IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v13y2021i9p5046-d547019.html
   My bibliography  Save this article

State of Charge Estimation of Lithium-Ion Battery Based on Improved Adaptive Unscented Kalman Filter

Author

Listed:
  • Jie Xing

    (College of Information Science and Technology, Donghua University, Shanghai 201620, China)

  • Peng Wu

    (School of Electronic and Electrical Engineering, Shanghai University of Engineering Science, Shanghai 201620, China)

Abstract

State of charge (SOC) of the lithium-ion battery is an important parameter of the battery management system (BMS), which plays an important role in the safe operation of electric vehicles. When existing unknown or inaccurate noise statistics of the system, the traditional unscented Kalman filter (UKF) may fail to estimate SOC due to the non-positive error covariance of the state vector, and the SOC estimation accuracy is not high. Therefore, an improved adaptive unscented Kalman filter (IAUKF) algorithm is proposed to solve this problem. The IAUKF is composed of the improved unscented Kalman filter (IUKF) that is able to suppress the non-positive definiteness of error covariance and Sage–Husa adaptive filter. The IAUKF can improve the SOC estimation stability and can improve the SOC estimation accuracy by estimating and correcting the system noise statistics adaptively. The IAUKF is verified under the federal urban driving schedule test, and the SOC estimation results are compared with IUKF and UKF. The experimental results show that the IAUKF has higher estimation accuracy and stability, which verifies the effectiveness of the proposed method.

Suggested Citation

  • Jie Xing & Peng Wu, 2021. "State of Charge Estimation of Lithium-Ion Battery Based on Improved Adaptive Unscented Kalman Filter," Sustainability, MDPI, vol. 13(9), pages 1-16, April.
  • Handle: RePEc:gam:jsusta:v:13:y:2021:i:9:p:5046-:d:547019
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/13/9/5046/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/13/9/5046/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Ye Yang & Zhongfu Tan & Yilong Ren, 2020. "Research on Factors That Influence the Fast Charging Behavior of Private Battery Electric Vehicles," Sustainability, MDPI, vol. 12(8), pages 1-19, April.
    2. Yang, Fangfang & Li, Weihua & Li, Chuan & Miao, Qiang, 2019. "State-of-charge estimation of lithium-ion batteries based on gated recurrent neural network," Energy, Elsevier, vol. 175(C), pages 66-75.
    3. Wei, Zhongbao & Zhao, Difan & He, Hongwen & Cao, Wanke & Dong, Guangzhong, 2020. "A noise-tolerant model parameterization method for lithium-ion battery management system," Applied Energy, Elsevier, vol. 268(C).
    4. Sophia Gantenbein & Michael Schönleber & Michael Weiss & Ellen Ivers-Tiffée, 2019. "Capacity Fade in Lithium-Ion Batteries and Cyclic Aging over Various State-of-Charge Ranges," Sustainability, MDPI, vol. 11(23), pages 1-15, November.
    5. Shefang Wang & Chaoru Lu & Chenhui Liu & Yue Zhou & Jun Bi & Xiaomei Zhao, 2020. "Understanding the Energy Consumption of Battery Electric Buses in Urban Public Transport Systems," Sustainability, MDPI, vol. 12(23), pages 1-12, November.
    6. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2017. "On-line battery state-of-charge estimation based on an integrated estimator," Applied Energy, Elsevier, vol. 185(P2), pages 2026-2032.
    7. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    8. Zheng, Fangdan & Xing, Yinjiao & Jiang, Jiuchun & Sun, Bingxiang & Kim, Jonghoon & Pecht, Michael, 2016. "Influence of different open circuit voltage tests on state of charge online estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 183(C), pages 513-525.
    9. Woongchul Choi, 2020. "A Study on State of Charge and State of Health Estimation in Consideration of Lithium-Ion Battery Aging," Sustainability, MDPI, vol. 12(24), pages 1-11, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Cui, Zhenhua & Kang, Le & Li, Liwei & Wang, Licheng & Wang, Kai, 2022. "A combined state-of-charge estimation method for lithium-ion battery using an improved BGRU network and UKF," Energy, Elsevier, vol. 259(C).
    2. Zeeshan Ahmad Khan & Prashant Shrivastava & Syed Muhammad Amrr & Saad Mekhilef & Abdullah A. Algethami & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "A Comparative Study on Different Online State of Charge Estimation Algorithms for Lithium-Ion Batteries," Sustainability, MDPI, vol. 14(12), pages 1-19, June.
    3. Wang, Fu-Kwun & Amogne, Zemenu Endalamaw & Chou, Jia-Hong & Tseng, Cheng, 2022. "Online remaining useful life prediction of lithium-ion batteries using bidirectional long short-term memory with attention mechanism," Energy, Elsevier, vol. 254(PB).
    4. Taysa Millena Banik Marques & João Lucas Ferreira dos Santos & Diego Solak Castanho & Mariane Bigarelli Ferreira & Sergio L. Stevan & Carlos Henrique Illa Font & Thiago Antonini Alves & Cassiano Moro , 2023. "An Overview of Methods and Technologies for Estimating Battery State of Charge in Electric Vehicles," Energies, MDPI, vol. 16(13), pages 1-18, June.
    5. Van Quan Dao & Minh-Chau Dinh & Chang Soon Kim & Minwon Park & Chil-Hoon Doh & Jeong Hyo Bae & Myung-Kwan Lee & Jianyong Liu & Zhiguo Bai, 2021. "Design of an Effective State of Charge Estimation Method for a Lithium-Ion Battery Pack Using Extended Kalman Filter and Artificial Neural Network," Energies, MDPI, vol. 14(9), pages 1-20, May.
    6. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    7. Wang, Shunli & Wu, Fan & Takyi-Aninakwa, Paul & Fernandez, Carlos & Stroe, Daniel-Ioan & Huang, Qi, 2023. "Improved singular filtering-Gaussian process regression-long short-term memory model for whole-life-cycle remaining capacity estimation of lithium-ion batteries adaptive to fast aging and multi-curren," Energy, Elsevier, vol. 284(C).
    8. Hongyuan Yuan & Youjun Han & Yu Zhou & Zongke Chen & Juan Du & Hailong Pei, 2022. "State of Charge Dual Estimation of a Li-ion Battery Based on Variable Forgetting Factor Recursive Least Square and Multi-Innovation Unscented Kalman Filter Algorithm," Energies, MDPI, vol. 15(4), pages 1-22, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    2. Zhang, Kai & Bai, Dongxin & Li, Yong & Song, Ke & Zheng, Bailin & Yang, Fuqian, 2024. "Robust state-of-charge estimator for lithium-ion batteries enabled by a physics-driven dual-stage attention mechanism," Applied Energy, Elsevier, vol. 359(C).
    3. He, Qiang & Yang, Yang & Luo, Chang & Zhai, Jun & Luo, Ronghua & Fu, Chunyun, 2022. "Energy recovery strategy optimization of dual-motor drive electric vehicle based on braking safety and efficient recovery," Energy, Elsevier, vol. 248(C).
    4. Hu, Chunsheng & Ma, Liang & Guo, Shanshan & Guo, Gangsheng & Han, Zhiqiang, 2022. "Deep learning enabled state-of-charge estimation of LiFePO4 batteries: A systematic validation on state-of-the-art charging protocols," Energy, Elsevier, vol. 246(C).
    5. Yang, Jufeng & Huang, Wenxin & Xia, Bing & Mi, Chris, 2019. "The improved open-circuit voltage characterization test using active polarization voltage reduction method," Applied Energy, Elsevier, vol. 237(C), pages 682-694.
    6. Ahmed, Mostafa Shaban & Raihan, Sheikh Arif & Balasingam, Balakumar, 2020. "A scaling approach for improved state of charge representation in rechargeable batteries," Applied Energy, Elsevier, vol. 267(C).
    7. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    8. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    9. Bian, Chong & He, Huoliang & Yang, Shunkun, 2020. "Stacked bidirectional long short-term memory networks for state-of-charge estimation of lithium-ion batteries," Energy, Elsevier, vol. 191(C).
    10. Seo, Minhwan & Song, Youngbin & Kim, Jake & Paek, Sung Wook & Kim, Gi-Heon & Kim, Sang Woo, 2021. "Innovative lumped-battery model for state of charge estimation of lithium-ion batteries under various ambient temperatures," Energy, Elsevier, vol. 226(C).
    11. Lin, Cheng & Yu, Quanqing & Xiong, Rui & Wang, Le Yi, 2017. "A study on the impact of open circuit voltage tests on state of charge estimation for lithium-ion batteries," Applied Energy, Elsevier, vol. 205(C), pages 892-902.
    12. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    13. Fan, Kesen & Wan, Yiming & Wang, Zhuo & Jiang, Kai, 2023. "Time-efficient identification of lithium-ion battery temperature-dependent OCV-SOC curve using multi-output Gaussian process," Energy, Elsevier, vol. 268(C).
    14. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    15. Li, Feng & Zuo, Wei & Zhou, Kun & Li, Qingqing & Huang, Yuhan & Zhang, Guangde, 2024. "State-of-charge estimation of lithium-ion battery based on second order resistor-capacitance circuit-PSO-TCN model," Energy, Elsevier, vol. 289(C).
    16. Kim, Minho & Chun, Huiyong & Kim, Jungsoo & Kim, Kwangrae & Yu, Jungwook & Kim, Taegyun & Han, Soohee, 2019. "Data-efficient parameter identification of electrochemical lithium-ion battery model using deep Bayesian harmony search," Applied Energy, Elsevier, vol. 254(C).
    17. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).
    18. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang, 2018. "State of the Art of Lithium-Ion Battery SOC Estimation for Electrical Vehicles," Energies, MDPI, vol. 11(7), pages 1-36, July.
    19. Yang, Kuo & Tang, Yugui & Zhang, Shujing & Zhang, Zhen, 2022. "A deep learning approach to state of charge estimation of lithium-ion batteries based on dual-stage attention mechanism," Energy, Elsevier, vol. 244(PB).
    20. Kuo Yang & Yugui Tang & Zhen Zhang, 2021. "Parameter Identification and State-of-Charge Estimation for Lithium-Ion Batteries Using Separated Time Scales and Extended Kalman Filter," Energies, MDPI, vol. 14(4), pages 1-15, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:13:y:2021:i:9:p:5046-:d:547019. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.