IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v15y2022i4p1529-d753015.html
   My bibliography  Save this article

State of Charge Dual Estimation of a Li-ion Battery Based on Variable Forgetting Factor Recursive Least Square and Multi-Innovation Unscented Kalman Filter Algorithm

Author

Listed:
  • Hongyuan Yuan

    (School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China
    China Energy Construction Group Guangdong Electric Power Design and Research Institute Co., Ltd., Guangzhou 510700, China)

  • Youjun Han

    (School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China
    Guangzhou Institute of Industrial Technology, Guangzhou 511458, China)

  • Yu Zhou

    (School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China)

  • Zongke Chen

    (School of Electric Power Engineering, South China University of Technology, Guangzhou 510640, China)

  • Juan Du

    (School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China)

  • Hailong Pei

    (School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, China)

Abstract

Battery management is the key technical link for electric vehicles. A good battery management system can realize the balanced charge and discharge of batteries, reducing the capacity degradation and the loss of health caused by battery overcharge and discharge, which all depend on the real-time and accurate estimation of the battery’s state of charge (SOC). However, the battery’s SOC has highly complex nonlinear time-varying characteristics related to the complex chemical and physical state and dynamic environmental conditions, which are difficult to measure directly, and this has become a difficulty in design and research. According to the characteristics of ternary lithium-ion batteries of electric vehicles, a battery SOC dual estimation algorithm based on the Variable Forgetting Factor Recursive Least Square (VFFRLS) and Multi-Innovation Unscented Kalman Filter (MIUKF) is proposed in this paper. The VFFRLS algorithm is used to estimate battery model parameters, and the MIUKF algorithm is used to estimate the battery’s SOC in real time. The two algorithms are coupled to update battery model parameters and estimate the SOC. The experiment results show that the algorithm has high accuracy and stability.

Suggested Citation

  • Hongyuan Yuan & Youjun Han & Yu Zhou & Zongke Chen & Juan Du & Hailong Pei, 2022. "State of Charge Dual Estimation of a Li-ion Battery Based on Variable Forgetting Factor Recursive Least Square and Multi-Innovation Unscented Kalman Filter Algorithm," Energies, MDPI, vol. 15(4), pages 1-22, February.
  • Handle: RePEc:gam:jeners:v:15:y:2022:i:4:p:1529-:d:753015
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/15/4/1529/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/15/4/1529/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Taimoor Zahid & Weimin Li, 2016. "A Comparative Study Based on the Least Square Parameter Identification Method for State of Charge Estimation of a LiFePO 4 Battery Pack Using Three Model-Based Algorithms for Electric Vehicles," Energies, MDPI, vol. 9(9), pages 1-16, September.
    2. Zizhou Lao & Bizhong Xia & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2018. "A Novel Method for Lithium-Ion Battery Online Parameter Identification Based on Variable Forgetting Factor Recursive Least Squares," Energies, MDPI, vol. 11(6), pages 1-15, May.
    3. Jie Xing & Peng Wu, 2021. "State of Charge Estimation of Lithium-Ion Battery Based on Improved Adaptive Unscented Kalman Filter," Sustainability, MDPI, vol. 13(9), pages 1-16, April.
    4. Hongwen He & Rui Xiong & Jinxin Fan, 2011. "Evaluation of Lithium-Ion Battery Equivalent Circuit Models for State of Charge Estimation by an Experimental Approach," Energies, MDPI, vol. 4(4), pages 1-17, March.
    5. Xiong, Rui & Sun, Fengchun & Chen, Zheng & He, Hongwen, 2014. "A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion olymer battery in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 463-476.
    6. He, Hongwen & Zhang, Xiaowei & Xiong, Rui & Xu, Yongli & Guo, Hongqiang, 2012. "Online model-based estimation of state-of-charge and open-circuit voltage of lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 39(1), pages 310-318.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wang, Limei & Sun, Jingjing & Cai, Yingfeng & Lian, Yubo & Jin, Mengjie & Zhao, Xiuliang & Wang, Ruochen & Chen, Long & Chen, Jun, 2023. "A novel OCV curve reconstruction and update method of lithium-ion batteries at different temperatures based on cloud data," Energy, Elsevier, vol. 268(C).
    2. Suwei Zhai & Wenyun Li & Cheng Wang & Yundi Chu, 2022. "A Novel Data-Driven Estimation Method for State-of-Charge Estimation of Li-Ion Batteries," Energies, MDPI, vol. 15(9), pages 1-17, April.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    2. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    3. Noshin Omar & Peter Van den Bossche & Thierry Coosemans & Joeri Van Mierlo, 2013. "Peukert Revisited—Critical Appraisal and Need for Modification for Lithium-Ion Batteries," Energies, MDPI, vol. 6(11), pages 1-17, October.
    4. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    5. Jiang, Yunfeng & Xia, Bing & Zhao, Xin & Nguyen, Truong & Mi, Chris & de Callafon, Raymond A., 2017. "Data-based fractional differential models for non-linear dynamic modeling of a lithium-ion battery," Energy, Elsevier, vol. 135(C), pages 171-181.
    6. Van Quan Dao & Minh-Chau Dinh & Chang Soon Kim & Minwon Park & Chil-Hoon Doh & Jeong Hyo Bae & Myung-Kwan Lee & Jianyong Liu & Zhiguo Bai, 2021. "Design of an Effective State of Charge Estimation Method for a Lithium-Ion Battery Pack Using Extended Kalman Filter and Artificial Neural Network," Energies, MDPI, vol. 14(9), pages 1-20, May.
    7. Guo, Feng & Hu, Guangdi & Xiang, Shun & Zhou, Pengkai & Hong, Ru & Xiong, Neng, 2019. "A multi-scale parameter adaptive method for state of charge and parameter estimation of lithium-ion batteries using dual Kalman filters," Energy, Elsevier, vol. 178(C), pages 79-88.
    8. Shyh-Chin Huang & Kuo-Hsin Tseng & Jin-Wei Liang & Chung-Liang Chang & Michael G. Pecht, 2017. "An Online SOC and SOH Estimation Model for Lithium-Ion Batteries," Energies, MDPI, vol. 10(4), pages 1-18, April.
    9. Liang Zhang & Shunli Wang & Daniel-Ioan Stroe & Chuanyun Zou & Carlos Fernandez & Chunmei Yu, 2020. "An Accurate Time Constant Parameter Determination Method for the Varying Condition Equivalent Circuit Model of Lithium Batteries," Energies, MDPI, vol. 13(8), pages 1-12, April.
    10. Taimoor Zahid & Weimin Li, 2016. "A Comparative Study Based on the Least Square Parameter Identification Method for State of Charge Estimation of a LiFePO 4 Battery Pack Using Three Model-Based Algorithms for Electric Vehicles," Energies, MDPI, vol. 9(9), pages 1-16, September.
    11. Zahid, Taimoor & Xu, Kun & Li, Weimin & Li, Chenming & Li, Hongzhe, 2018. "State of charge estimation for electric vehicle power battery using advanced machine learning algorithm under diversified drive cycles," Energy, Elsevier, vol. 162(C), pages 871-882.
    12. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2017. "A multi-model probability SOC fusion estimation approach using an improved adaptive unscented Kalman filter technique," Energy, Elsevier, vol. 141(C), pages 1402-1415.
    13. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    14. Jianping Gao & Yongzhi Zhang & Hongwen He, 2015. "A Real-Time Joint Estimator for Model Parameters and State of Charge of Lithium-Ion Batteries in Electric Vehicles," Energies, MDPI, vol. 8(8), pages 1-19, August.
    15. Bizhong Xia & Rui Huang & Zizhou Lao & Ruifeng Zhang & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2018. "Online Parameter Identification of Lithium-Ion Batteries Using a Novel Multiple Forgetting Factor Recursive Least Square Algorithm," Energies, MDPI, vol. 11(11), pages 1-19, November.
    16. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    17. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2016. "A combination Kalman filter approach for State of Charge estimation of lithium-ion battery considering model uncertainty," Energy, Elsevier, vol. 109(C), pages 933-946.
    18. He, HongWen & Zhang, YongZhi & Xiong, Rui & Wang, Chun, 2015. "A novel Gaussian model based battery state estimation approach: State-of-Energy," Applied Energy, Elsevier, vol. 151(C), pages 41-48.
    19. Zeeshan Ahmad Khan & Prashant Shrivastava & Syed Muhammad Amrr & Saad Mekhilef & Abdullah A. Algethami & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "A Comparative Study on Different Online State of Charge Estimation Algorithms for Lithium-Ion Batteries," Sustainability, MDPI, vol. 14(12), pages 1-19, June.
    20. Yasser Diab & François Auger & Emmanuel Schaeffer & Moutassem Wahbeh, 2017. "Estimating Lithium-Ion Battery State of Charge and Parameters Using a Continuous-Discrete Extended Kalman Filter," Energies, MDPI, vol. 10(8), pages 1-19, July.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:15:y:2022:i:4:p:1529-:d:753015. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.