IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v192y2024ics136403212301122x.html
   My bibliography  Save this article

Mathematical modelling of electrochemical, thermal and degradation processes in lithium-ion cells—A comprehensive review

Author

Listed:
  • Mehta, Rohit
  • Gupta, Amit

Abstract

The demand for electrochemical energy storage devices is rising rapidly as the world shifts its energy dependence from fossil fuels to renewable sources. In the last few decades, this has led to lithium-ion cells finding applications in various non-conventional applications, including electric vehicles and grid energy storage. In these novel applications, the cells in the battery packs are subjected to high current, dynamically varying load and a wide range of operating conditions such as current and temperature. From an operational point of view, predicting the response and deducing the inaccessible internal states of a cell during its operational life is greatly desired, with the thermal and degradation effects playing a significant role in the behaviour of these cells during their cycle life. Different models have been proposed to address this gap and gain insights into the effects of various internal physical phenomena on cell performance or to predict the cell’s response in real-time applications. This review provides a comprehensive summary of these models, including their governing equations, assumptions and limitations. The progress made till now and the current status of research in modelling lithium-ion cells during operation are discussed. Various physics-based, reduced-order, equivalent-circuit and data-driven models developed over the years to capture the electrochemical, degradation and thermal response of the lithium-ion cells are summarized. It is expected that one or a combination of these approaches will hold the key to developing techniques for accurate charge and health estimation methods for high-fidelity battery management systems.

Suggested Citation

  • Mehta, Rohit & Gupta, Amit, 2024. "Mathematical modelling of electrochemical, thermal and degradation processes in lithium-ion cells—A comprehensive review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
  • Handle: RePEc:eee:rensus:v:192:y:2024:i:c:s136403212301122x
    DOI: 10.1016/j.rser.2023.114264
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S136403212301122X
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.rser.2023.114264?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Ma, Guijun & Zhang, Yong & Cheng, Cheng & Zhou, Beitong & Hu, Pengchao & Yuan, Ye, 2019. "Remaining useful life prediction of lithium-ion batteries based on false nearest neighbors and a hybrid neural network," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    2. Hu, Chao & Jain, Gaurav & Zhang, Puqiang & Schmidt, Craig & Gomadam, Parthasarathy & Gorka, Tom, 2014. "Data-driven method based on particle swarm optimization and k-nearest neighbor regression for estimating capacity of lithium-ion battery," Applied Energy, Elsevier, vol. 129(C), pages 49-55.
    3. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    4. Zahid, Taimoor & Xu, Kun & Li, Weimin & Li, Chenming & Li, Hongzhe, 2018. "State of charge estimation for electric vehicle power battery using advanced machine learning algorithm under diversified drive cycles," Energy, Elsevier, vol. 162(C), pages 871-882.
    5. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    6. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    7. Zhang, Jianan & Yang, Xiao-Guang & Sun, Fengchun & Wang, Zhenpo & Wang, Chao-Yang, 2020. "An online heat generation estimation method for lithium-ion batteries using dual-temperature measurements," Applied Energy, Elsevier, vol. 272(C).
    8. Mu, Hao & Xiong, Rui & Zheng, Hongfei & Chang, Yuhua & Chen, Zeyu, 2017. "A novel fractional order model based state-of-charge estimation method for lithium-ion battery," Applied Energy, Elsevier, vol. 207(C), pages 384-393.
    9. Xia, Bizhong & Cui, Deyu & Sun, Zhen & Lao, Zizhou & Zhang, Ruifeng & Wang, Wei & Sun, Wei & Lai, Yongzhi & Wang, Mingwang, 2018. "State of charge estimation of lithium-ion batteries using optimized Levenberg-Marquardt wavelet neural network," Energy, Elsevier, vol. 153(C), pages 694-705.
    10. Dong, Guangzhong & Zhang, Xu & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state of energy estimation of lithium-ion batteries based on neural network model," Energy, Elsevier, vol. 90(P1), pages 879-888.
    11. Wang, Qian & Jiang, Bin & Li, Bo & Yan, Yuying, 2016. "A critical review of thermal management models and solutions of lithium-ion batteries for the development of pure electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 64(C), pages 106-128.
    12. Yang, Jufeng & Cai, Yingfeng & Pan, Chaofeng & Mi, Chris, 2019. "A novel resistor-inductor network-based equivalent circuit model of lithium-ion batteries under constant-voltage charging condition," Applied Energy, Elsevier, vol. 254(C).
    13. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    14. Renxin Xiao & Jiangwei Shen & Xiaoyu Li & Wensheng Yan & Erdong Pan & Zheng Chen, 2016. "Comparisons of Modeling and State of Charge Estimation for Lithium-Ion Battery Based on Fractional Order and Integral Order Methods," Energies, MDPI, vol. 9(3), pages 1-15, March.
    15. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    16. Farmann, Alexander & Sauer, Dirk Uwe, 2018. "Comparative study of reduced order equivalent circuit models for on-board state-of-available-power prediction of lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 225(C), pages 1102-1122.
    17. Li, Yi & Zou, Changfu & Berecibar, Maitane & Nanini-Maury, Elise & Chan, Jonathan C.-W. & van den Bossche, Peter & Van Mierlo, Joeri & Omar, Noshin, 2018. "Random forest regression for online capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 232(C), pages 197-210.
    18. Qingxia Yang & Jun Xu & Binggang Cao & Xiuqing Li, 2017. "A simplified fractional order impedance model and parameter identification method for lithium-ion batteries," PLOS ONE, Public Library of Science, vol. 12(2), pages 1-13, February.
    19. Li, Yihuan & Li, Kang & Liu, Xuan & Wang, Yanxia & Zhang, Li, 2021. "Lithium-ion battery capacity estimation — A pruned convolutional neural network approach assisted with transfer learning," Applied Energy, Elsevier, vol. 285(C).
    20. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    21. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    22. Zou, Yuan & Li, Shengbo Eben & Shao, Bing & Wang, Baojin, 2016. "State-space model with non-integer order derivatives for lithium-ion battery," Applied Energy, Elsevier, vol. 161(C), pages 330-336.
    23. Li, Dongdong & Yang, Lin & Li, Chun, 2021. "Control-oriented thermal-electrochemical modeling and validation of large size prismatic lithium battery for commercial applications," Energy, Elsevier, vol. 214(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chen, Laien & Zeng, Xiaoyong & Xia, Xiangyang & Sun, Yaoke & Yue, Jiahui, 2024. "A modeling and state of charge estimation approach to lithium-ion batteries based on the state-dependent autoregressive model with exogenous inputs," Energy, Elsevier, vol. 300(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Fei, Zicheng & Yang, Fangfang & Tsui, Kwok-Leung & Li, Lishuai & Zhang, Zijun, 2021. "Early prediction of battery lifetime via a machine learning based framework," Energy, Elsevier, vol. 225(C).
    3. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    4. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    5. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    6. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    7. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.
    8. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    9. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    10. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2022. "A novel method for state of health estimation of lithium-ion batteries based on improved LSTM and health indicators extraction," Energy, Elsevier, vol. 251(C).
    11. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    12. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    13. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    14. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    15. Ospina Agudelo, Brian & Zamboni, Walter & Monmasson, Eric, 2021. "Application domain extension of incremental capacity-based battery SoH indicators," Energy, Elsevier, vol. 234(C).
    16. S. Tamilselvi & S. Gunasundari & N. Karuppiah & Abdul Razak RK & S. Madhusudan & Vikas Madhav Nagarajan & T. Sathish & Mohammed Zubair M. Shamim & C. Ahamed Saleel & Asif Afzal, 2021. "A Review on Battery Modelling Techniques," Sustainability, MDPI, vol. 13(18), pages 1-26, September.
    17. Li, Qingbo & Lu, Taolin & Lai, Chunyan & Li, Jiwei & Pan, Long & Ma, Changjun & Zhu, Yunpeng & Xie, Jingying, 2024. "Lithium-ion battery capacity estimation based on fragment charging data using deep residual shrinkage networks and uncertainty evaluation," Energy, Elsevier, vol. 290(C).
    18. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    19. Ni, Yulong & Xu, Jianing & Zhu, Chunbo & Pei, Lei, 2022. "Accurate residual capacity estimation of retired LiFePO4 batteries based on mechanism and data-driven model," Applied Energy, Elsevier, vol. 305(C).
    20. Jiang, Bo & Zhu, Jiangong & Wang, Xueyuan & Wei, Xuezhe & Shang, Wenlong & Dai, Haifeng, 2022. "A comparative study of different features extracted from electrochemical impedance spectroscopy in state of health estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 322(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:192:y:2024:i:c:s136403212301122x. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.