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SOC estimation of Li-ion battery using convolutional neural network with U-Net architecture

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  • Fan, Xinyuan
  • Zhang, Weige
  • Zhang, Caiping
  • Chen, Anci
  • An, Fulai

Abstract

State-of-charge (SOC) is critical to the safe operation and energy management of electric vehicles. Data-driven SOC estimation algorithms all require a period of data to ensure convergence of the estimation results and cannot accurately estimate the SOC values near the starting point. We propose a SOC estimation method based on the U-Net architecture that can handle variable-length input data and output equal-length SOC estimation results, including accurate SOC of the starting point. Symmetric padding convolutional layer was proposed to address the boundary effect of Convolutional Neural Networks (CNN) and improve the accuracy of SOC estimation at the edges. We also propose a total variation loss function, which improves the stability of the estimation only by optimizing the loss function without increasing the model complexity, and significantly reduces the maximum error. The model was trained using dynamic drive cycle data at five constant temperatures, and the model has high accuracy at both constant and variable temperature conditions. The proposed method can estimate the SOC at constant temperatures with mean absolute error (MAE) within 1.1% and root-mean-square error (RMSE) within 1.4%. This method also can estimate SOC at varying temperatures with MAE within 1.5% and RMSE within 1.8% under different driving conditions.

Suggested Citation

  • Fan, Xinyuan & Zhang, Weige & Zhang, Caiping & Chen, Anci & An, Fulai, 2022. "SOC estimation of Li-ion battery using convolutional neural network with U-Net architecture," Energy, Elsevier, vol. 256(C).
  • Handle: RePEc:eee:energy:v:256:y:2022:i:c:s0360544222015158
    DOI: 10.1016/j.energy.2022.124612
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    References listed on IDEAS

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    4. Zhan, Mingjing & Wu, Baigong & Xu, Guoqi & Li, Wenjuan & Liang, Darong & Zhang, Xiao, 2023. "Application of adaptive extended Kalman algorithm based on strong tracking fading factor in Stat-of-Charge estimation of lithium-ion battery," Energy, Elsevier, vol. 284(C).
    5. Yu, Hanqing & Zhang, Lisheng & Wang, Wentao & Li, Shen & Chen, Siyan & Yang, Shichun & Li, Junfu & Liu, Xinhua, 2023. "State of charge estimation method by using a simplified electrochemical model in deep learning framework for lithium-ion batteries," Energy, Elsevier, vol. 278(C).
    6. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.
    7. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    8. Molla Shahadat Hossain Lipu & Tahia F. Karim & Shaheer Ansari & Md. Sazal Miah & Md. Siddikur Rahman & Sheikh T. Meraj & Rajvikram Madurai Elavarasan & Raghavendra Rajan Vijayaraghavan, 2022. "Intelligent SOX Estimation for Automotive Battery Management Systems: State-of-the-Art Deep Learning Approaches, Open Issues, and Future Research Opportunities," Energies, MDPI, vol. 16(1), pages 1-31, December.
    9. Li, Feng & Zuo, Wei & Zhou, Kun & Li, Qingqing & Huang, Yuhan & Zhang, Guangde, 2024. "State-of-charge estimation of lithium-ion battery based on second order resistor-capacitance circuit-PSO-TCN model," Energy, Elsevier, vol. 289(C).
    10. Zhang, Jie & Xiao, Bo & Niu, Geng & Xie, Xuanzhi & Wu, Saixiang, 2024. "Joint estimation of state-of-charge and state-of-power for hybrid supercapacitors using fractional-order adaptive unscented Kalman filter," Energy, Elsevier, vol. 294(C).

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