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Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter

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  • Zhu, Rui
  • Duan, Bin
  • Zhang, Junming
  • Zhang, Qi
  • Zhang, Chenghui

Abstract

Due to the flawed sensor and the harsh electromagnetic interference in the electric vehicle, the measured current and voltage data can be seriously corrupted by noises, which poses a great challenge to the model-based state-of-charge estimation method. Through theoretical analysis and simulation experiments, this paper indicates that the conventional recursive least squares method can suffer from the identification biases, no matter whether the current or voltage measurement is corrupted by noises. Further, the biased results will cause the accuracy of state-of-charge estimation to be deteriorated significantly. In order to enhance the accuracy of state-of-charge estimation, a co-estimation method is proposed that employs recursive restricted total least squares to identify model parameters and unscented Kalman filter to estimate the state-of-charge. The required noise covariance matrix is estimated by noise covariance estimator, which is based on polynomial Kalman smoother. Moreover, the superiority of the proposed method is verified by comparing with the two existing state-of-the-art methods in terms of the accuracy and convergence speed. By employing the proposed method, the mean absolute errors and the convergence time of state-of-charge estimation can be limited within 1.2% and 88 s under different driving cycles and ambient temperatures, respectively.

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  • Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
  • Handle: RePEc:eee:appene:v:277:y:2020:i:c:s0306261920310060
    DOI: 10.1016/j.apenergy.2020.115494
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    2. Hao Sun & Bo Jiang & Heze You & Bojian Yang & Xueyuan Wang & Xuezhe Wei & Haifeng Dai, 2021. "Quantitative Analysis of Degradation Modes of Lithium-Ion Battery under Different Operating Conditions," Energies, MDPI, vol. 14(2), pages 1-19, January.
    3. Wang, Shunli & Takyi-Aninakwa, Paul & Jin, Siyu & Yu, Chunmei & Fernandez, Carlos & Stroe, Daniel-Ioan, 2022. "An improved feedforward-long short-term memory modeling method for the whole-life-cycle state of charge prediction of lithium-ion batteries considering current-voltage-temperature variation," Energy, Elsevier, vol. 254(PA).
    4. Li, Renzheng & Hong, Jichao & Zhang, Huaqin & Chen, Xinbo, 2022. "Data-driven battery state of health estimation based on interval capacity for real-world electric vehicles," Energy, Elsevier, vol. 257(C).
    5. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    6. Chen, Junxiong & Feng, Xiong & Jiang, Lin & Zhu, Qiao, 2021. "State of charge estimation of lithium-ion battery using denoising autoencoder and gated recurrent unit recurrent neural network," Energy, Elsevier, vol. 227(C).
    7. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    8. Yang Guo & Ziguang Lu, 2022. "A Robust Algorithm for State-of-Charge Estimation under Model Uncertainty and Voltage Sensor Bias," Energies, MDPI, vol. 15(4), pages 1-18, February.
    9. Hend M. Fahmy & Rania A. Swief & Hany M. Hasanien & Mohammed Alharbi & José Luis Maldonado & Francisco Jurado, 2023. "Hybrid State of Charge Estimation of Lithium-Ion Battery Using the Coulomb Counting Method and an Adaptive Unscented Kalman Filter," Energies, MDPI, vol. 16(14), pages 1-21, July.
    10. Xiong, Wei & Xie, Fang & Xu, Gang & Li, Yumei & Li, Ben & Mo, Yimin & Ma, Fei & Wei, Keke, 2023. "Co-estimation of the model parameter and state of charge for retired lithium-ion batteries over a wide temperature range and battery degradation scope," Renewable Energy, Elsevier, vol. 218(C).
    11. Wang, Xiaofei & Sun, Quan & Kou, Xiao & Ma, Wentao & Zhang, Hong & Liu, Rui, 2022. "Noise immune state of charge estimation of li-ion battery via the extreme learning machine with mixture generalized maximum correntropy criterion," Energy, Elsevier, vol. 239(PD).
    12. Wu, Muyao & Wang, Li & Wu, Ji, 2023. "State of health estimation of the LiFePO4 power battery based on the forgetting factor recursive Total Least Squares and the temperature correction," Energy, Elsevier, vol. 282(C).

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