IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v190y2020ics0360544219321620.html
   My bibliography  Save this article

State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression

Author

Listed:
  • Li, Xiaoyu
  • Yuan, Changgui
  • Li, Xiaohui
  • Wang, Zhenpo

Abstract

The state of health for lithium battery is necessary to ensure the reliability and safety for battery energy storage system. Accurate prediction battery state of health plays an extremely important role in guaranteeing safety and minimizing maintenance costs. However, the complex physicochemical characteristics of battery degradation cannot be obtained directly. Here a novel Gaussian process regression model based on the partial incremental capacity curve is proposed. First, an advanced Gaussian filter method is applied to obtain the smoothing incremental capacity curves. The health indexes are then extracted from the partial incremental capacity curves as the input features of the proposed model. Additionally, the mean and the covariance function of the proposed method are applied to predict battery state of health and the model uncertainty, respectively. Four aging datasets from NASA data repository are employed for demonstrating the predictive capability and efficacy of the degradation model using the proposed method. Besides, different initial health conditions of the tested batteries are used to verify the robustness and reliability of the proposed method. Results show that the proposed method can provide accurate and robust state of health estimation.

Suggested Citation

  • Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    • Handle: RePEc:eee:energy:v:190:y:2020:i:c:s0360544219321620
    DOI: 10.1016/j.energy.2019.116467
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544219321620
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2019.116467?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Xiaoyu Li & Xing Shu & Jiangwei Shen & Renxin Xiao & Wensheng Yan & Zheng Chen, 2017. "An On-Board Remaining Useful Life Estimation Algorithm for Lithium-Ion Batteries of Electric Vehicles," Energies, MDPI, vol. 10(5), pages 1-15, May.
    2. You, Gae-won & Park, Sangdo & Oh, Dukjin, 2016. "Real-time state-of-health estimation for electric vehicle batteries: A data-driven approach," Applied Energy, Elsevier, vol. 176(C), pages 92-103.
    3. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    4. Li, J. & Adewuyi, K. & Lotfi, N. & Landers, R.G. & Park, J., 2018. "A single particle model with chemical/mechanical degradation physics for lithium ion battery State of Health (SOH) estimation," Applied Energy, Elsevier, vol. 212(C), pages 1178-1190.
    5. Weng, Caihao & Feng, Xuning & Sun, Jing & Peng, Huei, 2016. "State-of-health monitoring of lithium-ion battery modules and packs via incremental capacity peak tracking," Applied Energy, Elsevier, vol. 180(C), pages 360-368.
    6. Li, Xue & Jiang, Jiuchun & Wang, Le Yi & Chen, Dafen & Zhang, Yanru & Zhang, Caiping, 2016. "A capacity model based on charging process for state of health estimation of lithium ion batteries," Applied Energy, Elsevier, vol. 177(C), pages 537-543.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    2. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    3. Kaizhi Liang & Zhaosheng Zhang & Peng Liu & Zhenpo Wang & Shangfeng Jiang, 2019. "Data-Driven Ohmic Resistance Estimation of Battery Packs for Electric Vehicles," Energies, MDPI, vol. 12(24), pages 1-17, December.
    4. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    5. Yang, Bo & Qian, Yucun & Li, Qiang & Chen, Qian & Wu, Jiyang & Luo, Enbo & Xie, Rui & Zheng, Ruyi & Yan, Yunfeng & Su, Shi & Wang, Jingbo, 2024. "Critical summary and perspectives on state-of-health of lithium-ion battery," Renewable and Sustainable Energy Reviews, Elsevier, vol. 190(PA).
    6. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    7. Ma’d El-Dalahmeh & Maher Al-Greer & Mo’ath El-Dalahmeh & Michael Short, 2020. "Time-Frequency Image Analysis and Transfer Learning for Capacity Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 13(20), pages 1-19, October.
    8. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    9. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    10. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    11. Cheng, Yujie & Song, Dengwei & Wang, Zhenya & Lu, Chen & Zerhouni, Noureddine, 2020. "An ensemble prognostic method for lithium-ion battery capacity estimation based on time-varying weight allocation," Applied Energy, Elsevier, vol. 266(C).
    12. Tao, Laifa & Cheng, Yujie & Lu, Chen & Su, Yuzhuan & Chong, Jin & Jin, Haizu & Lin, Yongshou & Noktehdan, Azadeh, 2017. "Lithium-ion battery capacity fading dynamics modelling for formulation optimization: A stochastic approach to accelerate the design process," Applied Energy, Elsevier, vol. 202(C), pages 138-152.
    13. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    14. Tian, Yong & Dong, Qianyuan & Tian, Jindong & Li, Xiaoyu & Li, Guang & Mehran, Kamyar, 2023. "Capacity estimation of lithium-ion batteries based on optimized charging voltage section and virtual sample generation," Applied Energy, Elsevier, vol. 332(C).
    15. Wang, Zhenpo & Hong, Jichao & Liu, Peng & Zhang, Lei, 2017. "Voltage fault diagnosis and prognosis of battery systems based on entropy and Z-score for electric vehicles," Applied Energy, Elsevier, vol. 196(C), pages 289-302.
    16. Bi, Jun & Zhang, Ting & Yu, Haiyang & Kang, Yanqiong, 2016. "State-of-health estimation of lithium-ion battery packs in electric vehicles based on genetic resampling particle filter," Applied Energy, Elsevier, vol. 182(C), pages 558-568.
    17. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    18. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    19. Xuning Feng & Caihao Weng & Xiangming He & Li Wang & Dongsheng Ren & Languang Lu & Xuebing Han & Minggao Ouyang, 2018. "Incremental Capacity Analysis on Commercial Lithium-Ion Batteries using Support Vector Regression: A Parametric Study," Energies, MDPI, vol. 11(9), pages 1-21, September.
    20. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:190:y:2020:i:c:s0360544219321620. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.