IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v222y2022ics0951832022001107.html
   My bibliography  Save this article

Anomaly detection and diagnosis for wind turbines using long short-term memory-based stacked denoising autoencoders and XGBoost

Author

Listed:
  • Zhang, Chen
  • Hu, Di
  • Yang, Tao

Abstract

An anomaly detection and diagnosis method for wind turbines using long short-term memory-based stacked denoising autoencoders (LSTM-SDAE) and extreme gradient boosting (XGBoost) is proposed in this paper. First, an abnormal data recognition algorithm based on the local outlier factor and adaptive K-means was developed to implement data preprocessing and noise extraction. The LSTM-SDAE model was then established to obtain the nonlinear temporal relationship among multivariate variables in normal behavior modes. The Mahalanobis distance was calculated based on reconstruction errors and the threshold for anomaly detection was set with a 99.7% confidence interval for the distribution curve fitted by kernel density estimation. An alarm mechanism based on the sliding window technique was set up to detect abnormalities in real time. Finally, contribution analysis was conducted to extract the parameter features under different abnormal modes, and the XGBoost was trained by extended data from wind turbines of the same type in the same wind farm to realize anomaly location and diagnosis. To verify the proposed method, real SCADA data from a wind farm located in northeastern China were applied. The results show the capability of the proposed method in anomaly detection and diagnosis for wind turbines.

Suggested Citation

  • Zhang, Chen & Hu, Di & Yang, Tao, 2022. "Anomaly detection and diagnosis for wind turbines using long short-term memory-based stacked denoising autoencoders and XGBoost," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
  • Handle: RePEc:eee:reensy:v:222:y:2022:i:c:s0951832022001107
    DOI: 10.1016/j.ress.2022.108445
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832022001107
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2022.108445?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Yan, Tao & Lei, Yaguo & Wang, Biao & Han, Tianyu & Si, Xiaosheng & Li, Naipeng, 2020. "Joint maintenance and spare parts inventory optimization for multi-unit systems considering imperfect maintenance actions," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    2. Zhang, Chen & Gao, Wei & Yang, Tao & Guo, Sheng, 2019. "Opportunistic maintenance strategy for wind turbines considering weather conditions and spare parts inventory management," Renewable Energy, Elsevier, vol. 133(C), pages 703-711.
    3. Saeed, Umer & Jan, Sana Ullah & Lee, Young-Doo & Koo, Insoo, 2021. "Fault diagnosis based on extremely randomized trees in wireless sensor networks," Reliability Engineering and System Safety, Elsevier, vol. 205(C).
    4. Zhang, Chen & Yang, Tao, 2021. "Optimal maintenance planning and resource allocation for wind farms based on non-dominated sorting genetic algorithm-ΙΙ," Renewable Energy, Elsevier, vol. 164(C), pages 1540-1549.
    5. Qian, Peng & Zhang, Dahai & Tian, Xiange & Si, Yulin & Li, Liangbi, 2019. "A novel wind turbine condition monitoring method based on cloud computing," Renewable Energy, Elsevier, vol. 135(C), pages 390-398.
    6. Shafiee, Mahmood & Sørensen, John Dalsgaard, 2019. "Maintenance optimization and inspection planning of wind energy assets: Models, methods and strategies," Reliability Engineering and System Safety, Elsevier, vol. 192(C).
    7. Liang Tao & Qian Siqi & Yingjuan Zhang & Huan Shi, 2019. "Abnormal Detection of Wind Turbine Based on SCADA Data Mining," Mathematical Problems in Engineering, Hindawi, vol. 2019, pages 1-10, August.
    8. Houda Ghamlouch & Mitra Fouladirad & Antoine Grall, 2019. "The use of real option in condition-based maintenance scheduling for wind turbines with production and deterioration uncertainties," Post-Print hal-02365402, HAL.
    9. Koukoura, Sofia & Scheu, Matti Niclas & Kolios, Athanasios, 2021. "Influence of extended potential-to-functional failure intervals through condition monitoring systems on offshore wind turbine availability," Reliability Engineering and System Safety, Elsevier, vol. 208(C).
    10. Yürüşen, Nurseda Y. & Rowley, Paul N. & Watson, Simon J. & Melero, Julio J., 2020. "Automated wind turbine maintenance scheduling," Reliability Engineering and System Safety, Elsevier, vol. 200(C).
    11. Lei, Jinhao & Liu, Chao & Jiang, Dongxiang, 2019. "Fault diagnosis of wind turbine based on Long Short-term memory networks," Renewable Energy, Elsevier, vol. 133(C), pages 422-432.
    12. Marc-Alexander Lutz & Stephan Vogt & Volker Berkhout & Stefan Faulstich & Steffen Dienst & Urs Steinmetz & Christian Gück & Andres Ortega, 2020. "Evaluation of Anomaly Detection of an Autoencoder Based on Maintenace Information and Scada-Data," Energies, MDPI, vol. 13(5), pages 1-18, February.
    13. Habibi, Hamed & Howard, Ian & Simani, Silvio, 2019. "Reliability improvement of wind turbine power generation using model-based fault detection and fault tolerant control: A review," Renewable Energy, Elsevier, vol. 135(C), pages 877-896.
    14. Chen, Junsheng & Li, Jian & Chen, Weigen & Wang, Youyuan & Jiang, Tianyan, 2020. "Anomaly detection for wind turbines based on the reconstruction of condition parameters using stacked denoising autoencoders," Renewable Energy, Elsevier, vol. 147(P1), pages 1469-1480.
    15. Yeter, B. & Garbatov, Y. & Guedes Soares, C., 2020. "Risk-based maintenance planning of offshore wind turbine farms," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    16. Ghamlouch, Houda & Fouladirad, Mitra & Grall, Antoine, 2019. "The use of real option in condition-based maintenance scheduling for wind turbines with production and deterioration uncertainties," Reliability Engineering and System Safety, Elsevier, vol. 188(C), pages 614-623.
    17. Zhu, Wenjin & Castanier, Bruno & Bettayeb, Belgacem, 2019. "A dynamic programming-based maintenance model of offshore wind turbine considering logistic delay and weather condition," Reliability Engineering and System Safety, Elsevier, vol. 190(C), pages 1-1.
    18. Li, Xiaodong & Ouelhadj, Djamila & Song, Xiang & Jones, Dylan & Wall, Graham & Howell, Kerry E. & Igwe, Paul & Martin, Simon & Song, Dongping & Pertin, Emmanuel, 2016. "A decision support system for strategic maintenance planning in offshore wind farms," Renewable Energy, Elsevier, vol. 99(C), pages 784-799.
    19. Zhang, Xiaohong & Liao, Haitao & Zeng, Jianchao & Shi, Guannan & Zhao, Bing, 2021. "Optimal Condition-based Opportunistic Maintenance and Spare Parts Provisioning for a Two-unit System using a State Space Partitioning Approach," Reliability Engineering and System Safety, Elsevier, vol. 209(C).
    20. Feng, Zhipeng & Qin, Sifeng & Liang, Ming, 2016. "Time–frequency analysis based on Vold-Kalman filter and higher order energy separation for fault diagnosis of wind turbine planetary gearbox under nonstationary conditions," Renewable Energy, Elsevier, vol. 85(C), pages 45-56.
    21. Tautz-Weinert, Jannis & Yürüşen, Nurseda Y. & Melero, Julio J. & Watson, Simon J., 2019. "Sensitivity study of a wind farm maintenance decision - A performance and revenue analysis," Renewable Energy, Elsevier, vol. 132(C), pages 93-105.
    22. Van Horenbeek, Adriaan & Van Ostaeyen, Joris & Duflou, Joost R. & Pintelon, Liliane, 2013. "Quantifying the added value of an imperfectly performing condition monitoring system—Application to a wind turbine gearbox," Reliability Engineering and System Safety, Elsevier, vol. 111(C), pages 45-57.
    23. Liu, Junqiang & Pan, Chunlu & Lei, Fan & Hu, Dongbin & Zuo, Hongfu, 2021. "Fault prediction of bearings based on LSTM and statistical process analysis," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    24. uit het Broek, Michiel A.J. & Teunter, Ruud H. & de Jonge, Bram & Veldman, Jasper, 2021. "Joint condition-based maintenance and condition-based production optimization," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    25. Kong, Ziqian & Tang, Baoping & Deng, Lei & Liu, Wenyi & Han, Yan, 2020. "Condition monitoring of wind turbines based on spatio-temporal fusion of SCADA data by convolutional neural networks and gated recurrent units," Renewable Energy, Elsevier, vol. 146(C), pages 760-768.
    26. Gonzalez, Elena & Stephen, Bruce & Infield, David & Melero, Julio J., 2019. "Using high-frequency SCADA data for wind turbine performance monitoring: A sensitivity study," Renewable Energy, Elsevier, vol. 131(C), pages 841-853.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Shi, Yong & Zhang, Linzi, 2023. "Modelling long- and short-term multi-dimensional patterns in predictive maintenance with accumulative attention," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    2. Leoni, Leonardo & De Carlo, Filippo & Abaei, Mohammad Mahdi & BahooToroody, Ahmad & Tucci, Mario, 2023. "Failure diagnosis of a compressor subjected to surge events: A data-driven framework," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    3. Wang, Ning & Xu, Yan & Wang, Sutong, 2022. "Interpretable boosting tree ensemble method for multisource building fire loss prediction," Reliability Engineering and System Safety, Elsevier, vol. 225(C).
    4. Zheng, Minglei & Man, Junfeng & Wang, Dian & Chen, Yanan & Li, Qianqian & Liu, Yong, 2023. "Semi-supervised multivariate time series anomaly detection for wind turbines using generator SCADA data," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    5. Zhang, Chen & Hu, Di & Yang, Tao, 2024. "Research of artificial intelligence operations for wind turbines considering anomaly detection, root cause analysis, and incremental training," Reliability Engineering and System Safety, Elsevier, vol. 241(C).
    6. Liu, Zhongyong & Sun, Yuning & Tang, Xiawei & Mao, Lei, 2024. "Enabling unsupervised fault diagnosis of proton exchange membrane fuel cell stack: Knowledge transfer from single-cell to stack," Applied Energy, Elsevier, vol. 360(C).
    7. Chen, Zhen & Zhou, Di & Zio, Enrico & Xia, Tangbin & Pan, Ershun, 2023. "Adaptive transfer learning for multimode process monitoring and unsupervised anomaly detection in steam turbines," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    8. Zhou, Han & Yin, Hongpeng & Chai, Yi, 2023. "Multi-grained mode partition and robust fault diagnosis for multimode industrial processes," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    9. Coraça, Eduardo M. & Ferreira, Janito V. & Nóbrega, Eurípedes G.O., 2023. "An unsupervised structural health monitoring framework based on Variational Autoencoders and Hidden Markov Models," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    10. Floreale, Giovanni & Baraldi, Piero & Lu, Xuefei & Rossetti, Paolo & Zio, Enrico, 2024. "Sensitivity analysis by differential importance measure for unsupervised fault diagnostics," Reliability Engineering and System Safety, Elsevier, vol. 243(C).
    11. Panjapornpon, Chanin & Bardeeniz, Santi & Hussain, Mohamed Azlan, 2023. "Deep learning approach for energy efficiency prediction with signal monitoring reliability for a vinyl chloride monomer process," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    12. Zhou, Chengyu & Fang, Xiaolei, 2023. "A convex two-dimensional variable selection method for the root-cause diagnostics of product defects," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    13. Li, Qi & Chen, Liang & Kong, Lin & Wang, Dong & Xia, Min & Shen, Changqing, 2023. "Cross-domain augmentation diagnosis: An adversarial domain-augmented generalization method for fault diagnosis under unseen working conditions," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    14. Zhang, Ruixing & An, Liqiang & He, Lun & Yang, Xinmeng & Huang, Zenghao, 2024. "Reliability analysis and inverse optimization method for floating wind turbines driven by dual meta-models combining transient-steady responses," Reliability Engineering and System Safety, Elsevier, vol. 244(C).
    15. Shi, Yaowei & Deng, Aidong & Deng, Minqiang & Xu, Meng & Liu, Yang & Ding, Xue & Li, Jing, 2022. "Transferable adaptive channel attention module for unsupervised cross-domain fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    16. He, Jiahui & Cheng, Zhijun & Guo, Bo, 2024. "Anomaly detection in telemetry data using a jointly optimal one-class support vector machine with dictionary learning," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    17. Tang, Shengnan & Zhu, Yong & Yuan, Shouqi, 2022. "Intelligent fault identification of hydraulic pump using deep adaptive normalized CNN and synchrosqueezed wavelet transform," Reliability Engineering and System Safety, Elsevier, vol. 224(C).
    18. Zhao, Shuaiyu & Duan, Yiling & Roy, Nitin & Zhang, Bin, 2024. "A deep learning methodology based on adaptive multiscale CNN and enhanced highway LSTM for industrial process fault diagnosis," Reliability Engineering and System Safety, Elsevier, vol. 249(C).
    19. Shi, Yaowei & Deng, Aidong & Deng, Minqiang & Xu, Meng & Liu, Yang & Ding, Xue & Bian, Wenbin, 2023. "Domain augmentation generalization network for real-time fault diagnosis under unseen working conditions," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    20. Wang, Weicheng & Chen, Jinglong & Zhang, Tianci & Liu, Zijun & Wang, Jun & Zhang, Xinwei & He, Shuilong, 2023. "An asymmetrical graph Siamese network for one-classanomaly detection of engine equipment with multi-source fusion," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    21. Guo, Yongjin & Wang, Hongdong & Guo, Yu & Zhong, Mingjun & Li, Qing & Gao, Chao, 2022. "System operational reliability evaluation based on dynamic Bayesian network and XGBoost," Reliability Engineering and System Safety, Elsevier, vol. 225(C).
    22. Liang, Guoyuan & Su, Yahao & Wu, Xinyu & Ma, Jiajun & Long, Huan & Song, Zhe, 2023. "Abnormal data cleaning for wind turbines by image segmentation based on active shape model and class uncertainty," Renewable Energy, Elsevier, vol. 216(C).
    23. Shao, Kaixuan & He, Yigang & Xing, Zhikai & Du, Bolun, 2023. "Detecting wind turbine anomalies using nonlinear dynamic parameters-assisted machine learning with normal samples," Reliability Engineering and System Safety, Elsevier, vol. 233(C).
    24. Zhao, Zeyun & Wang, Jia & Tao, Qian & Li, Andong & Chen, Yiyang, 2024. "An unknown wafer surface defect detection approach based on Incremental Learning for reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 244(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Pliego Marugán, Alberto & García Márquez, Fausto Pedro & Pinar Pérez, Jesús María, 2022. "A techno-economic model for avoiding conflicts of interest between owners of offshore wind farms and maintenance suppliers," Renewable and Sustainable Energy Reviews, Elsevier, vol. 168(C).
    2. Saleh, Ali & Chiachío, Manuel & Salas, Juan Fernández & Kolios, Athanasios, 2023. "Self-adaptive optimized maintenance of offshore wind turbines by intelligent Petri nets," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    3. Mohamed Benbouzid & Tarek Berghout & Nur Sarma & Siniša Djurović & Yueqi Wu & Xiandong Ma, 2021. "Intelligent Condition Monitoring of Wind Power Systems: State of the Art Review," Energies, MDPI, vol. 14(18), pages 1-33, September.
    4. Sadeghian, Omid & Mohammadpour Shotorbani, Amin & Mohammadi-Ivatloo, Behnam & Sadiq, Rehan & Hewage, Kasun, 2021. "Risk-averse maintenance scheduling of generation units in combined heat and power systems with demand response," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    5. Yeter, B. & Garbatov, Y. & Guedes Soares, C., 2022. "Life-extension classification of offshore wind assets using unsupervised machine learning," Reliability Engineering and System Safety, Elsevier, vol. 219(C).
    6. Zheng, Minglei & Man, Junfeng & Wang, Dian & Chen, Yanan & Li, Qianqian & Liu, Yong, 2023. "Semi-supervised multivariate time series anomaly detection for wind turbines using generator SCADA data," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    7. Ren, Zhengru & Verma, Amrit Shankar & Li, Ye & Teuwen, Julie J.E. & Jiang, Zhiyu, 2021. "Offshore wind turbine operations and maintenance: A state-of-the-art review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 144(C).
    8. Izquierdo, J. & Márquez, A. Crespo & Uribetxebarria, J. & Erguido, A., 2020. "On the importance of assessing the operational context impact on maintenance management for life cycle cost of wind energy projects," Renewable Energy, Elsevier, vol. 153(C), pages 1100-1110.
    9. Jorge Maldonado-Correa & Sergio Martín-Martínez & Estefanía Artigao & Emilio Gómez-Lázaro, 2020. "Using SCADA Data for Wind Turbine Condition Monitoring: A Systematic Literature Review," Energies, MDPI, vol. 13(12), pages 1-21, June.
    10. Chen, Hansi & Liu, Hang & Chu, Xuening & Liu, Qingxiu & Xue, Deyi, 2021. "Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network," Renewable Energy, Elsevier, vol. 172(C), pages 829-840.
    11. Li, He & Teixeira, Angelo P. & Guedes Soares, C., 2020. "A two-stage Failure Mode and Effect Analysis of offshore wind turbines," Renewable Energy, Elsevier, vol. 162(C), pages 1438-1461.
    12. Zhan, Jun & Wu, Chengkun & Yang, Canqun & Miao, Qiucheng & Wang, Shilin & Ma, Xiandong, 2022. "Condition monitoring of wind turbines based on spatial-temporal feature aggregation networks," Renewable Energy, Elsevier, vol. 200(C), pages 751-766.
    13. Ahmed Raza & Vladimir Ulansky, 2019. "Optimal Preventive Maintenance of Wind Turbine Components with Imperfect Continuous Condition Monitoring," Energies, MDPI, vol. 12(19), pages 1-24, October.
    14. Li, Yanting & Wu, Zhenyu, 2020. "A condition monitoring approach of multi-turbine based on VAR model at farm level," Renewable Energy, Elsevier, vol. 166(C), pages 66-80.
    15. Alberto Pliego Marug'an & Fausto Pedro Garc'ia M'arquez & Jes'us Mar'ia Pinar P'erez, 2024. "A techno-economic model for avoiding conflicts of interest between owners of offshore wind farms and maintenance suppliers," Papers 2401.08251, arXiv.org.
    16. Jichuan Kang & Zihao Wang & C. Guedes Soares, 2020. "Condition-Based Maintenance for Offshore Wind Turbines Based on Support Vector Machine," Energies, MDPI, vol. 13(14), pages 1-17, July.
    17. Pang, Yanhua & He, Qun & Jiang, Guoqian & Xie, Ping, 2020. "Spatio-temporal fusion neural network for multi-class fault diagnosis of wind turbines based on SCADA data," Renewable Energy, Elsevier, vol. 161(C), pages 510-524.
    18. Afef Fekih & Hamed Habibi & Silvio Simani, 2022. "Fault Diagnosis and Fault Tolerant Control of Wind Turbines: An Overview," Energies, MDPI, vol. 15(19), pages 1-21, September.
    19. Chen Zhang & Tao Yang, 2023. "Anomaly Detection for Wind Turbines Using Long Short-Term Memory-Based Variational Autoencoder Wasserstein Generation Adversarial Network under Semi-Supervised Training," Energies, MDPI, vol. 16(19), pages 1-18, October.
    20. Pinciroli, Luca & Baraldi, Piero & Ballabio, Guido & Compare, Michele & Zio, Enrico, 2022. "Optimization of the Operation and Maintenance of renewable energy systems by Deep Reinforcement Learning," Renewable Energy, Elsevier, vol. 183(C), pages 752-763.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:222:y:2022:i:c:s0951832022001107. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.