IDEAS home Printed from https://ideas.repec.org/a/eee/renene/v169y2021icp1-13.html
   My bibliography  Save this article

Fault detection and diagnosis of a blade pitch system in a floating wind turbine based on Kalman filters and artificial neural networks

Author

Listed:
  • Cho, Seongpil
  • Choi, Minjoo
  • Gao, Zhen
  • Moan, Torgeir

Abstract

This paper describes the development of a fault detection and diagnosis method to automatically identify different fault conditions of a hydraulic blade pitch system in a spar-type floating wind turbine. For fault detection, a Kalman filter is employed to estimate the blade pitch angle and valve spool position of the blade pitch system. The fault diagnosis scheme is based on an artificial neural network method with supervised learning that is capable of diagnosing a predetermined fault type. The neural network algorithm produces a predictive model with training, validation and test procedures after the final performance evaluation. The validation and test procedures of the artificial neural network model are conducted with the training model to prove the model performance. The proposed method is demonstrated in case studies of a spar floating wind turbine with stochastic wind and wave conditions and with consideration of six different types of faults, such as biases and fixed outputs in pitch sensors and excessive friction, slit-lock, wrong voltage, and circuit shortage in actuators. The fault diagnosis results from the final performance evaluation show that the proposed methods work effectively with good performance.

Suggested Citation

  • Cho, Seongpil & Choi, Minjoo & Gao, Zhen & Moan, Torgeir, 2021. "Fault detection and diagnosis of a blade pitch system in a floating wind turbine based on Kalman filters and artificial neural networks," Renewable Energy, Elsevier, vol. 169(C), pages 1-13.
  • Handle: RePEc:eee:renene:v:169:y:2021:i:c:p:1-13
    DOI: 10.1016/j.renene.2020.12.116
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0960148120320565
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.renene.2020.12.116?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Yingning Qiu & Lang Chen & Yanhui Feng & Yili Xu, 2017. "An Approach of Quantifying Gear Fatigue Life for Wind Turbine Gearboxes Using Supervisory Control and Data Acquisition Data," Energies, MDPI, vol. 10(8), pages 1-21, July.
    2. Kusiak, Andrew & Verma, Anoop, 2012. "Analyzing bearing faults in wind turbines: A data-mining approach," Renewable Energy, Elsevier, vol. 48(C), pages 110-116.
    3. Cho, Seongpil & Gao, Zhen & Moan, Torgeir, 2018. "Model-based fault detection, fault isolation and fault-tolerant control of a blade pitch system in floating wind turbines," Renewable Energy, Elsevier, vol. 120(C), pages 306-321.
    4. Cong Yang & Zheng Qian & Yan Pei & Lu Wei, 2018. "A Data-Driven Approach for Condition Monitoring of Wind Turbine Pitch Systems," Energies, MDPI, vol. 11(8), pages 1-17, August.
    5. Kusiak, Andrew & Li, Wenyan, 2011. "The prediction and diagnosis of wind turbine faults," Renewable Energy, Elsevier, vol. 36(1), pages 16-23.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Ghigo, Alberto & Faraggiana, Emilio & Giorgi, Giuseppe & Mattiazzo, Giuliana & Bracco, Giovanni, 2024. "Floating Vertical Axis Wind Turbines for offshore applications among potentialities and challenges: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 193(C).
    2. Sun, Shilin & Wang, Tianyang & Chu, Fulei, 2023. "A multi-learner neural network approach to wind turbine fault diagnosis with imbalanced data," Renewable Energy, Elsevier, vol. 208(C), pages 420-430.
    3. Zhang, Yan & Liu, Wenyi & Wang, Xin & Gu, Heng, 2022. "A novel wind turbine fault diagnosis method based on compressed sensing and DTL-CNN," Renewable Energy, Elsevier, vol. 194(C), pages 249-258.
    4. Camila Correa-Jullian & Sergio Cofre-Martel & Gabriel San Martin & Enrique Lopez Droguett & Gustavo de Novaes Pires Leite & Alexandre Costa, 2022. "Exploring Quantum Machine Learning and Feature Reduction Techniques for Wind Turbine Pitch Fault Detection," Energies, MDPI, vol. 15(8), pages 1-29, April.
    5. Zemali, Zakaria & Cherroun, Lakhmissi & Hadroug, Nadji & Hafaifa, Ahmed & Iratni, Abdelhamid & Alshammari, Obaid S. & Colak, Ilhami, 2023. "Robust intelligent fault diagnosis strategy using Kalman observers and neuro-fuzzy systems for a wind turbine benchmark," Renewable Energy, Elsevier, vol. 205(C), pages 873-898.
    6. Kumarasamy Palanimuthu & Ganesh Mayilsamy & Ameerkhan Abdul Basheer & Seong-Ryong Lee & Dongran Song & Young Hoon Joo, 2022. "A Review of Recent Aerodynamic Power Extraction Challenges in Coordinated Pitch, Yaw, and Torque Control of Large-Scale Wind Turbine Systems," Energies, MDPI, vol. 15(21), pages 1-27, November.
    7. Nathan Oaks Farrar & Mohd Hasan Ali & Dipankar Dasgupta, 2023. "Artificial Intelligence and Machine Learning in Grid Connected Wind Turbine Control Systems: A Comprehensive Review," Energies, MDPI, vol. 16(3), pages 1-25, February.
    8. Ganesh Mayilsamy & Kumarasamy Palanimuthu & Raghul Venkateswaran & Ruban Periyanayagam Antonysamy & Seong Ryong Lee & Dongran Song & Young Hoon Joo, 2023. "A Review of State Estimation Techniques for Grid-Connected PMSG-Based Wind Turbine Systems," Energies, MDPI, vol. 16(2), pages 1-27, January.
    9. Arturo Y. Jaen-Cuellar & David A. Elvira-Ortiz & Roque A. Osornio-Rios & Jose A. Antonino-Daviu, 2022. "Advances in Fault Condition Monitoring for Solar Photovoltaic and Wind Turbine Energy Generation: A Review," Energies, MDPI, vol. 15(15), pages 1-36, July.
    10. Mehlan, Felix C. & Nejad, Amir R., 2023. "Rotor imbalance detection and diagnosis in floating wind turbines by means of drivetrain condition monitoring," Renewable Energy, Elsevier, vol. 212(C), pages 70-81.
    11. Kenny-Jesús Flores-Huamán & Alejandro Escudero-Santana & María-Luisa Muñoz-Díaz & Pablo Cortés, 2024. "Lead-Time Prediction in Wind Tower Manufacturing: A Machine Learning-Based Approach," Mathematics, MDPI, vol. 12(15), pages 1-34, July.
    12. Truong, Hoai Vu Anh & Dang, Tri Dung & Vo, Cong Phat & Ahn, Kyoung Kwan, 2022. "Active control strategies for system enhancement and load mitigation of floating offshore wind turbines: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 170(C).
    13. James Roetzer & Xingjie Li & John Hall, 2024. "Review of Data-Driven Models in Wind Energy: Demonstration of Blade Twist Optimization Based on Aerodynamic Loads," Energies, MDPI, vol. 17(16), pages 1-20, August.
    14. Conor McKinnon & James Carroll & Alasdair McDonald & Sofia Koukoura & Charlie Plumley, 2021. "Investigation of Isolation Forest for Wind Turbine Pitch System Condition Monitoring Using SCADA Data," Energies, MDPI, vol. 14(20), pages 1-20, October.
    15. Subbulakshmi, A. & Verma, Mohit & Keerthana, M. & Sasmal, Saptarshi & Harikrishna, P. & Kapuria, Santosh, 2022. "Recent advances in experimental and numerical methods for dynamic analysis of floating offshore wind turbines — An integrated review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 164(C).
    16. Junshuai Yan & Yongqian Liu & Xiaoying Ren & Li Li, 2023. "Wind Turbine Gearbox Condition Monitoring Using Hybrid Attentions and Spatio-Temporal BiConvLSTM Network," Energies, MDPI, vol. 16(19), pages 1-22, September.
    17. Peng Jieyang & Andreas Kimmig & Wang Dongkun & Zhibin Niu & Fan Zhi & Wang Jiahai & Xiufeng Liu & Jivka Ovtcharova, 2023. "A systematic review of data-driven approaches to fault diagnosis and early warning," Journal of Intelligent Manufacturing, Springer, vol. 34(8), pages 3277-3304, December.
    18. Rahimilarki, Reihane & Gao, Zhiwei & Jin, Nanlin & Zhang, Aihua, 2022. "Convolutional neural network fault classification based on time-series analysis for benchmark wind turbine machine," Renewable Energy, Elsevier, vol. 185(C), pages 916-931.
    19. Afef Fekih & Hamed Habibi & Silvio Simani, 2022. "Fault Diagnosis and Fault Tolerant Control of Wind Turbines: An Overview," Energies, MDPI, vol. 15(19), pages 1-21, September.
    20. Mazare, Mahmood & Taghizadeh, Mostafa, 2022. "Uncertainty estimator-based dual layer adaptive fault-tolerant control for wind turbines," Renewable Energy, Elsevier, vol. 188(C), pages 545-560.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jin, Xin & Ju, Wenbin & Zhang, Zhaolong & Guo, Lianxin & Yang, Xiangang, 2016. "System safety analysis of large wind turbines," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 1293-1307.
    2. Xin Wu & Hong Wang & Guoqian Jiang & Ping Xie & Xiaoli Li, 2019. "Monitoring Wind Turbine Gearbox with Echo State Network Modeling and Dynamic Threshold Using SCADA Vibration Data," Energies, MDPI, vol. 12(6), pages 1-19, March.
    3. Rodríguez-López, Miguel A. & López-González, Luis M. & López-Ochoa, Luis M. & Las-Heras-Casas, Jesús, 2016. "Development of indicators for the detection of equipment malfunctions and degradation estimation based on digital signals (alarms and events) from operation SCADA," Renewable Energy, Elsevier, vol. 99(C), pages 224-236.
    4. Ana Rita Nunes & Hugo Morais & Alberto Sardinha, 2021. "Use of Learning Mechanisms to Improve the Condition Monitoring of Wind Turbine Generators: A Review," Energies, MDPI, vol. 14(21), pages 1-22, November.
    5. Yingying Zhao & Dongsheng Li & Ao Dong & Dahai Kang & Qin Lv & Li Shang, 2017. "Fault Prediction and Diagnosis of Wind Turbine Generators Using SCADA Data," Energies, MDPI, vol. 10(8), pages 1-17, August.
    6. Mustafa Kaya, 2019. "A CFD Based Application of Support Vector Regression to Determine the Optimum Smooth Twist for Wind Turbine Blades," Sustainability, MDPI, vol. 11(16), pages 1-25, August.
    7. Hong Wang & Hongbin Wang & Guoqian Jiang & Jimeng Li & Yueling Wang, 2019. "Early Fault Detection of Wind Turbines Based on Operational Condition Clustering and Optimized Deep Belief Network Modeling," Energies, MDPI, vol. 12(6), pages 1-22, March.
    8. Li, Yanting & Liu, Shujun & Shu, Lianjie, 2019. "Wind turbine fault diagnosis based on Gaussian process classifiers applied to operational data," Renewable Energy, Elsevier, vol. 134(C), pages 357-366.
    9. Helbing, Georg & Ritter, Matthias, 2018. "Deep Learning for fault detection in wind turbines," Renewable and Sustainable Energy Reviews, Elsevier, vol. 98(C), pages 189-198.
    10. Conor McKinnon & James Carroll & Alasdair McDonald & Sofia Koukoura & Charlie Plumley, 2021. "Investigation of Isolation Forest for Wind Turbine Pitch System Condition Monitoring Using SCADA Data," Energies, MDPI, vol. 14(20), pages 1-20, October.
    11. Vera-Tudela, Luis & Kühn, Martin, 2017. "Analysing wind turbine fatigue load prediction: The impact of wind farm flow conditions," Renewable Energy, Elsevier, vol. 107(C), pages 352-360.
    12. Narender Singh & Dibakor Boruah & Jeroen D. M. De Kooning & Wim De Waele & Lieven Vandevelde, 2023. "Impact Assessment of Dynamic Loading Induced by the Provision of Frequency Containment Reserve on the Main Bearing Lifetime of a Wind Turbine," Energies, MDPI, vol. 16(6), pages 1-14, March.
    13. Marugán, Alberto Pliego & Márquez, Fausto Pedro García & Perez, Jesus María Pinar & Ruiz-Hernández, Diego, 2018. "A survey of artificial neural network in wind energy systems," Applied Energy, Elsevier, vol. 228(C), pages 1822-1836.
    14. Sun, Peng & Li, Jian & Wang, Caisheng & Lei, Xiao, 2016. "A generalized model for wind turbine anomaly identification based on SCADA data," Applied Energy, Elsevier, vol. 168(C), pages 550-567.
    15. Igba, Joel & Alemzadeh, Kazem & Durugbo, Christopher & Henningsen, Keld, 2015. "Performance assessment of wind turbine gearboxes using in-service data: Current approaches and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 50(C), pages 144-159.
    16. Benedikt Wiese & Niels L. Pedersen & Esmaeil S. Nadimi & Jürgen Herp, 2020. "Estimating the Remaining Power Generation of Wind Turbines—An Exploratory Study for Main Bearing Failures," Energies, MDPI, vol. 13(13), pages 1-11, July.
    17. Igba, Joel & Alemzadeh, Kazem & Durugbo, Christopher & Eiriksson, Egill Thor, 2016. "Analysing RMS and peak values of vibration signals for condition monitoring of wind turbine gearboxes," Renewable Energy, Elsevier, vol. 91(C), pages 90-106.
    18. Tongke Yuan & Zhifeng Sun & Shihao Ma, 2019. "Gearbox Fault Prediction of Wind Turbines Based on a Stacking Model and Change-Point Detection," Energies, MDPI, vol. 12(22), pages 1-20, November.
    19. Cong Yang & Zheng Qian & Yan Pei & Lu Wei, 2018. "A Data-Driven Approach for Condition Monitoring of Wind Turbine Pitch Systems," Energies, MDPI, vol. 11(8), pages 1-17, August.
    20. Yancai Xiao & Ruolan Dai & Guangjian Zhang & Weijia Chen, 2017. "The Use of an Improved LSSVM and Joint Normalization on Temperature Prediction of Gearbox Output Shaft in DFWT," Energies, MDPI, vol. 10(11), pages 1-13, November.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:renene:v:169:y:2021:i:c:p:1-13. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/renewable-energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.