IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v205y2017icp892-902.html
   My bibliography  Save this article

A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries

Author

Listed:
  • Lin, Cheng
  • Yu, Quanqing
  • Xiong, Rui
  • Wang, Le Yi

Abstract

The open circuit voltage (OCV) is of essential importance for accurate estimation of the state of charge (SoC) in lithium-ion battery (LiB). The OCV-SoC relationship is typically predetermined by fitting offline OCV data. Commonly used two OCV tests are compared in few literatures. Moreover, they only focus on the middle SoC region (i.e., 20% and 90%) of LiNiMnCoO2 (NMC) LiBs, the performances of these OCV tests for other battery types and entire SoC region are failed to be addressed. In this paper, the impact of two OCV tests on SoC estimation for NMC and LiFePO4 (LFP) LiBs is investigated at different temperatures and aging stages. A parameter and SoC joint estimation method is introduced, based on an integrated H∞-UKF method. The accuracy and reliability of the proposed method are verified by using two different OCV testing data at various ambient temperatures and aging stages for some commercial NMC and LFP LiBs. The results indicate that the incremental OCV test method results in more accurate SoC estimation than the low current OCV test method, on both NMC and LFP LiBs. Furthermore, to reach equilibrium states and achieve desired SoC estimation accuracy, the relaxation period in the incremental OCV test method needs to be extended at low temperatures.

Suggested Citation

  • Lin, Cheng & Yu, Quanqing & Xiong, Rui & Wang, Le Yi, 2017. "A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 205(C), pages 892-902.
  • Handle: RePEc:eee:appene:v:205:y:2017:i:c:p:892-902
    DOI: 10.1016/j.apenergy.2017.08.124
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261917311479
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2017.08.124?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Wang, Shunli & Shang, Liping & Li, Zhanfeng & Deng, Hu & Li, Jianchao, 2016. "Online dynamic equalization adjustment of high-power lithium-ion battery packs based on the state of balance estimation," Applied Energy, Elsevier, vol. 166(C), pages 44-58.
    2. Zheng, Linfeng & Zhang, Lei & Zhu, Jianguo & Wang, Guoxiu & Jiang, Jiuchun, 2016. "Co-estimation of state-of-charge, capacity and resistance for lithium-ion batteries based on a high-fidelity electrochemical model," Applied Energy, Elsevier, vol. 180(C), pages 424-434.
    3. Xiong, Rui & Sun, Fengchun & Chen, Zheng & He, Hongwen, 2014. "A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion olymer battery in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 463-476.
    4. Sun, Fengchun & Xiong, Rui & He, Hongwen, 2016. "A systematic state-of-charge estimation framework for multi-cell battery pack in electric vehicles using bias correction technique," Applied Energy, Elsevier, vol. 162(C), pages 1399-1409.
    5. Li, Xue & Jiang, Jiuchun & Wang, Le Yi & Chen, Dafen & Zhang, Yanru & Zhang, Caiping, 2016. "A capacity model based on charging process for state of health estimation of lithium ion batteries," Applied Energy, Elsevier, vol. 177(C), pages 537-543.
    6. Wei, Zhongbao & Meng, Shujuan & Xiong, Binyu & Ji, Dongxu & Tseng, King Jet, 2016. "Enhanced online model identification and state of charge estimation for lithium-ion battery with a FBCRLS based observer," Applied Energy, Elsevier, vol. 181(C), pages 332-341.
    7. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    8. Xiangwei Guo & Longyun Kang & Yuan Yao & Zhizhen Huang & Wenbiao Li, 2016. "Joint Estimation of the Electric Vehicle Power Battery State of Charge Based on the Least Squares Method and the Kalman Filter Algorithm," Energies, MDPI, vol. 9(2), pages 1-16, February.
    9. Xia, Bizhong & Chen, Chaoren & Tian, Yong & Wang, Mingwang & Sun, Wei & Xu, Zhihui, 2015. "State of charge estimation of lithium-ion batteries based on an improved parameter identification method," Energy, Elsevier, vol. 90(P2), pages 1426-1434.
    10. Dai, Haifeng & Xu, Tianjiao & Zhu, Letao & Wei, Xuezhe & Sun, Zechang, 2016. "Adaptive model parameter identification for large capacity Li-ion batteries on separated time scales," Applied Energy, Elsevier, vol. 184(C), pages 119-131.
    11. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    12. Jianping Gao & Yongzhi Zhang & Hongwen He, 2015. "A Real-Time Joint Estimator for Model Parameters and State of Charge of Lithium-Ion Batteries in Electric Vehicles," Energies, MDPI, vol. 8(8), pages 1-19, August.
    13. Zhao, Xin & de Callafon, Raymond A., 2016. "Modeling of battery dynamics and hysteresis for power delivery prediction and SOC estimation," Applied Energy, Elsevier, vol. 180(C), pages 823-833.
    14. Marongiu, Andrea & Nußbaum, Felix Gerd Wilhelm & Waag, Wladislaw & Garmendia, Maitane & Sauer, Dirk Uwe, 2016. "Comprehensive study of the influence of aging on the hysteresis behavior of a lithium iron phosphate cathode-based lithium ion battery – An experimental investigation of the hysteresis," Applied Energy, Elsevier, vol. 171(C), pages 629-645.
    15. Truchot, Cyril & Dubarry, Matthieu & Liaw, Bor Yann, 2014. "State-of-charge estimation and uncertainty for lithium-ion battery strings," Applied Energy, Elsevier, vol. 119(C), pages 218-227.
    16. Xiong, Rui & Tian, Jinpeng & Mu, Hao & Wang, Chun, 2017. "A systematic model-based degradation behavior recognition and health monitoring method for lithium-ion batteries," Applied Energy, Elsevier, vol. 207(C), pages 372-383.
    17. Ming-Hui Chang & Han-Pang Huang & Shu-Wei Chang, 2013. "A New State of Charge Estimation Method for LiFePO 4 Battery Packs Used in Robots," Energies, MDPI, vol. 6(4), pages 1-24, April.
    18. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    19. Zheng, Fangdan & Xing, Yinjiao & Jiang, Jiuchun & Sun, Bingxiang & Kim, Jonghoon & Pecht, Michael, 2016. "Influence of different open circuit voltage tests on state of charge online estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 183(C), pages 513-525.
    20. Dong, Guangzhong & Wei, Jingwen & Zhang, Chenbin & Chen, Zonghai, 2016. "Online state of charge estimation and open circuit voltage hysteresis modeling of LiFePO4 battery using invariant imbedding method," Applied Energy, Elsevier, vol. 162(C), pages 163-171.
    21. Jaguemont, J. & Boulon, L. & Dubé, Y., 2016. "A comprehensive review of lithium-ion batteries used in hybrid and electric vehicles at cold temperatures," Applied Energy, Elsevier, vol. 164(C), pages 99-114.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2018. "A Study on the Open Circuit Voltage and State of Charge Characterization of High Capacity Lithium-Ion Battery Under Different Temperature," Energies, MDPI, vol. 11(9), pages 1-17, September.
    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    3. Zheng, Yuejiu & Wang, Jingjing & Qin, Chao & Lu, Languang & Han, Xuebing & Ouyang, Minggao, 2019. "A novel capacity estimation method based on charging curve sections for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 185(C), pages 361-371.
    4. Fan, Xinyuan & Qi, Hongfeng & Zhang, Weige & Zhang, Yanru, 2024. "Experiment-free physical hybrid neural network approach for battery pack inconsistency estimation," Applied Energy, Elsevier, vol. 358(C).
    5. Nadya Novarizka Mawuntu & Bao-Qi Mu & Oualid Doukhi & Deok-Jin Lee, 2023. "Modeling of the Battery Pack and Battery Management System towards an Integrated Electric Vehicle Application," Energies, MDPI, vol. 16(20), pages 1-17, October.
    6. Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
    7. Zhang, Kai & Bai, Dongxin & Li, Yong & Song, Ke & Zheng, Bailin & Yang, Fuqian, 2024. "Robust state-of-charge estimator for lithium-ion batteries enabled by a physics-driven dual-stage attention mechanism," Applied Energy, Elsevier, vol. 359(C).
    8. Yang, Lin & Cai, Yishan & Yang, Yixin & Deng, Zhongwei, 2020. "Supervisory long-term prediction of state of available power for lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 257(C).
    9. Yang, Jufeng & Huang, Wenxin & Xia, Bing & Mi, Chris, 2019. "The improved open-circuit voltage characterization test using active polarization voltage reduction method," Applied Energy, Elsevier, vol. 237(C), pages 682-694.
    10. Li, Shi & Pischinger, Stefan & He, Chaoyi & Liang, Liliuyuan & Stapelbroek, Michael, 2018. "A comparative study of model-based capacity estimation algorithms in dual estimation frameworks for lithium-ion batteries under an accelerated aging test," Applied Energy, Elsevier, vol. 212(C), pages 1522-1536.
    11. Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
    12. Yu Peng & Yandong Hou & Yuchen Song & Jingyue Pang & Datong Liu, 2018. "Lithium-Ion Battery Prognostics with Hybrid Gaussian Process Function Regression," Energies, MDPI, vol. 11(6), pages 1-20, June.
    13. Sung-Tae Ko & Jaehyung Lee & Jung-Hoon Ahn & Byoung Kuk Lee, 2019. "Innovative Modeling Approach for Li-Ion Battery Packs Considering Intrinsic Cell Unbalances and Packaging Elements," Energies, MDPI, vol. 12(3), pages 1-13, January.
    14. Xiao, Renxin & Hu, Yanwen & Jia, Xianguang & Chen, Guisheng, 2022. "A novel estimation of state of charge for the lithium-ion battery in electric vehicle without open circuit voltage experiment," Energy, Elsevier, vol. 243(C).
    15. Zhang, Shuzhi & Zhang, Chen & Jiang, Shiyong & Zhang, Xiongwen, 2022. "A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation," Energy, Elsevier, vol. 246(C).
    16. Renxin, Xiao & Yi, Yang & Xianguang, Jia & Nan, Pan, 2023. "Collaborative estimations of state of energy and maximum available energy of lithium-ion batteries with optimized time windows considering instantaneous energy efficiencies," Energy, Elsevier, vol. 274(C).
    17. Zhu, Rui & Duan, Bin & Zhang, Chenghui & Gong, Sizhao, 2019. "Accurate lithium-ion battery modeling with inverse repeat binary sequence for electric vehicle applications," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    18. Chen, Xiang & Deng, Yelin & Wang, Xingxing & Yuan, Yinnan, 2024. "The capacity degradation path prediction for the prismatic lithium-ion batteries based on the multi-features extraction with SGPR," Energy, Elsevier, vol. 299(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    3. Zhu, Rui & Duan, Bin & Zhang, Chenghui & Gong, Sizhao, 2019. "Accurate lithium-ion battery modeling with inverse repeat binary sequence for electric vehicle applications," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    4. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    5. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    6. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    7. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    8. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    9. Zhongbao Wei & Feng Leng & Zhongjie He & Wenyu Zhang & Kaiyuan Li, 2018. "Online State of Charge and State of Health Estimation for a Lithium-Ion Battery Based on a Data–Model Fusion Method," Energies, MDPI, vol. 11(7), pages 1-16, July.
    10. Mu, Hao & Xiong, Rui & Zheng, Hongfei & Chang, Yuhua & Chen, Zeyu, 2017. "A novel fractional order model based state-of-charge estimation method for lithium-ion battery," Applied Energy, Elsevier, vol. 207(C), pages 384-393.
    11. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    12. Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
    13. Li, Shi & Pischinger, Stefan & He, Chaoyi & Liang, Liliuyuan & Stapelbroek, Michael, 2018. "A comparative study of model-based capacity estimation algorithms in dual estimation frameworks for lithium-ion batteries under an accelerated aging test," Applied Energy, Elsevier, vol. 212(C), pages 1522-1536.
    14. Li, Zhirun & Xiong, Rui & Mu, Hao & He, Hongwen & Wang, Chun, 2017. "A novel parameter and state-of-charge determining method of lithium-ion battery for electric vehicles," Applied Energy, Elsevier, vol. 207(C), pages 363-371.
    15. He, Hongwen & Xiong, Rui & Peng, Jiankun, 2016. "Real-time estimation of battery state-of-charge with unscented Kalman filter and RTOS μCOS-II platform," Applied Energy, Elsevier, vol. 162(C), pages 1410-1418.
    16. Cheng, Yujie & Song, Dengwei & Wang, Zhenya & Lu, Chen & Zerhouni, Noureddine, 2020. "An ensemble prognostic method for lithium-ion battery capacity estimation based on time-varying weight allocation," Applied Energy, Elsevier, vol. 266(C).
    17. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang, 2018. "State of the Art of Lithium-Ion Battery SOC Estimation for Electrical Vehicles," Energies, MDPI, vol. 11(7), pages 1-36, July.
    18. Allafi, Walid & Uddin, Kotub & Zhang, Cheng & Mazuir Raja Ahsan Sha, Raja & Marco, James, 2017. "On-line scheme for parameter estimation of nonlinear lithium ion battery equivalent circuit models using the simplified refined instrumental variable method for a modified Wiener continuous-time model," Applied Energy, Elsevier, vol. 204(C), pages 497-508.
    19. Quanqing Yu & Changjiang Wan & Junfu Li & Lixin E & Xin Zhang & Yonghe Huang & Tao Liu, 2021. "An Open Circuit Voltage Model Fusion Method for State of Charge Estimation of Lithium-Ion Batteries," Energies, MDPI, vol. 14(7), pages 1-22, March.
    20. Ma, Zeyu & Yang, Ruixin & Wang, Zhenpo, 2019. "A novel data-model fusion state-of-health estimation approach for lithium-ion batteries," Applied Energy, Elsevier, vol. 237(C), pages 836-847.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:205:y:2017:i:c:p:892-902. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.