IDEAS home Printed from https://ideas.repec.org/a/eee/renene/v172y2021icp829-840.html
   My bibliography  Save this article

Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network

Author

Listed:
  • Chen, Hansi
  • Liu, Hang
  • Chu, Xuening
  • Liu, Qingxiu
  • Xue, Deyi

Abstract

Continuous monitoring of wind turbine health conditions using anomaly detection methods can improve the reliability and reduce maintenance costs during operation of wind turbine. Anomaly detection aims at identifying the root causes leading to unexpected changes of product performance. Most existing methods make less use of temporal order of the data and are poor at extracting features from these data. To address these problems, a method based on long short-term memory (LSTM) and auto-encoder (AE) neural network is introduced to assess sequential condition monitoring data of the wind turbine. First, a performance assessment model is constructed using LSTM neural units and AE networks to calculate the performance indices for evaluation of the degree of anomalies in wind turbine performance. Then, an adaptive threshold estimation method based on support vector regression model is developed to identify the abnormal data instances. The mutual information theory is subsequently explored to analyze the relationships between various monitoring parameters and performance abnormal instances to identify critical condition monitoring parameters. The effectiveness of the proposed method has been verified by a case study using real-world wind turbine condition monitoring (CM) data.

Suggested Citation

  • Chen, Hansi & Liu, Hang & Chu, Xuening & Liu, Qingxiu & Xue, Deyi, 2021. "Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network," Renewable Energy, Elsevier, vol. 172(C), pages 829-840.
    • Handle: RePEc:eee:renene:v:172:y:2021:i:c:p:829-840
    DOI: 10.1016/j.renene.2021.03.078
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0960148121004341
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.renene.2021.03.078?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zhao, Hongshan & Liu, Huihai & Hu, Wenjing & Yan, Xihui, 2018. "Anomaly detection and fault analysis of wind turbine components based on deep learning network," Renewable Energy, Elsevier, vol. 127(C), pages 825-834.
    2. Seyed Mojtaba Tabatabaeipour & Peter F. Odgaard & Thomas Bak & Jakob Stoustrup, 2012. "Fault Detection of Wind Turbines with Uncertain Parameters: A Set-Membership Approach," Energies, MDPI, vol. 5(7), pages 1-25, July.
    3. Sun, Peng & Li, Jian & Wang, Caisheng & Lei, Xiao, 2016. "A generalized model for wind turbine anomaly identification based on SCADA data," Applied Energy, Elsevier, vol. 168(C), pages 550-567.
    4. Kandukuri, Surya Teja & Klausen, Andreas & Karimi, Hamid Reza & Robbersmyr, Kjell Gunnar, 2016. "A review of diagnostics and prognostics of low-speed machinery towards wind turbine farm-level health management," Renewable and Sustainable Energy Reviews, Elsevier, vol. 53(C), pages 697-708.
    5. Song, Zhe & Zhang, Zijun & Jiang, Yu & Zhu, Jin, 2018. "Wind turbine health state monitoring based on a Bayesian data-driven approach," Renewable Energy, Elsevier, vol. 125(C), pages 172-181.
    6. Feng, Zhipeng & Qin, Sifeng & Liang, Ming, 2016. "Time–frequency analysis based on Vold-Kalman filter and higher order energy separation for fault diagnosis of wind turbine planetary gearbox under nonstationary conditions," Renewable Energy, Elsevier, vol. 85(C), pages 45-56.
    7. Lei, Jinhao & Liu, Chao & Jiang, Dongxiang, 2019. "Fault diagnosis of wind turbine based on Long Short-term memory networks," Renewable Energy, Elsevier, vol. 133(C), pages 422-432.
    8. Chen, Junsheng & Li, Jian & Chen, Weigen & Wang, Youyuan & Jiang, Tianyan, 2020. "Anomaly detection for wind turbines based on the reconstruction of condition parameters using stacked denoising autoencoders," Renewable Energy, Elsevier, vol. 147(P1), pages 1469-1480.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhu, Yongchao & Zhu, Caichao & Tan, Jianjun & Tan, Yong & Rao, Lei, 2022. "Anomaly detection and condition monitoring of wind turbine gearbox based on LSTM-FS and transfer learning," Renewable Energy, Elsevier, vol. 189(C), pages 90-103.
    2. Zeqing Yang & Wenbo Zhang & Wei Cui & Lingxiao Gao & Yingshu Chen & Qiang Wei & Libing Liu, 2022. "Abnormal Detection for Running State of Linear Motor Feeding System Based on Deep Neural Networks," Energies, MDPI, vol. 15(15), pages 1-22, August.
    3. Chen Zhang & Tao Yang, 2023. "Anomaly Detection for Wind Turbines Using Long Short-Term Memory-Based Variational Autoencoder Wasserstein Generation Adversarial Network under Semi-Supervised Training," Energies, MDPI, vol. 16(19), pages 1-18, October.
    4. Martin Geibel & Galih Bangga, 2022. "Data Reduction and Reconstruction of Wind Turbine Wake Employing Data Driven Approaches," Energies, MDPI, vol. 15(10), pages 1-40, May.
    5. Zhan, Jun & Wu, Chengkun & Yang, Canqun & Miao, Qiucheng & Wang, Shilin & Ma, Xiandong, 2022. "Condition monitoring of wind turbines based on spatial-temporal feature aggregation networks," Renewable Energy, Elsevier, vol. 200(C), pages 751-766.
    6. Wang, Weicheng & Chen, Jinglong & Zhang, Tianci & Liu, Zijun & Wang, Jun & Zhang, Xinwei & He, Shuilong, 2023. "An asymmetrical graph Siamese network for one-classanomaly detection of engine equipment with multi-source fusion," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    7. Feng, Chenlong & Liu, Chao & Jiang, Dongxiang, 2023. "Unsupervised anomaly detection using graph neural networks integrated with physical-statistical feature fusion and local-global learning," Renewable Energy, Elsevier, vol. 206(C), pages 309-323.
    8. Huifan Zeng & Juchuan Dai & Chengming Zuo & Huanguo Chen & Mimi Li & Fan Zhang, 2022. "Correlation Investigation of Wind Turbine Multiple Operating Parameters Based on SCADA Data," Energies, MDPI, vol. 15(14), pages 1-24, July.
    9. Camila Correa-Jullian & Sergio Cofre-Martel & Gabriel San Martin & Enrique Lopez Droguett & Gustavo de Novaes Pires Leite & Alexandre Costa, 2022. "Exploring Quantum Machine Learning and Feature Reduction Techniques for Wind Turbine Pitch Fault Detection," Energies, MDPI, vol. 15(8), pages 1-29, April.
    10. Li, Tong & Wang, Zhaohua & Zhao, Wenhui, 2022. "Comparison and application potential analysis of autoencoder-based electricity pattern mining algorithms for large-scale demand response," Technological Forecasting and Social Change, Elsevier, vol. 177(C).
    11. Urmeneta, Jon & Izquierdo, Juan & Leturiondo, Urko, 2023. "A methodology for performance assessment at system level—Identification of operating regimes and anomaly detection in wind turbines," Renewable Energy, Elsevier, vol. 205(C), pages 281-292.
    12. Zheng, Minglei & Man, Junfeng & Wang, Dian & Chen, Yanan & Li, Qianqian & Liu, Yong, 2023. "Semi-supervised multivariate time series anomaly detection for wind turbines using generator SCADA data," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    13. Qian, XiaoYi & Sun, TianHe & Zhang, YuXian & Wang, BaoShi & Awad Gendeel, Mohammed Altayeb, 2023. "Wind turbine fault detection based on spatial-temporal feature and neighbor operation state," Renewable Energy, Elsevier, vol. 219(P1).
    14. Mohammad Barooni & Turaj Ashuri & Deniz Velioglu Sogut & Stephen Wood & Shiva Ghaderpour Taleghani, 2022. "Floating Offshore Wind Turbines: Current Status and Future Prospects," Energies, MDPI, vol. 16(1), pages 1-28, December.
    15. Chen, Zhen & Zhou, Di & Zio, Enrico & Xia, Tangbin & Pan, Ershun, 2023. "Adaptive transfer learning for multimode process monitoring and unsupervised anomaly detection in steam turbines," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    16. Li, Xuan & Zhang, Wei, 2022. "Physics-informed deep learning model in wind turbine response prediction," Renewable Energy, Elsevier, vol. 185(C), pages 932-944.
    17. Mohamed Benbouzid & Tarek Berghout & Nur Sarma & Siniša Djurović & Yueqi Wu & Xiandong Ma, 2021. "Intelligent Condition Monitoring of Wind Power Systems: State of the Art Review," Energies, MDPI, vol. 14(18), pages 1-33, September.
    18. Fanjie Yang & Yun Zeng & Jing Qian & Youtao Li & Shihao Xie, 2023. "Parameter Identification of Doubly-Fed Induction Wind Turbine Based on the ISIAGWO Algorithm," Energies, MDPI, vol. 16(3), pages 1-19, January.
    19. Cezary Banaszak & Andrzej Gawlik & Paweł Szcześniak & Marcin Rabe & Katarzyna Widera & Yuriy Bilan & Agnieszka Łopatka & Ewelina Gutowska, 2023. "Economic and Energy Analysis of the Construction of a Wind Farm with Infrastructure in the Baltic Sea," Energies, MDPI, vol. 16(16), pages 1-20, August.
    20. Wang, Han & Zhang, Ning & Du, Ershun & Yan, Jie & Han, Shuang & Li, Nan & Li, Hongxia & Liu, Yongqian, 2023. "An adaptive identification method of abnormal data in wind and solar power stations," Renewable Energy, Elsevier, vol. 208(C), pages 76-93.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zheng, Minglei & Man, Junfeng & Wang, Dian & Chen, Yanan & Li, Qianqian & Liu, Yong, 2023. "Semi-supervised multivariate time series anomaly detection for wind turbines using generator SCADA data," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    2. Zhang, Chen & Hu, Di & Yang, Tao, 2022. "Anomaly detection and diagnosis for wind turbines using long short-term memory-based stacked denoising autoencoders and XGBoost," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    3. Annalisa Santolamazza & Daniele Dadi & Vito Introna, 2021. "A Data-Mining Approach for Wind Turbine Fault Detection Based on SCADA Data Analysis Using Artificial Neural Networks," Energies, MDPI, vol. 14(7), pages 1-25, March.
    4. Miguel A. Rodríguez-López & Luis M. López-González & Luis M. López-Ochoa & Jesús Las-Heras-Casas, 2018. "Methodology for Detecting Malfunctions and Evaluating the Maintenance Effectiveness in Wind Turbine Generator Bearings Using Generic versus Specific Models from SCADA Data," Energies, MDPI, vol. 11(4), pages 1-22, March.
    5. Dibaj, Ali & Gao, Zhen & Nejad, Amir R., 2023. "Fault detection of offshore wind turbine drivetrains in different environmental conditions through optimal selection of vibration measurements," Renewable Energy, Elsevier, vol. 203(C), pages 161-176.
    6. Feng, Chenlong & Liu, Chao & Jiang, Dongxiang, 2023. "Unsupervised anomaly detection using graph neural networks integrated with physical-statistical feature fusion and local-global learning," Renewable Energy, Elsevier, vol. 206(C), pages 309-323.
    7. Jijian Lian & Ou Cai & Xiaofeng Dong & Qi Jiang & Yue Zhao, 2019. "Health Monitoring and Safety Evaluation of the Offshore Wind Turbine Structure: A Review and Discussion of Future Development," Sustainability, MDPI, vol. 11(2), pages 1-29, January.
    8. Adaiton Oliveira-Filho & Ryad Zemouri & Philippe Cambron & Antoine Tahan, 2023. "Early Detection and Diagnosis of Wind Turbine Abnormal Conditions Using an Interpretable Supervised Variational Autoencoder Model," Energies, MDPI, vol. 16(12), pages 1-21, June.
    9. Xu, Qifa & Fan, Zhenhua & Jia, Weiyin & Jiang, Cuixia, 2020. "Fault detection of wind turbines via multivariate process monitoring based on vine copulas," Renewable Energy, Elsevier, vol. 161(C), pages 939-955.
    10. Jianjun Chen & Weihao Hu & Di Cao & Bin Zhang & Qi Huang & Zhe Chen & Frede Blaabjerg, 2019. "An Imbalance Fault Detection Algorithm for Variable-Speed Wind Turbines: A Deep Learning Approach," Energies, MDPI, vol. 12(14), pages 1-15, July.
    11. Jastrzebska, Agnieszka & Morales Hernández, Alejandro & Nápoles, Gonzalo & Salgueiro, Yamisleydi & Vanhoof, Koen, 2022. "Measuring wind turbine health using fuzzy-concept-based drifting models," Renewable Energy, Elsevier, vol. 190(C), pages 730-740.
    12. Zemali, Zakaria & Cherroun, Lakhmissi & Hadroug, Nadji & Hafaifa, Ahmed & Iratni, Abdelhamid & Alshammari, Obaid S. & Colak, Ilhami, 2023. "Robust intelligent fault diagnosis strategy using Kalman observers and neuro-fuzzy systems for a wind turbine benchmark," Renewable Energy, Elsevier, vol. 205(C), pages 873-898.
    13. Kong, Ziqian & Tang, Baoping & Deng, Lei & Liu, Wenyi & Han, Yan, 2020. "Condition monitoring of wind turbines based on spatio-temporal fusion of SCADA data by convolutional neural networks and gated recurrent units," Renewable Energy, Elsevier, vol. 146(C), pages 760-768.
    14. Junshuai Yan & Yongqian Liu & Xiaoying Ren, 2023. "An Early Fault Detection Method for Wind Turbine Main Bearings Based on Self-Attention GRU Network and Binary Segmentation Changepoint Detection Algorithm," Energies, MDPI, vol. 16(10), pages 1-23, May.
    15. de Bessa, Iury Valente & Palhares, Reinaldo Martinez & D'Angelo, Marcos Flávio Silveira Vasconcelos & Chaves Filho, João Edgar, 2016. "Data-driven fault detection and isolation scheme for a wind turbine benchmark," Renewable Energy, Elsevier, vol. 87(P1), pages 634-645.
    16. Zhan, Jun & Wu, Chengkun & Yang, Canqun & Miao, Qiucheng & Wang, Shilin & Ma, Xiandong, 2022. "Condition monitoring of wind turbines based on spatial-temporal feature aggregation networks," Renewable Energy, Elsevier, vol. 200(C), pages 751-766.
    17. Pang, Yanhua & He, Qun & Jiang, Guoqian & Xie, Ping, 2020. "Spatio-temporal fusion neural network for multi-class fault diagnosis of wind turbines based on SCADA data," Renewable Energy, Elsevier, vol. 161(C), pages 510-524.
    18. Peng Qian & Xiange Tian & Jamil Kanfoud & Joash Lap Yan Lee & Tat-Hean Gan, 2019. "A Novel Condition Monitoring Method of Wind Turbines Based on Long Short-Term Memory Neural Network," Energies, MDPI, vol. 12(18), pages 1-15, September.
    19. Xiang, Ling & Yang, Xin & Hu, Aijun & Su, Hao & Wang, Penghe, 2022. "Condition monitoring and anomaly detection of wind turbine based on cascaded and bidirectional deep learning networks," Applied Energy, Elsevier, vol. 305(C).
    20. Chen, Junsheng & Li, Jian & Chen, Weigen & Wang, Youyuan & Jiang, Tianyan, 2020. "Anomaly detection for wind turbines based on the reconstruction of condition parameters using stacked denoising autoencoders," Renewable Energy, Elsevier, vol. 147(P1), pages 1469-1480.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:renene:v:172:y:2021:i:c:p:829-840. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/renewable-energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.