IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v290y2024ics0360544223036022.html
   My bibliography  Save this article

Lithium-ion battery capacity estimation based on fragment charging data using deep residual shrinkage networks and uncertainty evaluation

Author

Listed:
  • Li, Qingbo
  • Lu, Taolin
  • Lai, Chunyan
  • Li, Jiwei
  • Pan, Long
  • Ma, Changjun
  • Zhu, Yunpeng
  • Xie, Jingying

Abstract

Accurate and reliable capacity estimation is crucial for lithium-ion batteries to operate safely and stably. However, the extraction steps of health indicators (HIs) limit the feasibility and applicability of data-driven methods. This study proposes a novel estimation framework using deep residual shrinkage network (DRSN) and uncertainty evaluation to estimate the lithium-ion battery capacity directly; model inputs are only random fragment charging data. Results on three datasets confirm that accurate capacity estimation is achieved by DRSN through integrated attention mechanisms and soft thresholding (the mean absolute percentage error is below 2 %). Meanwhile, the inherent noise sensitivity in data-driven methods is alleviated. Additionally, uncertainty evaluation implemented by Bayesian neural networks provides valuable metrics for the reliability of estimated results from different voltage ranges. The significant correlation between uncertainty and error proves the potential of uncertainty to assist battery management systems for control and decision-making. The experimental study demonstrates the high accuracy, adaptability, and robustness of the proposed framework, especially in coping with the frequent occurrence of random incomplete charging scenarios.

Suggested Citation

  • Li, Qingbo & Lu, Taolin & Lai, Chunyan & Li, Jiwei & Pan, Long & Ma, Changjun & Zhu, Yunpeng & Xie, Jingying, 2024. "Lithium-ion battery capacity estimation based on fragment charging data using deep residual shrinkage networks and uncertainty evaluation," Energy, Elsevier, vol. 290(C).
  • Handle: RePEc:eee:energy:v:290:y:2024:i:c:s0360544223036022
    DOI: 10.1016/j.energy.2023.130208
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223036022
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2023.130208?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Zhang, Yixing & Feng, Fei & Wang, Shunli & Meng, Jinhao & Xie, Jiale & Ling, Rui & Yin, Hongpeng & Zhang, Ke & Chai, Yi, 2023. "Joint nonlinear-drift-driven Wiener process-Markov chain degradation switching model for adaptive online predicting lithium-ion battery remaining useful life," Applied Energy, Elsevier, vol. 341(C).
    2. Wen, Jianping & Chen, Xing & Li, Xianghe & Li, Yikun, 2022. "SOH prediction of lithium battery based on IC curve feature and BP neural network," Energy, Elsevier, vol. 261(PA).
    3. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    4. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    5. Feng, Fei & Yang, Rui & Meng, Jinhao & Xie, Yi & Zhang, Zhiguo & Chai, Yi & Mou, Lisha, 2022. "Electrochemical impedance characteristics at various conditions for commercial solid–liquid electrolyte lithium-ion batteries: Part 1. experiment investigation and regression analysis," Energy, Elsevier, vol. 242(C).
    6. Feng, Fei & Yang, Rui & Meng, Jinhao & Xie, Yi & Zhang, Zhiguo & Chai, Yi & Mou, Lisha, 2022. "Electrochemical impedance characteristics at various conditions for commercial solid–liquid electrolyte lithium-ion batteries: Part. 2. Modeling and prediction," Energy, Elsevier, vol. 243(C).
    7. Sankaran, P.G. & Sunoj, S.M. & Nair, N. Unnikrishnan, 2016. "Kullback–Leibler divergence: A quantile approach," Statistics & Probability Letters, Elsevier, vol. 111(C), pages 72-79.
    8. Jiangong Zhu & Yixiu Wang & Yuan Huang & R. Bhushan Gopaluni & Yankai Cao & Michael Heere & Martin J. Mühlbauer & Liuda Mereacre & Haifeng Dai & Xinhua Liu & Anatoliy Senyshyn & Xuezhe Wei & Michael K, 2022. "Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
    9. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    10. Hong, Joonki & Lee, Dongheon & Jeong, Eui-Rim & Yi, Yung, 2020. "Towards the swift prediction of the remaining useful life of lithium-ion batteries with end-to-end deep learning," Applied Energy, Elsevier, vol. 278(C).
    11. Fan, Guodong & Zhang, Xi, 2023. "Battery capacity estimation using 10-second relaxation voltage and a convolutional neural network," Applied Energy, Elsevier, vol. 330(PA).
    12. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    13. Deng, Zhongwei & Hu, Xiaosong & Lin, Xianke & Che, Yunhong & Xu, Le & Guo, Wenchao, 2020. "Data-driven state of charge estimation for lithium-ion battery packs based on Gaussian process regression," Energy, Elsevier, vol. 205(C).
    14. Ruan, Haokai & Wei, Zhongbao & Shang, Wentao & Wang, Xuechao & He, Hongwen, 2023. "Artificial Intelligence-based health diagnostic of Lithium-ion battery leveraging transient stage of constant current and constant voltage charging," Applied Energy, Elsevier, vol. 336(C).
    15. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    16. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Qingbo & Zhong, Jun & Du, Jinqiao & Yi, Yong & Tian, Jie & Li, Yan & Lai, Chunyan & Lu, Taolin & Xie, Jingying, 2024. "Probabilistic neural network-based flexible estimation of lithium-ion battery capacity considering multidimensional charging habits," Energy, Elsevier, vol. 294(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    2. Zhu, Yuli & Jiang, Bo & Zhu, Jiangong & Wang, Xueyuan & Wang, Rong & Wei, Xuezhe & Dai, Haifeng, 2023. "Adaptive state of health estimation for lithium-ion batteries using impedance-based timescale information and ensemble learning," Energy, Elsevier, vol. 284(C).
    3. Li, Qingbo & Zhong, Jun & Du, Jinqiao & Yi, Yong & Tian, Jie & Li, Yan & Lai, Chunyan & Lu, Taolin & Xie, Jingying, 2024. "Probabilistic neural network-based flexible estimation of lithium-ion battery capacity considering multidimensional charging habits," Energy, Elsevier, vol. 294(C).
    4. Mehta, Rohit & Gupta, Amit, 2024. "Mathematical modelling of electrochemical, thermal and degradation processes in lithium-ion cells—A comprehensive review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    5. Chen, Si-Zhe & Liang, Zikang & Yuan, Haoliang & Yang, Ling & Xu, Fangyuan & Fan, Yuanliang, 2023. "A novel state of health estimation method for lithium-ion batteries based on constant-voltage charging partial data and convolutional neural network," Energy, Elsevier, vol. 283(C).
    6. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    7. Zhao, Guangcai & Kang, Yongzhe & Huang, Peng & Duan, Bin & Zhang, Chenghui, 2023. "Battery health prognostic using efficient and robust aging trajectory matching with ensemble deep transfer learning," Energy, Elsevier, vol. 282(C).
    8. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    9. Wang, Yixiu & Zhu, Jiangong & Cao, Liang & Gopaluni, Bhushan & Cao, Yankai, 2023. "Long Short-Term Memory Network with Transfer Learning for Lithium-ion Battery Capacity Fade and Cycle Life Prediction," Applied Energy, Elsevier, vol. 350(C).
    10. Hu, Chunsheng & Ma, Liang & Guo, Shanshan & Guo, Gangsheng & Han, Zhiqiang, 2022. "Deep learning enabled state-of-charge estimation of LiFePO4 batteries: A systematic validation on state-of-the-art charging protocols," Energy, Elsevier, vol. 246(C).
    11. Liu, Xinghua & Li, Siqi & Tian, Jiaqiang & Wei, Zhongbao & Wang, Peng, 2023. "Health estimation of lithium-ion batteries with voltage reconstruction and fusion model," Energy, Elsevier, vol. 282(C).
    12. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    13. Wen, Shuang & Lin, Ni & Huang, Shengxu & Wang, Zhenpo & Zhang, Zhaosheng, 2023. "Lithium battery health state assessment based on vehicle-to-grid (V2G) real-world data and natural gradient boosting model," Energy, Elsevier, vol. 284(C).
    14. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    15. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    16. Wang, Zhe & Yang, Fangfang & Xu, Qiang & Wang, Yongjian & Yan, Hong & Xie, Min, 2023. "Capacity estimation of lithium-ion batteries based on data aggregation and feature fusion via graph neural network," Applied Energy, Elsevier, vol. 336(C).
    17. Guo, Yongfang & Yu, Xiangyuan & Wang, Yashuang & Huang, Kai, 2024. "Health prognostics of lithium-ion batteries based on universal voltage range features mining and adaptive multi-Gaussian process regression with Harris Hawks optimization algorithm," Reliability Engineering and System Safety, Elsevier, vol. 244(C).
    18. Ni, Yulong & Xu, Jianing & Zhu, Chunbo & Pei, Lei, 2022. "Accurate residual capacity estimation of retired LiFePO4 batteries based on mechanism and data-driven model," Applied Energy, Elsevier, vol. 305(C).
    19. Wang, Qiao & Ye, Min & Cai, Xue & Sauer, Dirk Uwe & Li, Weihan, 2023. "Transferable data-driven capacity estimation for lithium-ion batteries with deep learning: A case study from laboratory to field applications," Applied Energy, Elsevier, vol. 350(C).
    20. Wei, Meng & Ye, Min & Zhang, Chuanwei & Li, Yan & Zhang, Jiale & Wang, Qiao, 2023. "A multi-scale learning approach for remaining useful life prediction of lithium-ion batteries based on variational mode decomposition and Monte Carlo sampling," Energy, Elsevier, vol. 283(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:290:y:2024:i:c:s0360544223036022. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.