IDEAS home Printed from https://ideas.repec.org/a/sae/risrel/v233y2019i3p303-316.html
   My bibliography  Save this article

Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach

Author

Listed:
  • Miao He
  • David He
  • Jae Yoon
  • Thomas J Nostrand
  • Junda Zhu
  • Eric Bechhoefer

Abstract

Planetary gearboxes are widely used in the drivetrain of wind turbines. Planetary gearbox fault diagnosis is very important for reducing the downtime and maintenance cost and improving the safety, reliability, and life span of the wind turbines. The wind energy industry is currently using condition monitoring systems to collect massive real-time data and conventional vibratory analysis as a standard method for planetary gearbox condition monitoring. As an attractive option to process big data for fault diagnosis, deep learning can automatically learn features that otherwise require much skill, time, and experience. This article presents a new deep-learning-based method for wind turbine planetary gearbox fault diagnosis developed by a large memory storage and retrieval neural network with dictionary learning. The developed approach can automatically extract self-learned fault features from raw vibration monitoring data and perform planetary gearbox fault diagnosis without supervised fine-tuning process. From the raw vibration monitoring data, a dictionary is first learned by a large memory storage and retrieval with dictionary learning network. Based on the learned dictionary, a sparse representation of the raw vibration signals is generated by shift-invariant sparse coding and input to a large memory storage and retrieval network classifier to obtain fault diagnosis results. The structure of the large memory storage and retrieval with dictionary learning is determined by optimal selection of the sliding box size to generate sub-patterns from the vibration data. The effectiveness of the presented method is tested and validated with a set of seeded fault vibration data collected at a planetary gearbox test rig in laboratory. The validation results have shown a promising planetary gearbox fault diagnosis performance with the presented method.

Suggested Citation

  • Miao He & David He & Jae Yoon & Thomas J Nostrand & Junda Zhu & Eric Bechhoefer, 2019. "Wind turbine planetary gearbox feature extraction and fault diagnosis using a deep-learning-based approach," Journal of Risk and Reliability, , vol. 233(3), pages 303-316, June.
  • Handle: RePEc:sae:risrel:v:233:y:2019:i:3:p:303-316
    DOI: 10.1177/1748006X18768701
    as

    Download full text from publisher

    File URL: https://journals.sagepub.com/doi/10.1177/1748006X18768701
    Download Restriction: no

    File URL: https://libkey.io/10.1177/1748006X18768701?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Chen, Jinglong & Pan, Jun & Li, Zipeng & Zi, Yanyang & Chen, Xuefeng, 2016. "Generator bearing fault diagnosis for wind turbine via empirical wavelet transform using measured vibration signals," Renewable Energy, Elsevier, vol. 89(C), pages 80-92.
    2. Zhang, Yu & Lu, Wenxiu & Chu, Fulei, 2017. "Planet gear fault localization for wind turbine gearbox using acoustic emission signals," Renewable Energy, Elsevier, vol. 109(C), pages 449-460.
    3. Tang, Baoping & Song, Tao & Li, Feng & Deng, Lei, 2014. "Fault diagnosis for a wind turbine transmission system based on manifold learning and Shannon wavelet support vector machine," Renewable Energy, Elsevier, vol. 62(C), pages 1-9.
    4. Feng, Zhipeng & Liang, Ming, 2014. "Fault diagnosis of wind turbine planetary gearbox under nonstationary conditions via adaptive optimal kernel time–frequency analysis," Renewable Energy, Elsevier, vol. 66(C), pages 468-477.
    5. Hu, Aijun & Yan, Xiaoan & Xiang, Ling, 2015. "A new wind turbine fault diagnosis method based on ensemble intrinsic time-scale decomposition and WPT-fractal dimension," Renewable Energy, Elsevier, vol. 83(C), pages 767-778.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. K. N. Ravikumar & Suhas S. Aralikatti & Hemantha Kumar & G. N. Kumar & K. V. Gangadharan, 2022. "Fault diagnosis of antifriction bearing in internal combustion engine gearbox using data mining techniques," International Journal of System Assurance Engineering and Management, Springer;The Society for Reliability, Engineering Quality and Operations Management (SREQOM),India, and Division of Operation and Maintenance, Lulea University of Technology, Sweden, vol. 13(3), pages 1121-1134, June.
    2. Sridharan Naveen Venkatesh & Vaithiyanathan Sugumaran, 2022. "A combined approach of convolutional neural networks and machine learning for visual fault classification in photovoltaic modules," Journal of Risk and Reliability, , vol. 236(1), pages 148-159, February.
    3. Pan, Yubin & Hong, Rongjing & Chen, Jie & Wu, Weiwei, 2020. "A hybrid DBN-SOM-PF-based prognostic approach of remaining useful life for wind turbine gearbox," Renewable Energy, Elsevier, vol. 152(C), pages 138-154.
    4. Jorge Maldonado-Correa & Sergio Martín-Martínez & Estefanía Artigao & Emilio Gómez-Lázaro, 2020. "Using SCADA Data for Wind Turbine Condition Monitoring: A Systematic Literature Review," Energies, MDPI, vol. 13(12), pages 1-21, June.
    5. Lei Fu & Tiantian Zhu & Kai Zhu & Yiling Yang, 2019. "Condition Monitoring for the Roller Bearings of Wind Turbines under Variable Working Conditions Based on the Fisher Score and Permutation Entropy," Energies, MDPI, vol. 12(16), pages 1-20, August.
    6. Li, Yanting & Jiang, Wenbo & Zhang, Guangyao & Shu, Lianjie, 2021. "Wind turbine fault diagnosis based on transfer learning and convolutional autoencoder with small-scale data," Renewable Energy, Elsevier, vol. 171(C), pages 103-115.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Liu, Xianzeng & Yang, Yuhu & Zhang, Jun, 2018. "Resultant vibration signal model based fault diagnosis of a single stage planetary gear train with an incipient tooth crack on the sun gear," Renewable Energy, Elsevier, vol. 122(C), pages 65-79.
    2. Mingzhu Tang & Wei Chen & Qi Zhao & Huawei Wu & Wen Long & Bin Huang & Lida Liao & Kang Zhang, 2019. "Development of an SVR Model for the Fault Diagnosis of Large-Scale Doubly-Fed Wind Turbines Using SCADA Data," Energies, MDPI, vol. 12(17), pages 1-15, September.
    3. He, Guolin & Ding, Kang & Li, Weihua & Jiao, Xintao, 2016. "A novel order tracking method for wind turbine planetary gearbox vibration analysis based on discrete spectrum correction technique," Renewable Energy, Elsevier, vol. 87(P1), pages 364-375.
    4. Kong, Yun & Wang, Tianyang & Chu, Fulei, 2019. "Meshing frequency modulation assisted empirical wavelet transform for fault diagnosis of wind turbine planetary ring gear," Renewable Energy, Elsevier, vol. 132(C), pages 1373-1388.
    5. Wenxin Yu & Shoudao Huang & Weihong Xiao, 2018. "Fault Diagnosis Based on an Approach Combining a Spectrogram and a Convolutional Neural Network with Application to a Wind Turbine System," Energies, MDPI, vol. 11(10), pages 1-11, September.
    6. Teng, Wei & Ding, Xian & Cheng, Hao & Han, Chen & Liu, Yibing & Mu, Haihua, 2019. "Compound faults diagnosis and analysis for a wind turbine gearbox via a novel vibration model and empirical wavelet transform," Renewable Energy, Elsevier, vol. 136(C), pages 393-402.
    7. Song, Zhe & Zhang, Zijun & Jiang, Yu & Zhu, Jin, 2018. "Wind turbine health state monitoring based on a Bayesian data-driven approach," Renewable Energy, Elsevier, vol. 125(C), pages 172-181.
    8. Wang, Yifei & Ma, Xiandong & Joyce, Malcolm J., 2016. "Reducing sensor complexity for monitoring wind turbine performance using principal component analysis," Renewable Energy, Elsevier, vol. 97(C), pages 444-456.
    9. Liu, W.Y. & Tang, B.P. & Han, J.G. & Lu, X.N. & Hu, N.N. & He, Z.Z., 2015. "The structure healthy condition monitoring and fault diagnosis methods in wind turbines: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 44(C), pages 466-472.
    10. Pang, Yanhua & He, Qun & Jiang, Guoqian & Xie, Ping, 2020. "Spatio-temporal fusion neural network for multi-class fault diagnosis of wind turbines based on SCADA data," Renewable Energy, Elsevier, vol. 161(C), pages 510-524.
    11. Miao, Yonghao & Zhao, Ming & Liang, Kaixuan & Lin, Jing, 2020. "Application of an improved MCKDA for fault detection of wind turbine gear based on encoder signal," Renewable Energy, Elsevier, vol. 151(C), pages 192-203.
    12. Chen, Xuejun & Yang, Yongming & Cui, Zhixin & Shen, Jun, 2019. "Vibration fault diagnosis of wind turbines based on variational mode decomposition and energy entropy," Energy, Elsevier, vol. 174(C), pages 1100-1109.
    13. Habibi, Hamed & Howard, Ian & Simani, Silvio, 2019. "Reliability improvement of wind turbine power generation using model-based fault detection and fault tolerant control: A review," Renewable Energy, Elsevier, vol. 135(C), pages 877-896.
    14. Wang, Anqi & Pei, Yan & Qian, Zheng & Zareipour, Hamidreza & Jing, Bo & An, Jiayi, 2022. "A two-stage anomaly decomposition scheme based on multi-variable correlation extraction for wind turbine fault detection and identification," Applied Energy, Elsevier, vol. 321(C).
    15. Zhu, Yongchao & Zhu, Caichao & Tan, Jianjun & Tan, Yong & Rao, Lei, 2022. "Anomaly detection and condition monitoring of wind turbine gearbox based on LSTM-FS and transfer learning," Renewable Energy, Elsevier, vol. 189(C), pages 90-103.
    16. Bahareh Tajiani & Jørn Vatn, 2023. "Adaptive remaining useful life prediction framework with stochastic failure threshold for experimental bearings with different lifetimes under contaminated condition," International Journal of System Assurance Engineering and Management, Springer;The Society for Reliability, Engineering Quality and Operations Management (SREQOM),India, and Division of Operation and Maintenance, Lulea University of Technology, Sweden, vol. 14(5), pages 1756-1777, October.
    17. Jin, Xin & Ju, Wenbin & Zhang, Zhaolong & Guo, Lianxin & Yang, Xiangang, 2016. "System safety analysis of large wind turbines," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 1293-1307.
    18. Menon, Muraleekrishnan & Ponta, Fernando L., 2017. "Dynamic aeroelastic behavior of wind turbine rotors in rapid pitch-control actions," Renewable Energy, Elsevier, vol. 107(C), pages 327-339.
    19. Zhu, Yongchao & Zhu, Caichao & Tan, Jianjun & Wang, Yili & Tao, Jianquan, 2022. "Operational state assessment of wind turbine gearbox based on long short-term memory networks and fuzzy synthesis," Renewable Energy, Elsevier, vol. 181(C), pages 1167-1176.
    20. Liang, Jinping & Zhang, Ke & Al-Durra, Ahmed & Zhou, Daming, 2020. "A novel fault diagnostic method in power converters for wind power generation system," Applied Energy, Elsevier, vol. 266(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:sae:risrel:v:233:y:2019:i:3:p:303-316. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: SAGE Publications (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.