IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v274y2023ics0360544223006990.html
   My bibliography  Save this article

Collaborative estimations of state of energy and maximum available energy of lithium-ion batteries with optimized time windows considering instantaneous energy efficiencies

Author

Listed:
  • Renxin, Xiao
  • Yi, Yang
  • Xianguang, Jia
  • Nan, Pan

Abstract

The state of energy (SOE) of the lithium-ion battery indicates the driving range of electric vehicles, which is affected by its maximum available energy (MAEgy). Meanwhile, the energy efficiency is of great significance to improve the estimation accuracy. In this paper, a collaborative estimation method of the SOE and MAEgy with optimized time windows considering energy efficiency is proposed. Firstly, based on the Thevenin model of the battery, the forgetting factor recursive least squares is used to identify its parameters. The state space equations of the SOE and MAEgy are established respectively and two extended Kalman filters are leveraged to estimate them with different time windows. To reduce calculations and improve estimation accuracy, the multi-objective genetic algorithm is applied to optimize the time windows for the transient scheme and steady scheme, respectively. Then the optimal time windows of the initial and convergence phase are derived from these two schemes by the entropy weight method. Finally, the instantaneous energy efficiency is deduced, and the influences of four different calculation methods on the estimation performances are discussed. The results show that the proposed method has better transient performances and steady-state accuracy under dynamic driving condition and is robust against incorrect initial values.

Suggested Citation

  • Renxin, Xiao & Yi, Yang & Xianguang, Jia & Nan, Pan, 2023. "Collaborative estimations of state of energy and maximum available energy of lithium-ion batteries with optimized time windows considering instantaneous energy efficiencies," Energy, Elsevier, vol. 274(C).
    • Handle: RePEc:eee:energy:v:274:y:2023:i:c:s0360544223006990
    DOI: 10.1016/j.energy.2023.127305
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223006990
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2023.127305?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Li, Xiaoyu & Wang, Zhenpo & Zhang, Lei, 2019. "Co-estimation of capacity and state-of-charge for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 174(C), pages 33-44.
    2. Zhong, Liang & Zhang, Chenbin & He, Yao & Chen, Zonghai, 2014. "A method for the estimation of the battery pack state of charge based on in-pack cells uniformity analysis," Applied Energy, Elsevier, vol. 113(C), pages 558-564.
    3. Wang, Ju & Xiong, Rui & Li, Linlin & Fang, Yu, 2018. "A comparative analysis and validation for double-filters-based state of charge estimators using battery-in-the-loop approach," Applied Energy, Elsevier, vol. 229(C), pages 648-659.
    4. Lim, KaiChin & Bastawrous, Hany Ayad & Duong, Van-Huan & See, Khay Wai & Zhang, Peng & Dou, Shi Xue, 2016. "Fading Kalman filter-based real-time state of charge estimation in LiFePO4 battery-powered electric vehicles," Applied Energy, Elsevier, vol. 169(C), pages 40-48.
    5. Yuechen Liu & Linjing Zhang & Jiuchun Jiang & Shaoyuan Wei & Sijia Liu & Weige Zhang, 2017. "A Data-Driven Learning-Based Continuous-Time Estimation and Simulation Method for Energy Efficiency and Coulombic Efficiency of Lithium Ion Batteries," Energies, MDPI, vol. 10(5), pages 1-15, April.
    6. Lin, Chun-Pang & Cabrera, Javier & Yang, Fangfang & Ling, Man-Ho & Tsui, Kwok-Leung & Bae, Suk-Joo, 2020. "Battery state of health modeling and remaining useful life prediction through time series model," Applied Energy, Elsevier, vol. 275(C).
    7. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    8. Liu, Xingtao & Chen, Zonghai & Zhang, Chenbin & Wu, Ji, 2014. "A novel temperature-compensated model for power Li-ion batteries with dual-particle-filter state of charge estimation," Applied Energy, Elsevier, vol. 123(C), pages 263-272.
    9. Zhu, Qiao & Xu, Mengen & Liu, Weiqun & Zheng, Mengqian, 2019. "A state of charge estimation method for lithium-ion batteries based on fractional order adaptive extended kalman filter," Energy, Elsevier, vol. 187(C).
    10. Lin, Cheng & Yu, Quanqing & Xiong, Rui & Wang, Le Yi, 2017. "A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 205(C), pages 892-902.
    11. Hu, Chao & Youn, Byeng D. & Chung, Jaesik, 2012. "A multiscale framework with extended Kalman filter for lithium-ion battery SOC and capacity estimation," Applied Energy, Elsevier, vol. 92(C), pages 694-704.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Xiao, Renxin & Hu, Yanwen & Jia, Xianguang & Chen, Guisheng, 2022. "A novel estimation of state of charge for the lithium-ion battery in electric vehicle without open circuit voltage experiment," Energy, Elsevier, vol. 243(C).
    2. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    3. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    4. Zhongbao Wei & Feng Leng & Zhongjie He & Wenyu Zhang & Kaiyuan Li, 2018. "Online State of Charge and State of Health Estimation for a Lithium-Ion Battery Based on a Data–Model Fusion Method," Energies, MDPI, vol. 11(7), pages 1-16, July.
    5. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    6. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    7. Song, Ziyou & Hou, Jun & Li, Xuefeng & Wu, Xiaogang & Hu, Xiaosong & Hofmann, Heath & Sun, Jing, 2020. "The sequential algorithm for combined state of charge and state of health estimation of lithium-ion battery based on active current injection," Energy, Elsevier, vol. 193(C).
    8. Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
    9. Xian Wang & Zhengxiang Song & Kun Yang & Xuyang Yin & Yingsan Geng & Jianhua Wang, 2019. "State of Charge Estimation for Lithium-Bismuth Liquid Metal Batteries," Energies, MDPI, vol. 12(1), pages 1-22, January.
    10. Li, Shi & Pischinger, Stefan & He, Chaoyi & Liang, Liliuyuan & Stapelbroek, Michael, 2018. "A comparative study of model-based capacity estimation algorithms in dual estimation frameworks for lithium-ion batteries under an accelerated aging test," Applied Energy, Elsevier, vol. 212(C), pages 1522-1536.
    11. Sung-Tae Ko & Jaehyung Lee & Jung-Hoon Ahn & Byoung Kuk Lee, 2019. "Innovative Modeling Approach for Li-Ion Battery Packs Considering Intrinsic Cell Unbalances and Packaging Elements," Energies, MDPI, vol. 12(3), pages 1-13, January.
    12. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2014. "A method for joint estimation of state-of-charge and available energy of LiFePO4 batteries," Applied Energy, Elsevier, vol. 135(C), pages 81-87.
    13. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    14. Wei, Zhongbao & Zhao, Difan & He, Hongwen & Cao, Wanke & Dong, Guangzhong, 2020. "A noise-tolerant model parameterization method for lithium-ion battery management system," Applied Energy, Elsevier, vol. 268(C).
    15. Wei, Jingwen & Dong, Guangzhong & Chen, Zonghai & Kang, Yu, 2017. "System state estimation and optimal energy control framework for multicell lithium-ion battery system," Applied Energy, Elsevier, vol. 187(C), pages 37-49.
    16. Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
    17. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    18. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    19. Zhang, Shuzhi & Zhang, Chen & Jiang, Shiyong & Zhang, Xiongwen, 2022. "A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation," Energy, Elsevier, vol. 246(C).
    20. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:274:y:2023:i:c:s0360544223006990. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.