IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v285y2023ics0360544223028979.html
   My bibliography  Save this article

Particle swarm optimization of Elman neural network applied to battery state of charge and state of health estimation

Author

Listed:
  • Miranda, Matheus H.R.
  • Silva, Fabrício L.
  • Lourenço, Maria A.M.
  • Eckert, Jony J.
  • Silva, Ludmila C.A.

Abstract

Lithium-ion batteries have emerged as an energy storage solution for electrified vehicles. A Battery Management System (BMS) is critical for efficient and reliable system operation, in which State of Charge (SoC) estimation and State of Health (SoH) monitoring are of major importance to ensure optimal energy management in battery vehicles for increased autonomy and battery life. This paper presents a neural network with Elman architecture trained for a lithium-ion cell, aiming at SoC and SoH estimation. The multi-objective optimization approach based on the particle swarm algorithm is used for the training in order to lower the root mean square error in calculating the SoC and SoH. For such purposes, the neural network characteristics are optimized, such as the number of hidden layers, the number of neurons in each hidden layer, the activation functions, the bias value, and the weights of the inputs and outputs. The best trade-off solution has an error of 2.56% in the average SoC estimate and 0.003% in the average SoH estimate.

Suggested Citation

  • Miranda, Matheus H.R. & Silva, Fabrício L. & Lourenço, Maria A.M. & Eckert, Jony J. & Silva, Ludmila C.A., 2023. "Particle swarm optimization of Elman neural network applied to battery state of charge and state of health estimation," Energy, Elsevier, vol. 285(C).
    • Handle: RePEc:eee:energy:v:285:y:2023:i:c:s0360544223028979
    DOI: 10.1016/j.energy.2023.129503
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223028979
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2023.129503?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Xing, Zongyi & Zhu, Junlin & Zhang, Zhenyu & Qin, Yong & Jia, Limin, 2022. "Energy consumption optimization of tramway operation based on improved PSO algorithm," Energy, Elsevier, vol. 258(C).
    2. Ali Jallal, Mohammed & Chabaa, Samira & Zeroual, Abdelouhab, 2020. "A novel deep neural network based on randomly occurring distributed delayed PSO algorithm for monitoring the energy produced by four dual-axis solar trackers," Renewable Energy, Elsevier, vol. 149(C), pages 1182-1196.
    3. da Silva, Samuel Filgueira & Eckert, Jony Javorski & Corrêa, Fernanda Cristina & Silva, Fabrício Leonardo & Silva, Ludmila C.A. & Dedini, Franco Giuseppe, 2022. "Dual HESS electric vehicle powertrain design and fuzzy control based on multi-objective optimization to increase driving range and battery life cycle," Applied Energy, Elsevier, vol. 324(C).
    4. Feng, Xiong & Chen, Junxiong & Zhang, Zhongwei & Miao, Shuwen & Zhu, Qiao, 2021. "State-of-charge estimation of lithium-ion battery based on clockwork recurrent neural network," Energy, Elsevier, vol. 236(C).
    5. Zhong, Liang & Zhang, Chenbin & He, Yao & Chen, Zonghai, 2014. "A method for the estimation of the battery pack state of charge based on in-pack cells uniformity analysis," Applied Energy, Elsevier, vol. 113(C), pages 558-564.
    6. Omar, Noshin & Monem, Mohamed Abdel & Firouz, Yousef & Salminen, Justin & Smekens, Jelle & Hegazy, Omar & Gaulous, Hamid & Mulder, Grietus & Van den Bossche, Peter & Coosemans, Thierry & Van Mierlo, J, 2014. "Lithium iron phosphate based battery – Assessment of the aging parameters and development of cycle life model," Applied Energy, Elsevier, vol. 113(C), pages 1575-1585.
    7. Zohaib Ahmad & Jianqiang Li & Tariq Mahmood, 2023. "Adaptive Hyperparameter Fine-Tuning for Boosting the Robustness and Quality of the Particle Swarm Optimization Algorithm for Non-Linear RBF Neural Network Modelling and Its Applications," Mathematics, MDPI, vol. 11(1), pages 1-16, January.
    8. Babaeiyazdi, Iman & Rezaei-Zare, Afshin & Shokrzadeh, Shahab, 2021. "State of charge prediction of EV Li-ion batteries using EIS: A machine learning approach," Energy, Elsevier, vol. 223(C).
    9. Eckert, Jony Javorski & Silva, Fabrício L. & da Silva, Samuel Filgueira & Bueno, André Valente & de Oliveira, Mona Lisa Moura & Silva, Ludmila C.A., 2022. "Optimal design and power management control of hybrid biofuel–electric powertrain," Applied Energy, Elsevier, vol. 325(C).
    10. Yang, Ruixin & Xiong, Rui & He, Hongwen & Mu, Hao & Wang, Chun, 2017. "A novel method on estimating the degradation and state of charge of lithium-ion batteries used for electrical vehicles," Applied Energy, Elsevier, vol. 207(C), pages 336-345.
    11. Opitz, A. & Badami, P. & Shen, L. & Vignarooban, K. & Kannan, A.M., 2017. "Can Li-Ion batteries be the panacea for automotive applications?," Renewable and Sustainable Energy Reviews, Elsevier, vol. 68(P1), pages 685-692.
    12. Miranda, Matheus H.R. & Silva, Fabrício L. & Lourenço, Maria A.M. & Eckert, Jony J. & Silva, Ludmila C.A., 2022. "Vehicle drivetrain and fuzzy controller optimization using a planar dynamics simulation based on a real-world driving cycle," Energy, Elsevier, vol. 257(C).
    13. Bilin Shao & Maolin Li & Yu Zhao & Genqing Bian, 2019. "Nickel Price Forecast Based on the LSTM Neural Network Optimized by the Improved PSO Algorithm," Mathematical Problems in Engineering, Hindawi, vol. 2019, pages 1-15, September.
    14. Miranda, Matheus H.R. & Silva, Fabrício L. & Lourenço, Maria A.M. & Eckert, Jony J. & Silva, Ludmila C.A., 2022. "Electric vehicle powertrain and fuzzy controller optimization using a planar dynamics simulation based on a real-world driving cycle," Energy, Elsevier, vol. 238(PC).
    15. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    16. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    17. Xu, Bin & Shi, Junzhe & Li, Sixu & Li, Huayi & Wang, Zhe, 2021. "Energy consumption and battery aging minimization using a Q-learning strategy for a battery/ultracapacitor electric vehicle," Energy, Elsevier, vol. 229(C).
    18. Shuqing Li & Chuankun Ju & Jianliang Li & Ri Fang & Zhifei Tao & Bo Li & Tingting Zhang, 2021. "State-of-Charge Estimation of Lithium-Ion Batteries in the Battery Degradation Process Based on Recurrent Neural Network," Energies, MDPI, vol. 14(2), pages 1-21, January.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhao, Jia-Wei & Zhang, Hong-Li & Wang, Cong, 2024. "Distributed state-of-charge and power balance estimation for aggregated battery energy storage systems with EV aggregators," Energy, Elsevier, vol. 305(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Eckert, Jony Javorski & Silva, Fabrício L. & da Silva, Samuel Filgueira & Bueno, André Valente & de Oliveira, Mona Lisa Moura & Silva, Ludmila C.A., 2022. "Optimal design and power management control of hybrid biofuel–electric powertrain," Applied Energy, Elsevier, vol. 325(C).
    2. Lei Pei & Cheng Yu & Tiansi Wang & Jiawei Yang & Wanlin Wang, 2024. "A Training-Free Estimation Method for the State of Charge and State of Health of Series Battery Packs under Various Load Profiles," Energies, MDPI, vol. 17(8), pages 1-20, April.
    3. Gharehghani, Ayat & Rabiei, Moeed & Mehranfar, Sadegh & Saeedipour, Soheil & Mahmoudzadeh Andwari, Amin & García, Antonio & Reche, Carlos Mico, 2024. "Progress in battery thermal management systems technologies for electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 202(C).
    4. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    5. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    6. Caulfield, Brian & Furszyfer, Dylan & Stefaniec, Agnieszka & Foley, Aoife, 2022. "Measuring the equity impacts of government subsidies for electric vehicles," Energy, Elsevier, vol. 248(C).
    7. Semeraro, Concetta & Caggiano, Mariateresa & Olabi, Abdul-Ghani & Dassisti, Michele, 2022. "Battery monitoring and prognostics optimization techniques: Challenges and opportunities," Energy, Elsevier, vol. 255(C).
    8. Huang, Xiaohui & Huang, Qi & Cao, Huajun & Yan, Wanbin & Cao, Le & Zhang, Qiongzhi, 2023. "Optimal design for improving operation performance of electric construction machinery collaborative system: Method and application," Energy, Elsevier, vol. 263(PA).
    9. Yan Cheng & Xuesen Zhang & Xiaoqiang Wang & Jianhua Li, 2022. "Battery State of Charge Estimation Based on Composite Multiscale Wavelet Transform," Energies, MDPI, vol. 15(6), pages 1-16, March.
    10. Diego Castanho & Marcio Guerreiro & Ludmila Silva & Jony Eckert & Thiago Antonini Alves & Yara de Souza Tadano & Sergio Luiz Stevan & Hugo Valadares Siqueira & Fernanda Cristina Corrêa, 2022. "Method for SoC Estimation in Lithium-Ion Batteries Based on Multiple Linear Regression and Particle Swarm Optimization," Energies, MDPI, vol. 15(19), pages 1-21, September.
    11. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    12. Cui, Zhenhua & Kang, Le & Li, Liwei & Wang, Licheng & Wang, Kai, 2022. "A combined state-of-charge estimation method for lithium-ion battery using an improved BGRU network and UKF," Energy, Elsevier, vol. 259(C).
    13. Hou, Jie & Liu, Jiawei & Chen, Fengwei & Li, Penghua & Zhang, Tao & Jiang, Jincheng & Chen, Xiaolei, 2023. "Robust lithium-ion state-of-charge and battery parameters joint estimation based on an enhanced adaptive unscented Kalman filter," Energy, Elsevier, vol. 271(C).
    14. Cui, Zhenhua & Kang, Le & Li, Liwei & Wang, Licheng & Wang, Kai, 2022. "A hybrid neural network model with improved input for state of charge estimation of lithium-ion battery at low temperatures," Renewable Energy, Elsevier, vol. 198(C), pages 1328-1340.
    15. Kurucan, Mehmet & Özbaltan, Mete & Yetgin, Zeki & Alkaya, Alkan, 2024. "Applications of artificial neural network based battery management systems: A literature review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    16. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Li, Huan & Xu, Wenhua & Fernandez, Carlos, 2022. "An optimized relevant long short-term memory-squared gain extended Kalman filter for the state of charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 260(C).
    17. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    18. Lin, C. & Burggräf, P. & Liu, L. & Adlon, T. & Mueller, K. & Beyer, M. & Xu, T. & Kammerer, V. & Hu, J. & Liu, S. & Wang, F., 2023. "“Deep-Dive analysis of the latest Lithium-Ion battery safety testing standards and regulations in Germany and China”," Renewable and Sustainable Energy Reviews, Elsevier, vol. 173(C).
    19. Biao Yang & Yinshuang Wang & Yuedong Zhan, 2022. "Lithium Battery State-of-Charge Estimation Based on a Bayesian Optimization Bidirectional Long Short-Term Memory Neural Network," Energies, MDPI, vol. 15(13), pages 1-18, June.
    20. Siyi Tao & Bo Jiang & Xuezhe Wei & Haifeng Dai, 2023. "A Systematic and Comparative Study of Distinct Recurrent Neural Networks for Lithium-Ion Battery State-of-Charge Estimation in Electric Vehicles," Energies, MDPI, vol. 16(4), pages 1-17, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:285:y:2023:i:c:s0360544223028979. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.