IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v300y2024ics0360544224013999.html
   My bibliography  Save this article

A modeling and state of charge estimation approach to lithium-ion batteries based on the state-dependent autoregressive model with exogenous inputs

Author

Listed:
  • Chen, Laien
  • Zeng, Xiaoyong
  • Xia, Xiangyang
  • Sun, Yaoke
  • Yue, Jiahui

Abstract

Dynamic modeling and state of charge (SOC) estimation of lithium-ion batteries (LIBs) is a critical technology in the battery management system. Aiming at the essential nonlinear characteristics of LIBs and the time-varying operating state caused by the influence of the external environment including load changes and other factors, this paper proposes to adopt the state-dependent autoregressive model with exogenous inputs (SD-ARX) to describe its nonlinear dynamic characteristics. This type of model first constructs state signal quantities that can characterize the dynamic properties of LIBs and uses them as inputs to the radial basis function neural network to approximate the functional-type coefficients of the SD-ARX model, which is used to guide the model to represent the nonlinear dynamic properties of LIBs under different operating states. Benefiting from the model can be represented as a linear combination of nonlinear functions, the model parameters identified offline by a structured nonlinear parameter optimization method. Finally, the SOC is estimated online using an adaptive extended Kalman filter based on the established model. The results show that the method can reliably estimate the SOC of a battery under different working conditions and a relatively wide temperature range and achieves a balance between accuracy and real-time performance.

Suggested Citation

  • Chen, Laien & Zeng, Xiaoyong & Xia, Xiangyang & Sun, Yaoke & Yue, Jiahui, 2024. "A modeling and state of charge estimation approach to lithium-ion batteries based on the state-dependent autoregressive model with exogenous inputs," Energy, Elsevier, vol. 300(C).
  • Handle: RePEc:eee:energy:v:300:y:2024:i:c:s0360544224013999
    DOI: 10.1016/j.energy.2024.131626
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544224013999
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2024.131626?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Tian, Binbin & Peng, Hui, 2023. "RBF-ARX model-based MPC approach to inverted pendulum: An event-triggered mechanism," Chaos, Solitons & Fractals, Elsevier, vol. 176(C).
    2. Zhu, Jiangong & Knapp, Michael & Darma, Mariyam Susana Dewi & Fang, Qiaohua & Wang, Xueyuan & Dai, Haifeng & Wei, Xuezhe & Ehrenberg, Helmut, 2019. "An improved electro-thermal battery model complemented by current dependent parameters for vehicular low temperature application," Applied Energy, Elsevier, vol. 248(C), pages 149-161.
    3. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    4. Guo, Shanshan & Ma, Liang, 2023. "A comparative study of different deep learning algorithms for lithium-ion batteries on state-of-charge estimation," Energy, Elsevier, vol. 263(PC).
    5. Zafar, Muhammad Hamza & Mansoor, Majad & Abou Houran, Mohamad & Khan, Noman Mujeeb & Khan, Kamran & Raza Moosavi, Syed Kumayl & Sanfilippo, Filippo, 2023. "Hybrid deep learning model for efficient state of charge estimation of Li-ion batteries in electric vehicles," Energy, Elsevier, vol. 282(C).
    6. Duan, Linchao & Zhang, Xugang & Jiang, Zhigang & Gong, Qingshan & Wang, Yan & Ao, Xiuyi, 2023. "State of charge estimation of lithium-ion batteries based on second-order adaptive extended Kalman filter with correspondence analysis," Energy, Elsevier, vol. 280(C).
    7. Biju, Nikhil & Fang, Huazhen, 2023. "BattX: An equivalent circuit model for lithium-ion batteries over broad current ranges," Applied Energy, Elsevier, vol. 339(C).
    8. Mehta, Rohit & Gupta, Amit, 2024. "Mathematical modelling of electrochemical, thermal and degradation processes in lithium-ion cells—A comprehensive review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    9. Gandoman, Foad H. & Jaguemont, Joris & Goutam, Shovon & Gopalakrishnan, Rahul & Firouz, Yousef & Kalogiannis, Theodoros & Omar, Noshin & Van Mierlo, Joeri, 2019. "Concept of reliability and safety assessment of lithium-ion batteries in electric vehicles: Basics, progress, and challenges," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    10. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    11. Zheng, Fangdan & Xing, Yinjiao & Jiang, Jiuchun & Sun, Bingxiang & Kim, Jonghoon & Pecht, Michael, 2016. "Influence of different open circuit voltage tests on state of charge online estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 183(C), pages 513-525.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    2. Li, Yihuan & Li, Kang & Liu, Xuan & Li, Xiang & Zhang, Li & Rente, Bruno & Sun, Tong & Grattan, Kenneth T.V., 2022. "A hybrid machine learning framework for joint SOC and SOH estimation of lithium-ion batteries assisted with fiber sensor measurements," Applied Energy, Elsevier, vol. 325(C).
    3. Zhang, Shuzhi & Zhang, Chen & Jiang, Shiyong & Zhang, Xiongwen, 2022. "A comparative study of different adaptive extended/unscented Kalman filters for lithium-ion battery state-of-charge estimation," Energy, Elsevier, vol. 246(C).
    4. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    5. Karimi, Danial & Behi, Hamidreza & Berecibar, Maitane & Van Mierlo, Joeri, 2023. "A comprehensive coupled 0D-ECM to 3D-CFD thermal model for heat pipe assisted-air cooling thermal management system under fast charge and discharge," Applied Energy, Elsevier, vol. 339(C).
    6. Hou, Jie & Liu, Jiawei & Chen, Fengwei & Li, Penghua & Zhang, Tao & Jiang, Jincheng & Chen, Xiaolei, 2023. "Robust lithium-ion state-of-charge and battery parameters joint estimation based on an enhanced adaptive unscented Kalman filter," Energy, Elsevier, vol. 271(C).
    7. Li, Alan G. & Wang, Weizhong & West, Alan C. & Preindl, Matthias, 2022. "Health and performance diagnostics in Li-ion batteries with pulse-injection-aided machine learning," Applied Energy, Elsevier, vol. 315(C).
    8. John H. T. Luong & Cang Tran & Di Ton-That, 2022. "A Paradox over Electric Vehicles, Mining of Lithium for Car Batteries," Energies, MDPI, vol. 15(21), pages 1-25, October.
    9. Liu, Yongjie & Huang, Zhiwu & Wu, Yue & Yan, Lisen & Jiang, Fu & Peng, Jun, 2022. "An online hybrid estimation method for core temperature of Lithium-ion battery with model noise compensation," Applied Energy, Elsevier, vol. 327(C).
    10. Xiong, Rui & Duan, Yanzhou & Zhang, Kaixuan & Lin, Da & Tian, Jinpeng & Chen, Cheng, 2023. "State-of-charge estimation for onboard LiFePO4 batteries with adaptive state update in specific open-circuit-voltage ranges," Applied Energy, Elsevier, vol. 349(C).
    11. Anselma, Pier Giuseppe & Kollmeyer, Phillip & Lempert, Jeremy & Zhao, Ziyu & Belingardi, Giovanni & Emadi, Ali, 2021. "Battery state-of-health sensitive energy management of hybrid electric vehicles: Lifetime prediction and ageing experimental validation," Applied Energy, Elsevier, vol. 285(C).
    12. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    13. Tang, Aihua & Huang, Yukun & Xu, Yuchen & Hu, Yuanzhi & Yan, Fuwu & Tan, Yong & Jin, Xin & Yu, Quanqing, 2024. "Data-physics-driven estimation of battery state of charge and capacity," Energy, Elsevier, vol. 294(C).
    14. Ma, Wentao & Guo, Peng & Wang, Xiaofei & Zhang, Zhiyu & Peng, Siyuan & Chen, Badong, 2022. "Robust state of charge estimation for Li-ion batteries based on cubature kalman filter with generalized maximum correntropy criterion," Energy, Elsevier, vol. 260(C).
    15. Quanqing Yu & Changjiang Wan & Junfu Li & Lixin E & Xin Zhang & Yonghe Huang & Tao Liu, 2021. "An Open Circuit Voltage Model Fusion Method for State of Charge Estimation of Lithium-Ion Batteries," Energies, MDPI, vol. 14(7), pages 1-22, March.
    16. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    17. Harasis, Salman & Khan, Irfan & Massoud, Ahmed, 2024. "Enabling large-scale integration of electric bus fleets in harsh environments: Possibilities, potentials, and challenges," Energy, Elsevier, vol. 300(C).
    18. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    19. Chen, Zheng & Zhao, Hongqian & Shu, Xing & Zhang, Yuanjian & Shen, Jiangwei & Liu, Yonggang, 2021. "Synthetic state of charge estimation for lithium-ion batteries based on long short-term memory network modeling and adaptive H-Infinity filter," Energy, Elsevier, vol. 228(C).
    20. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:300:y:2024:i:c:s0360544224013999. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.