IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v13y2020i2p375-d308036.html
   My bibliography  Save this article

SOH and RUL Prediction of Lithium-Ion Batteries Based on Gaussian Process Regression with Indirect Health Indicators

Author

Listed:
  • Jianfang Jia

    (School of Electrical and Control Engineering, North University of China, No. 3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

  • Jianyu Liang

    (School of Electrical and Control Engineering, North University of China, No. 3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

  • Yuanhao Shi

    (School of Electrical and Control Engineering, North University of China, No. 3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

  • Jie Wen

    (School of Electrical and Control Engineering, North University of China, No. 3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

  • Xiaoqiong Pang

    (School of Data Science and Technology, North University of China, No.3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

  • Jianchao Zeng

    (School of Data Science and Technology, North University of China, No.3 XueYuan Road, JianCaoPing District, Taiyuan 030051, China)

Abstract

The state of health (SOH) and remaining useful life (RUL) of lithium-ion batteries are two important factors which are normally predicted using the battery capacity. However, it is difficult to directly measure the capacity of lithium-ion batteries for online applications. In this paper, indirect health indicators (IHIs) are extracted from the curves of voltage, current, and temperature in the process of charging and discharging lithium-ion batteries, which respond to the battery capacity degradation process. A few reasonable indicators are selected as the inputs of SOH prediction by the grey relation analysis method. The short-term SOH prediction is carried out by combining the Gaussian process regression (GPR) method with probability predictions. Then, considering that there is a certain mapping relationship between SOH and RUL, three IHIs and the present SOH value are utilized to predict RUL of lithium-ion batteries through the GPR model. The results show that the proposed method has high prediction accuracy.

Suggested Citation

  • Jianfang Jia & Jianyu Liang & Yuanhao Shi & Jie Wen & Xiaoqiong Pang & Jianchao Zeng, 2020. "SOH and RUL Prediction of Lithium-Ion Batteries Based on Gaussian Process Regression with Indirect Health Indicators," Energies, MDPI, vol. 13(2), pages 1-20, January.
  • Handle: RePEc:gam:jeners:v:13:y:2020:i:2:p:375-:d:308036
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/13/2/375/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/13/2/375/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Xiaoqiong Pang & Rui Huang & Jie Wen & Yuanhao Shi & Jianfang Jia & Jianchao Zeng, 2019. "A Lithium-ion Battery RUL Prediction Method Considering the Capacity Regeneration Phenomenon," Energies, MDPI, vol. 12(12), pages 1-14, June.
    2. Yu Peng & Yandong Hou & Yuchen Song & Jingyue Pang & Datong Liu, 2018. "Lithium-Ion Battery Prognostics with Hybrid Gaussian Process Function Regression," Energies, MDPI, vol. 11(6), pages 1-20, June.
    3. J. Q. Shi & B. Wang & R. Murray-Smith & D. M. Titterington, 2007. "Gaussian Process Functional Regression Modeling for Batch Data," Biometrics, The International Biometric Society, vol. 63(3), pages 714-723, September.
    4. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    5. Liu, Chang & Wang, Yujie & Chen, Zonghai, 2019. "Degradation model and cycle life prediction for lithium-ion battery used in hybrid energy storage system," Energy, Elsevier, vol. 166(C), pages 796-806.
    6. Yu, Jianbo, 2018. "State of health prediction of lithium-ion batteries: Multiscale logic regression and Gaussian process regression ensemble," Reliability Engineering and System Safety, Elsevier, vol. 174(C), pages 82-95.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wang, Fu-Kwun & Amogne, Zemenu Endalamaw & Chou, Jia-Hong & Tseng, Cheng, 2022. "Online remaining useful life prediction of lithium-ion batteries using bidirectional long short-term memory with attention mechanism," Energy, Elsevier, vol. 254(PB).
    2. Yanru Yang & Jie Wen & Jianyu Liang & Yuanhao Shi & Yukai Tian & Jiang Wang, 2023. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on the Partial Voltage and Temperature," Sustainability, MDPI, vol. 15(2), pages 1-21, January.
    3. Jiahui Zhao & Yong Zhu & Bin Zhang & Mingyi Liu & Jianxing Wang & Chenghao Liu & Xiaowei Hao, 2023. "Review of State Estimation and Remaining Useful Life Prediction Methods for Lithium–Ion Batteries," Sustainability, MDPI, vol. 15(6), pages 1-22, March.
    4. Ethelbert Ezemobi & Mario Silvagni & Ahmad Mozaffari & Andrea Tonoli & Amir Khajepour, 2022. "State of Health Estimation of Lithium-Ion Batteries in Electric Vehicles under Dynamic Load Conditions," Energies, MDPI, vol. 15(3), pages 1-20, February.
    5. Son, Seho & Jeong, Siheon & Kwak, Eunji & Kim, Jun-hyeong & Oh, Ki-Yong, 2022. "Integrated framework for SOH estimation of lithium-ion batteries using multiphysics features," Energy, Elsevier, vol. 238(PA).
    6. Yongsheng Shi & Tailin Li & Leicheng Wang & Hongzhou Lu & Yujun Hu & Beichen He & Xinran Zhai, 2023. "A Method for Predicting the Life of Lithium-Ion Batteries Based on Successive Variational Mode Decomposition and Optimized Long Short-Term Memory," Energies, MDPI, vol. 16(16), pages 1-16, August.
    7. Jiahui Zhao & Yong Zhu & Bin Zhang & Mingyi Liu & Jianxing Wang & Chenghao Liu & Yuanyuan Zhang, 2022. "Method of Predicting SOH and RUL of Lithium-Ion Battery Based on the Combination of LSTM and GPR," Sustainability, MDPI, vol. 14(19), pages 1-16, September.
    8. Jikai Bi & Jae-Cheon Lee & Hao Liu, 2022. "Performance Comparison of Long Short-Term Memory and a Temporal Convolutional Network for State of Health Estimation of a Lithium-Ion Battery using Its Charging Characteristics," Energies, MDPI, vol. 15(7), pages 1-24, March.
    9. Zhengyi Bao & Jiahao Jiang & Chunxiang Zhu & Mingyu Gao, 2022. "A New Hybrid Neural Network Method for State-of-Health Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 15(12), pages 1-16, June.
    10. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    11. Juraj Bilansky & Milan Lacko & Marek Pastor & Adrian Marcinek & Frantisek Durovsky, 2023. "Improved Digital Twin of Li-Ion Battery Based on Generic MATLAB Model," Energies, MDPI, vol. 16(3), pages 1-21, January.
    12. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    13. Zhonghua Yun & Wenhu Qin & Weipeng Shi & Peng Ping, 2020. "State-of-Health Prediction for Lithium-Ion Batteries Based on a Novel Hybrid Approach," Energies, MDPI, vol. 13(18), pages 1-22, September.
    14. Jun Yuan & Zhili Qin & Haikun Huang & Xingdong Gan & Shuguang Li & Baihai Li, 2023. "State of Health Estimation and Remaining Useful Life Prediction for a Lithium-Ion Battery with a Two-Layer Stacking Regressor," Energies, MDPI, vol. 16(5), pages 1-15, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    2. Cao, Mengda & Zhang, Tao & Liu, Yajie & Zhang, Yajun & Wang, Yu & Li, Kaiwen, 2022. "An ensemble learning prognostic method for capacity estimation of lithium-ion batteries based on the V-IOWGA operator," Energy, Elsevier, vol. 257(C).
    3. Li, Penghua & Zhang, Zijian & Grosu, Radu & Deng, Zhongwei & Hou, Jie & Rong, Yujun & Wu, Rui, 2022. "An end-to-end neural network framework for state-of-health estimation and remaining useful life prediction of electric vehicle lithium batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    4. Shaheer Ansari & Afida Ayob & Molla Shahadat Hossain Lipu & Aini Hussain & Mohamad Hanif Md Saad, 2021. "Data-Driven Remaining Useful Life Prediction for Lithium-Ion Batteries Using Multi-Charging Profile Framework: A Recurrent Neural Network Approach," Sustainability, MDPI, vol. 13(23), pages 1-25, December.
    5. Wang, Shuoqi & Guo, Dongxu & Han, Xuebing & Lu, Languang & Sun, Kai & Li, Weihan & Sauer, Dirk Uwe & Ouyang, Minggao, 2020. "Impact of battery degradation models on energy management of a grid-connected DC microgrid," Energy, Elsevier, vol. 207(C).
    6. Tang, Ting & Yuan, Huimei, 2022. "A hybrid approach based on decomposition algorithm and neural network for remaining useful life prediction of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    7. Jikai Bi & Jae-Cheon Lee & Hao Liu, 2022. "Performance Comparison of Long Short-Term Memory and a Temporal Convolutional Network for State of Health Estimation of a Lithium-Ion Battery using Its Charging Characteristics," Energies, MDPI, vol. 15(7), pages 1-24, March.
    8. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    9. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    10. Hong, Joonki & Lee, Dongheon & Jeong, Eui-Rim & Yi, Yung, 2020. "Towards the swift prediction of the remaining useful life of lithium-ion batteries with end-to-end deep learning," Applied Energy, Elsevier, vol. 278(C).
    11. Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
    12. Wenyu Qu & Guici Chen & Tingting Zhang, 2022. "An Adaptive Noise Reduction Approach for Remaining Useful Life Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(19), pages 1-18, October.
    13. Chuang Sun & An Qu & Jun Zhang & Qiyang Shi & Zhenhong Jia, 2022. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on Improved Variational Mode Decomposition and Machine Learning Algorithm," Energies, MDPI, vol. 16(1), pages 1-15, December.
    14. Li, Sai & Fang, Huajing & Shi, Bing, 2021. "Remaining useful life estimation of Lithium-ion battery based on interacting multiple model particle filter and support vector regression," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    15. Xie, Qilong & Liu, Rongchuan & Huang, Jihao & Su, Jianhui, 2023. "Residual life prediction of lithium-ion batteries based on data preprocessing and a priori knowledge-assisted CNN-LSTM," Energy, Elsevier, vol. 281(C).
    16. Ma, Qiuhui & Zheng, Ying & Yang, Weidong & Zhang, Yong & Zhang, Hong, 2021. "Remaining useful life prediction of lithium battery based on capacity regeneration point detection," Energy, Elsevier, vol. 234(C).
    17. Liu, Kailong & Ashwin, T.R. & Hu, Xiaosong & Lucu, Mattin & Widanage, W. Dhammika, 2020. "An evaluation study of different modelling techniques for calendar ageing prediction of lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    18. Zhongxian Sun & Weilin He & Junlei Wang & Xin He, 2024. "State of Health Estimation for Lithium-Ion Batteries with Deep Learning Approach and Direct Current Internal Resistance," Energies, MDPI, vol. 17(11), pages 1-14, May.
    19. Xiaoqiong Pang & Rui Huang & Jie Wen & Yuanhao Shi & Jianfang Jia & Jianchao Zeng, 2019. "A Lithium-ion Battery RUL Prediction Method Considering the Capacity Regeneration Phenomenon," Energies, MDPI, vol. 12(12), pages 1-14, June.
    20. Mohammed, Abubakar Gambo & Elfeky, Karem Elsayed & Wang, Qiuwang, 2022. "Recent advancement and enhanced battery performance using phase change materials based hybrid battery thermal management for electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 154(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:13:y:2020:i:2:p:375-:d:308036. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.