves to characterize the relationship between temperature and aging. Then, a hybrid attention and deep learning model integrating the strengths of convolutional neural network, gated recurrent unit recurrent neural network and attention mechanism is developed to forecast the battery's state of health. The superior prediction performance of the proposed method is verified by comparing with eleven mainstream methods. All the estimation errors can be maintained within 1.3% without extracting highly correlated health features, illustrating the promising accuracy and reliability of the developed state of health estimation method. In addition, the results validate that the proposed algorithm can achieve satisfied robustness to battery inconsistency.

Suggested Citation

  • Zhao, Hongqian & Chen, Zheng & Shu, Xing & Shen, Jiangwei & Lei, Zhenzhen & Zhang, Yuanjian, 2023. "State of health estimation for lithium-ion batteries based on hybrid attention and deep learning," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
  • Handle: RePEc:eee:reensy:v:232:y:2023:i:c:s0951832022006810
    DOI: 10.1016/j.ress.2022.109066
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832022006810
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2022.109066?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. He, Jiabei & Tian, Yi & Wu, Lifeng, 2022. "A hybrid data-driven method for rapid prediction of lithium-ion battery capacity," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    2. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    3. Lyu, Zhiqiang & Wang, Geng & Gao, Renjing, 2022. "Synchronous state of health estimation and remaining useful lifetime prediction of Li-Ion battery through optimized relevance vector machine framework," Energy, Elsevier, vol. 251(C).
    4. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    5. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    6. Shu, Xing & Shen, Jiangwei & Chen, Zheng & Zhang, Yuanjian & Liu, Yonggang & Lin, Yan, 2022. "Remaining capacity estimation for lithium-ion batteries via co-operation of multi-machine learning algorithms," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    7. Chang, Yang & Fang, Huajing, 2019. "A hybrid prognostic method for system degradation based on particle filter and relevance vector machine," Reliability Engineering and System Safety, Elsevier, vol. 186(C), pages 51-63.
    8. Zhang, Qisong & Yang, Lin & Guo, Wenchao & Qiang, Jiaxi & Peng, Cheng & Li, Qinyi & Deng, Zhongwei, 2022. "A deep learning method for lithium-ion battery remaining useful life prediction based on sparse segment data via cloud computing system," Energy, Elsevier, vol. 241(C).
    9. Zheng, Xiujuan & Fang, Huajing, 2015. "An integrated unscented kalman filter and relevance vector regression approach for lithium-ion battery remaining useful life and short-term capacity prediction," Reliability Engineering and System Safety, Elsevier, vol. 144(C), pages 74-82.
    10. Lin, Yan-Hui & Jiao, Xin-Lei, 2021. "Adaptive Kernel Auxiliary Particle Filter Method for Degradation State Estimation," Reliability Engineering and System Safety, Elsevier, vol. 211(C).
    11. Ephrem Chemali & Phillip J. Kollmeyer & Matthias Preindl & Youssef Fahmy & Ali Emadi, 2022. "A Convolutional Neural Network Approach for Estimation of Li-Ion Battery State of Health from Charge Profiles," Energies, MDPI, vol. 15(3), pages 1-15, February.
    12. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "A uniform estimation framework for state of health of lithium-ion batteries considering feature extraction and parameters optimization," Energy, Elsevier, vol. 204(C).
    13. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    14. Ma, Zhengjing & Mei, Gang, 2022. "A hybrid attention-based deep learning approach for wind power prediction," Applied Energy, Elsevier, vol. 323(C).
    15. Chen, Lin & Wang, Huimin & Liu, Bohao & Wang, Yijue & Ding, Yunhui & Pan, Haihong, 2021. "Battery state-of-health estimation based on a metabolic extreme learning machine combining degradation state model and error compensation," Energy, Elsevier, vol. 215(PA).
    16. Chen, Xiaowu & Liu, Zhen, 2022. "A long short-term memory neural network based Wiener process model for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    17. Li, Sai & Fang, Huajing & Shi, Bing, 2021. "Remaining useful life estimation of Lithium-ion battery based on interacting multiple model particle filter and support vector regression," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    18. Bi, Jun & Zhang, Ting & Yu, Haiyang & Kang, Yanqiong, 2016. "State-of-health estimation of lithium-ion battery packs in electric vehicles based on genetic resampling particle filter," Applied Energy, Elsevier, vol. 182(C), pages 558-568.
    19. Yu, Jianbo, 2018. "State of health prediction of lithium-ion batteries: Multiscale logic regression and Gaussian process regression ensemble," Reliability Engineering and System Safety, Elsevier, vol. 174(C), pages 82-95.
    20. Zhang, Ying & Li, Yan-Fu, 2022. "Prognostics and health management of Lithium-ion battery using deep learning methods: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    21. Niu, Dongxiao & Yu, Min & Sun, Lijie & Gao, Tian & Wang, Keke, 2022. "Short-term multi-energy load forecasting for integrated energy systems based on CNN-BiGRU optimized by attention mechanism," Applied Energy, Elsevier, vol. 313(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chen, Junxiong & Hu, Yuanjiang & Zhu, Qiao & Rashid, Haroon & Li, Hongkun, 2023. "A novel battery health indicator and PSO-LSSVR for LiFePO4 battery SOH estimation during constant current charging," Energy, Elsevier, vol. 282(C).
    2. Yao, Jiachi & Han, Te, 2023. "Data-driven lithium-ion batteries capacity estimation based on deep transfer learning using partial segment of charging/discharging data," Energy, Elsevier, vol. 271(C).
    3. Meng, Jinhao & You, Yuqiang & Lin, Mingqiang & Wu, Ji & Song, Zhengxiang, 2024. "Multi-scenarios transferable learning framework with few-shot for early lithium-ion battery lifespan trajectory prediction," Energy, Elsevier, vol. 286(C).
    4. Zhang, Hao & Gao, Jingyi & Kang, Le & Zhang, Yi & Wang, Licheng & Wang, Kai, 2023. "State of health estimation of lithium-ion batteries based on modified flower pollination algorithm-temporal convolutional network," Energy, Elsevier, vol. 283(C).
    5. Mizutani, Daijiro & Nakazato, Yuto & Ikushima, Rie & Satsukawa, Koki & Kawasaki, Yosuke & Kuwahara, Masao, 2024. "Optimal intervention policy of emergency storage batteries for expressway transportation systems considering deterioration risk during lead time of replacement," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    6. Xu, Xiaodong & Tang, Shengjin & Han, Xuebing & Lu, Languang & Wu, Yu & Yu, Chuanqiang & Sun, Xiaoyan & Xie, Jian & Feng, Xuning & Ouyang, Minggao, 2023. "Fast capacity prediction of lithium-ion batteries using aging mechanism-informed bidirectional long short-term memory network," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    7. Che, Yunhong & Zheng, Yusheng & Forest, Florent Evariste & Sui, Xin & Hu, Xiaosong & Teodorescu, Remus, 2024. "Predictive health assessment for lithium-ion batteries with probabilistic degradation prediction and accelerating aging detection," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    8. Zhao, Hongqian & Chen, Zheng & Shu, Xing & Xiao, Renxin & Shen, Jiangwei & Liu, Yu & Liu, Yonggang, 2024. "Online surface temperature prediction and abnormal diagnosis of lithium-ion batteries based on hybrid neural network and fault threshold optimization," Reliability Engineering and System Safety, Elsevier, vol. 243(C).
    9. Li, Fang & Min, Yongjun & Zhang, Ying & Zhang, Yong & Zuo, Hongfu & Bai, Fang, 2024. "State-of-health estimation method for fast-charging lithium-ion batteries based on stacking ensemble sparse Gaussian process regression," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    10. Zhou, Danhua & Wang, Bin & Zhu, Chao & Zhou, Fang & Wu, Hong, 2023. "A light-weight feature extractor for lithium-ion battery health prognosis," Reliability Engineering and System Safety, Elsevier, vol. 237(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lin, Mingqiang & You, Yuqiang & Wang, Wei & Wu, Ji, 2023. "Battery health prognosis with gated recurrent unit neural networks and hidden Markov model considering uncertainty quantification," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    2. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    3. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    4. Tang, Ting & Yuan, Huimei, 2022. "A hybrid approach based on decomposition algorithm and neural network for remaining useful life prediction of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    5. Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
    6. Zhao, Bo & Zhang, Weige & Zhang, Yanru & Zhang, Caiping & Zhang, Chi & Zhang, Junwei, 2024. "Research on the remaining useful life prediction method for lithium-ion batteries by fusion of feature engineering and deep learning," Applied Energy, Elsevier, vol. 358(C).
    7. Bai, Guangxing & Su, Yunsheng & Rahman, Maliha Maisha & Wang, Zequn, 2023. "Prognostics of Lithium-Ion batteries using knowledge-constrained machine learning and Kalman filtering," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    8. Xu, Zhicheng & Wang, Jun & Lund, Peter D. & Zhang, Yaoming, 2021. "Estimation and prediction of state of health of electric vehicle batteries using discrete incremental capacity analysis based on real driving data," Energy, Elsevier, vol. 225(C).
    9. Chuang Sun & An Qu & Jun Zhang & Qiyang Shi & Zhenhong Jia, 2022. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on Improved Variational Mode Decomposition and Machine Learning Algorithm," Energies, MDPI, vol. 16(1), pages 1-15, December.
    10. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Guo, Yanjie & Xi, Huan & Wang, Shibin & Chen, Xuefeng, 2023. "Feature disentanglement and tendency retainment with domain adaptation for Lithium-ion battery capacity estimation," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    11. Li, Sai & Fang, Huajing & Shi, Bing, 2021. "Remaining useful life estimation of Lithium-ion battery based on interacting multiple model particle filter and support vector regression," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    12. Xu, Huanwei & Wu, Lingfeng & Xiong, Shizhe & Li, Wei & Garg, Akhil & Gao, Liang, 2023. "An improved CNN-LSTM model-based state-of-health estimation approach for lithium-ion batteries," Energy, Elsevier, vol. 276(C).
    13. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    14. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Shang, Zuogang & Yan, Ruqiang & Chen, Xuefeng, 2023. "Explainability-driven model improvement for SOH estimation of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    15. Shen, Jiangwei & Ma, Wensai & Shu, Xing & Shen, Shiquan & Chen, Zheng & Liu, Yonggang, 2023. "Accurate state of health estimation for lithium-ion batteries under random charging scenarios," Energy, Elsevier, vol. 279(C).
    16. Wei, Yupeng & Wu, Dazhong, 2023. "Prediction of state of health and remaining useful life of lithium-ion battery using graph convolutional network with dual attention mechanisms," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    17. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    18. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "Parallel State Fusion LSTM-based Early-cycle Stage Lithium-ion Battery RUL Prediction Under Lebesgue Sampling Framework," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    19. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    20. He, Jiabei & Wu, Lifeng, 2023. "Cross-conditions capacity estimation of lithium-ion battery with constrained adversarial domain adaptation," Energy, Elsevier, vol. 277(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:232:y:2023:i:c:s0951832022006810. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.