IDEAS home Printed from https://ideas.repec.org/a/eee/renene/v85y2016icp45-56.html
   My bibliography  Save this article

Time–frequency analysis based on Vold-Kalman filter and higher order energy separation for fault diagnosis of wind turbine planetary gearbox under nonstationary conditions

Author

Listed:
  • Feng, Zhipeng
  • Qin, Sifeng
  • Liang, Ming

Abstract

Planetary gearbox fault diagnosis under nonstationary conditions is important for many engineering applications in general and for wind turbines in particular because of their time-varying operating conditions. This paper focuses on the identification of time-varying characteristic frequencies from complex nonstationary vibration signals for fault diagnosis of wind turbines under nonstationary conditions. We propose a time–frequency analysis method based on the Vold-Kalman filter and higher order energy separation (HOES) to extract fault symptoms. The Vold-Kalman filter is improved such that it is encoders/tachometers-free. It can decompose an arbitrarily complex signal into mono-components without resorting to speed inputs, thus satisfying the mono-component requirement by the HOES algorithm. The HOES is then used to accurately estimate the instantaneous frequency because of its high adaptability to local signal changes. The derived time–frequency distribution features fine resolution without cross-term interferences and thus facilitates extracting time-varying frequency components from highly complex and nonstationary signals. The method is illustrated and validated by analyzing simulated and experimental signals of a planetary gearbox in a wind turbine test rig under nonstationary running conditions. The results have shown that the method is effective in detecting both distributed (wear on every tooth) and localized (chipping on one tooth) gear faults.

Suggested Citation

  • Feng, Zhipeng & Qin, Sifeng & Liang, Ming, 2016. "Time–frequency analysis based on Vold-Kalman filter and higher order energy separation for fault diagnosis of wind turbine planetary gearbox under nonstationary conditions," Renewable Energy, Elsevier, vol. 85(C), pages 45-56.
    • Handle: RePEc:eee:renene:v:85:y:2016:i:c:p:45-56
    DOI: 10.1016/j.renene.2015.06.041
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0960148115300641
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.renene.2015.06.041?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Feng, Zhipeng & Liang, Ming & Zhang, Yi & Hou, Shumin, 2012. "Fault diagnosis for wind turbine planetary gearboxes via demodulation analysis based on ensemble empirical mode decomposition and energy separation," Renewable Energy, Elsevier, vol. 47(C), pages 112-126.
    2. Feng, Zhipeng & Liang, Ming, 2014. "Fault diagnosis of wind turbine planetary gearbox under nonstationary conditions via adaptive optimal kernel time–frequency analysis," Renewable Energy, Elsevier, vol. 66(C), pages 468-477.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Pang, Yanhua & He, Qun & Jiang, Guoqian & Xie, Ping, 2020. "Spatio-temporal fusion neural network for multi-class fault diagnosis of wind turbines based on SCADA data," Renewable Energy, Elsevier, vol. 161(C), pages 510-524.
    2. Chen, Junsheng & Li, Jian & Chen, Weigen & Wang, Youyuan & Jiang, Tianyan, 2020. "Anomaly detection for wind turbines based on the reconstruction of condition parameters using stacked denoising autoencoders," Renewable Energy, Elsevier, vol. 147(P1), pages 1469-1480.
    3. de Bessa, Iury Valente & Palhares, Reinaldo Martinez & D'Angelo, Marcos Flávio Silveira Vasconcelos & Chaves Filho, João Edgar, 2016. "Data-driven fault detection and isolation scheme for a wind turbine benchmark," Renewable Energy, Elsevier, vol. 87(P1), pages 634-645.
    4. Chen, Xuejun & Yang, Yongming & Cui, Zhixin & Shen, Jun, 2019. "Vibration fault diagnosis of wind turbines based on variational mode decomposition and energy entropy," Energy, Elsevier, vol. 174(C), pages 1100-1109.
    5. Stefan Jonas & Dimitrios Anagnostos & Bernhard Brodbeck & Angela Meyer, 2023. "Vibration Fault Detection in Wind Turbines Based on Normal Behaviour Models without Feature Engineering," Energies, MDPI, vol. 16(4), pages 1-16, February.
    6. Liu, Fushun & Yang, Qi & Li, Huajun & Li, Wei & Wang, Bin, 2016. "Discrepancy study of modal parameters of a scale jacket-type supporting structure of 3.0-MW offshore wind turbine in water and in air," Renewable Energy, Elsevier, vol. 89(C), pages 60-70.
    7. Xin, Ge & Hamzaoui, Nacer & Antoni, Jérôme, 2020. "Extraction of second-order cyclostationary sources by matching instantaneous power spectrum with stochastic model – application to wind turbine gearbox," Renewable Energy, Elsevier, vol. 147(P1), pages 1739-1758.
    8. Dibaj, Ali & Gao, Zhen & Nejad, Amir R., 2023. "Fault detection of offshore wind turbine drivetrains in different environmental conditions through optimal selection of vibration measurements," Renewable Energy, Elsevier, vol. 203(C), pages 161-176.
    9. Pan, Yubin & Hong, Rongjing & Chen, Jie & Wu, Weiwei, 2020. "A hybrid DBN-SOM-PF-based prognostic approach of remaining useful life for wind turbine gearbox," Renewable Energy, Elsevier, vol. 152(C), pages 138-154.
    10. Elforjani, Mohamed, 2020. "Diagnosis and prognosis of real world wind turbine gears," Renewable Energy, Elsevier, vol. 147(P1), pages 1676-1693.
    11. Chen, Hansi & Liu, Hang & Chu, Xuening & Liu, Qingxiu & Xue, Deyi, 2021. "Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network," Renewable Energy, Elsevier, vol. 172(C), pages 829-840.
    12. Zhang, Chen & Hu, Di & Yang, Tao, 2022. "Anomaly detection and diagnosis for wind turbines using long short-term memory-based stacked denoising autoencoders and XGBoost," Reliability Engineering and System Safety, Elsevier, vol. 222(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jin, Xin & Ju, Wenbin & Zhang, Zhaolong & Guo, Lianxin & Yang, Xiangang, 2016. "System safety analysis of large wind turbines," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 1293-1307.
    2. Kong, Yun & Wang, Tianyang & Feng, Zhipeng & Chu, Fulei, 2020. "Discriminative dictionary learning based sparse representation classification for intelligent fault identification of planet bearings in wind turbine," Renewable Energy, Elsevier, vol. 152(C), pages 754-769.
    3. Kong, Yun & Wang, Tianyang & Chu, Fulei, 2019. "Meshing frequency modulation assisted empirical wavelet transform for fault diagnosis of wind turbine planetary ring gear," Renewable Energy, Elsevier, vol. 132(C), pages 1373-1388.
    4. Kandukuri, Surya Teja & Klausen, Andreas & Karimi, Hamid Reza & Robbersmyr, Kjell Gunnar, 2016. "A review of diagnostics and prognostics of low-speed machinery towards wind turbine farm-level health management," Renewable and Sustainable Energy Reviews, Elsevier, vol. 53(C), pages 697-708.
    5. Liu, Xianzeng & Yang, Yuhu & Zhang, Jun, 2018. "Resultant vibration signal model based fault diagnosis of a single stage planetary gear train with an incipient tooth crack on the sun gear," Renewable Energy, Elsevier, vol. 122(C), pages 65-79.
    6. Liu, W.Y. & Tang, B.P. & Han, J.G. & Lu, X.N. & Hu, N.N. & He, Z.Z., 2015. "The structure healthy condition monitoring and fault diagnosis methods in wind turbines: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 44(C), pages 466-472.
    7. Elforjani, Mohamed, 2020. "Diagnosis and prognosis of real world wind turbine gears," Renewable Energy, Elsevier, vol. 147(P1), pages 1676-1693.
    8. Habibi, Hamed & Howard, Ian & Simani, Silvio, 2019. "Reliability improvement of wind turbine power generation using model-based fault detection and fault tolerant control: A review," Renewable Energy, Elsevier, vol. 135(C), pages 877-896.
    9. Xueli An & Dongxiang Jiang, 2014. "Bearing fault diagnosis of wind turbine based on intrinsic time-scale decomposition frequency spectrum," Journal of Risk and Reliability, , vol. 228(6), pages 558-566, December.
    10. Wu, Zhe & Zhang, Qiang & Cheng, Lifeng & Hou, Shuyong & Tan, Shengyue, 2020. "The VMTES: Application to the structural health monitoring and diagnosis of rotating machines," Renewable Energy, Elsevier, vol. 162(C), pages 2380-2396.
    11. He, Guolin & Ding, Kang & Li, Weihua & Jiao, Xintao, 2016. "A novel order tracking method for wind turbine planetary gearbox vibration analysis based on discrete spectrum correction technique," Renewable Energy, Elsevier, vol. 87(P1), pages 364-375.
    12. Tang, Baoping & Song, Tao & Li, Feng & Deng, Lei, 2014. "Fault diagnosis for a wind turbine transmission system based on manifold learning and Shannon wavelet support vector machine," Renewable Energy, Elsevier, vol. 62(C), pages 1-9.
    13. Teng, Wei & Ding, Xian & Zhang, Xiaolong & Liu, Yibing & Ma, Zhiyong, 2016. "Multi-fault detection and failure analysis of wind turbine gearbox using complex wavelet transform," Renewable Energy, Elsevier, vol. 93(C), pages 591-598.
    14. Kong, Yun & Han, Qinkai & Chu, Fulei & Qin, Yechen & Dong, Mingming, 2023. "Spectral ensemble sparse representation classification approach for super-robust health diagnostics of wind turbine planetary gearbox," Renewable Energy, Elsevier, vol. 219(P1).
    15. Hu, Aijun & Yan, Xiaoan & Xiang, Ling, 2015. "A new wind turbine fault diagnosis method based on ensemble intrinsic time-scale decomposition and WPT-fractal dimension," Renewable Energy, Elsevier, vol. 83(C), pages 767-778.
    16. Chatterjee, Joyjit & Dethlefs, Nina, 2021. "Scientometric review of artificial intelligence for operations & maintenance of wind turbines: The past, present and future," Renewable and Sustainable Energy Reviews, Elsevier, vol. 144(C).
    17. Feng, Zhipeng & Liang, Ming, 2014. "Fault diagnosis of wind turbine planetary gearbox under nonstationary conditions via adaptive optimal kernel time–frequency analysis," Renewable Energy, Elsevier, vol. 66(C), pages 468-477.
    18. Miao He & David He & Jae Yoon & Thomas J Nostrand & Junda Zhu & Eric Bechhoefer, 2019. "Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach," Journal of Risk and Reliability, , vol. 233(3), pages 303-316, June.
    19. Zhang, Yu & Lu, Wenxiu & Chu, Fulei, 2017. "Planet gear fault localization for wind turbine gearbox using acoustic emission signals," Renewable Energy, Elsevier, vol. 109(C), pages 449-460.
    20. Yi, Cancan & Yu, Zhaohong & Lv, Yong & Xiao, Han, 2020. "Reassigned second-order Synchrosqueezing Transform and its application to wind turbine fault diagnosis," Renewable Energy, Elsevier, vol. 161(C), pages 736-749.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:renene:v:85:y:2016:i:c:p:45-56. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/renewable-energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.