IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v262y2020ics0306261920300817.html
   My bibliography  Save this article

Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering

Author

Listed:
  • Hu, Lin
  • Hu, Xiaosong
  • Che, Yunhong
  • Feng, Fei
  • Lin, Xianke
  • Zhang, Zhiyong

Abstract

Inconsistencies among battery cells and measurement errors have significant impacts on the accuracy and reliability of state of charge (SOC) estimations for series-connected battery packs. The aim of this paper is to propose a novel SOC estimation method for series-connected battery packs based on the fuzzy adaptive federated filtering. The mean-plus-difference model is employed to characterize the inconsistencies among battery cells. The fuzzy system is designed to improve the accuracy and adaptability of SOC estimation under cell inconsistencies. The SOC estimation value from a cell mean model and the standard deviation of SOC estimation are combined with a fuzzy system to determine their fusion weights. The master filter adaptively adjusts the information distribution coefficient according to the local filter estimation accuracy to improve reliability. Through simulation and experimentation on series-connected battery packs with different SOC distributions, the estimation accuracy of the proposed method is compared between the proposed method and the conventional methods. The SOC estimation accuracy of each battery cell is evaluated. The results show that, over the full SOC range, the root-mean-square error (RMSE) of the battery pack SOC estimation is less than 0.6% and 1.5% using online and offline parameters, respectively. The SOC estimation RMSEs of the battery cells using online and offline parameters are less than 0.4% and 1%, respectively. The fault tolerance is verified by artificially adding measurement errors. These accurate and reliable results show a strong prospect for the design and optimization of future clean and sustainable mobility.

Suggested Citation

  • Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    • Handle: RePEc:eee:appene:v:262:y:2020:i:c:s0306261920300817
    DOI: 10.1016/j.apenergy.2020.114569
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261920300817
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.apenergy.2020.114569?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Feng, Fei & Hu, Xiaosong & Hu, Lin & Hu, Fengling & Li, Yang & Zhang, Lei, 2019. "Propagation mechanisms and diagnosis of parameter inconsistency within Li-Ion battery packs," Renewable and Sustainable Energy Reviews, Elsevier, vol. 112(C), pages 102-113.
    2. Zhang, Caiping & Jiang, Yan & Jiang, Jiuchun & Cheng, Gong & Diao, Weiping & Zhang, Weige, 2017. "Study on battery pack consistency evolutions and equilibrium diagnosis for serial- connected lithium-ion batteries," Applied Energy, Elsevier, vol. 207(C), pages 510-519.
    3. Xiaosong Hu & Fengchun Sun & Yuan Zou, 2010. "Estimation of State of Charge of a Lithium-Ion Battery Pack for Electric Vehicles Using an Adaptive Luenberger Observer," Energies, MDPI, vol. 3(9), pages 1-18, September.
    4. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    5. Zhong, Liang & Zhang, Chenbin & He, Yao & Chen, Zonghai, 2014. "A method for the estimation of the battery pack state of charge based on in-pack cells uniformity analysis," Applied Energy, Elsevier, vol. 113(C), pages 558-564.
    6. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    7. Dai, Haifeng & Wei, Xuezhe & Sun, Zechang & Wang, Jiayuan & Gu, Weijun, 2012. "Online cell SOC estimation of Li-ion battery packs using a dual time-scale Kalman filtering for EV applications," Applied Energy, Elsevier, vol. 95(C), pages 227-237.
    8. Peng, Jiankun & Luo, Jiayi & He, Hongwen & Lu, Bing, 2019. "An improved state of charge estimation method based on cubature Kalman filter for lithium-ion batteries," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    9. Xiong, Rui & Yu, Quanqing & Wang, Le Yi & Lin, Cheng, 2017. "A novel method to obtain the open circuit voltage for the state of charge of lithium ion batteries in electric vehicles by using H infinity filter," Applied Energy, Elsevier, vol. 207(C), pages 346-353.
    10. Taner, Tolga, 2018. "Energy and exergy analyze of PEM fuel cell: A case study of modeling and simulations," Energy, Elsevier, vol. 143(C), pages 284-294.
    11. Zheng, Yuejiu & Ouyang, Minggao & Lu, Languang & Li, Jianqiu & Han, Xuebing & Xu, Liangfei & Ma, Hongbin & Dollmeyer, Thomas A. & Freyermuth, Vincent, 2013. "Cell state-of-charge inconsistency estimation for LiFePO4 battery pack in hybrid electric vehicles using mean-difference model," Applied Energy, Elsevier, vol. 111(C), pages 571-580.
    12. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    13. Ng, Kong Soon & Moo, Chin-Sien & Chen, Yi-Ping & Hsieh, Yao-Ching, 2009. "Enhanced coulomb counting method for estimating state-of-charge and state-of-health of lithium-ion batteries," Applied Energy, Elsevier, vol. 86(9), pages 1506-1511, September.
    14. Zhang, Xu & Wang, Yujie & Yang, Duo & Chen, Zonghai, 2016. "An on-line estimation of battery pack parameters and state-of-charge using dual filters based on pack model," Energy, Elsevier, vol. 115(P1), pages 219-229.
    15. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2017. "On-line battery state-of-charge estimation based on an integrated estimator," Applied Energy, Elsevier, vol. 185(P2), pages 2026-2032.
    16. Dariush Khezrimotlagh & Yao Chen, 2018. "The Optimization Approach," International Series in Operations Research & Management Science, in: Decision Making and Performance Evaluation Using Data Envelopment Analysis, chapter 0, pages 107-134, Springer.
    17. Ye, Min & Guo, Hui & Cao, Binggang, 2017. "A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter," Applied Energy, Elsevier, vol. 190(C), pages 740-748.
    18. Qiaohua Fang & Xuezhe Wei & Haifeng Dai, 2019. "A Remaining Discharge Energy Prediction Method for Lithium-Ion Battery Pack Considering SOC and Parameter Inconsistency," Energies, MDPI, vol. 12(6), pages 1-24, March.
    19. Fei Feng & Rengui Lu & Chunbo Zhu, 2014. "A Combined State of Charge Estimation Method for Lithium-Ion Batteries Used in a Wide Ambient Temperature Range," Energies, MDPI, vol. 7(5), pages 1-29, May.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Yi, Feng & E, Jiaqiang & Zhang, Bin & Zuo, Hongyan & Wei, Kexiang & Chen, Jingwei & Zhu, Hong & Zhu, Hao & Deng, Yuanwang, 2022. "Effects analysis on heat dissipation characteristics of lithium-ion battery thermal management system under the synergism of phase change material and liquid cooling method," Renewable Energy, Elsevier, vol. 181(C), pages 472-489.
    2. Wei, Jingwen & Chen, Chunlin, 2021. "A multi-timescale framework for state monitoring and lifetime prognosis of lithium-ion batteries," Energy, Elsevier, vol. 229(C).
    3. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    4. Han, Dandan & E, Jiaqiang & Deng, Yuanwang & Chen, Jingwei & Leng, Erwei & Liao, Gaoliang & Zhao, Xiaohuan & Feng, Changling & Zhang, Feng, 2021. "A review of studies using hydrocarbon adsorption material for reducing hydrocarbon emissions from cold start of gasoline engine," Renewable and Sustainable Energy Reviews, Elsevier, vol. 135(C).
    5. Zhan, Mingjing & Wu, Baigong & Xu, Guoqi & Li, Wenjuan & Liang, Darong & Zhang, Xiao, 2023. "Application of adaptive extended Kalman algorithm based on strong tracking fading factor in Stat-of-Charge estimation of lithium-ion battery," Energy, Elsevier, vol. 284(C).
    6. Yu, Quanqing & Dai, Lei & Xiong, Rui & Chen, Zeyu & Zhang, Xin & Shen, Weixiang, 2022. "Current sensor fault diagnosis method based on an improved equivalent circuit battery model," Applied Energy, Elsevier, vol. 310(C).
    7. He, Lin & Wang, Yangyang & Wei, Yujiang & Wang, Mingwei & Hu, Xiaosong & Shi, Qin, 2022. "An adaptive central difference Kalman filter approach for state of charge estimation by fractional order model of lithium-ion battery," Energy, Elsevier, vol. 244(PA).
    8. Sun, Li & Li, Guanru & You, Fengqi, 2020. "Combined internal resistance and state-of-charge estimation of lithium-ion battery based on extended state observer," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    9. Li, Xiaoyu & Huang, Zhijia & Tian, Jindong & Tian, Yong, 2021. "State-of-charge estimation tolerant of battery aging based on a physics-based model and an adaptive cubature Kalman filter," Energy, Elsevier, vol. 220(C).
    10. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    11. Deng Ma & Kai Gao & Yutao Mu & Ziqi Wei & Ronghua Du, 2022. "An Adaptive Tracking-Extended Kalman Filter for SOC Estimation of Batteries with Model Uncertainty and Sensor Error," Energies, MDPI, vol. 15(10), pages 1-18, May.
    12. Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
    13. Wang, Ya-Xiong & Chen, Zhenhang & Zhang, Wei, 2022. "Lithium-ion battery state-of-charge estimation for small target sample sets using the improved GRU-based transfer learning," Energy, Elsevier, vol. 244(PB).
    14. Qi Wang & Tian Gao & Xingcan Li, 2022. "SOC Estimation of Lithium-Ion Battery Based on Equivalent Circuit Model with Variable Parameters," Energies, MDPI, vol. 15(16), pages 1-15, August.
    15. Lei Pei & Cheng Yu & Tiansi Wang & Jiawei Yang & Wanlin Wang, 2024. "A Training-Free Estimation Method for the State of Charge and State of Health of Series Battery Packs under Various Load Profiles," Energies, MDPI, vol. 17(8), pages 1-20, April.
    16. Hu, Wenyu & E, Jiaqiang & Tan, Yan & Zhang, Feng & Liao, Gaoliang, 2022. "Modified wind energy collection devices for harvesting convective wind energy from cars and trucks moving in the highway," Energy, Elsevier, vol. 247(C).
    17. E, Jiaqiang & Zhang, Bin & Zeng, Yan & Wen, Ming & Wei, Kexiang & Huang, Zhonghua & Chen, Jingwei & Zhu, Hao & Deng, Yuanwang, 2022. "Effects analysis on active equalization control of lithium-ion batteries based on intelligent estimation of the state-of-charge," Energy, Elsevier, vol. 238(PB).
    18. Tarhan, Burak & Yetik, Ozge & Karakoc, Tahir Hikmet, 2021. "Hybrid battery management system design for electric aircraft," Energy, Elsevier, vol. 234(C).
    19. Zuo, Hongyan & Zhang, Bin & Huang, Zhonghua & Wei, Kexiang & Zhu, Hong & Tan, Jiqiu, 2022. "Effect analysis on SOC values of the power lithium manganate battery during discharging process and its intelligent estimation," Energy, Elsevier, vol. 238(PB).
    20. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "An adaptive multi-state estimation algorithm for lithium-ion batteries incorporating temperature compensation," Energy, Elsevier, vol. 207(C).
    21. E, Jiaqiang & Luo, Bo & Han, Dandan & Chen, Jingwei & Liao, Gaoliang & Zhang, Feng & Ding, Jiangjun, 2022. "A comprehensive review on performance improvement of micro energy mechanical system: Heat transfer, micro combustion and energy conversion," Energy, Elsevier, vol. 239(PE).
    22. E, Jiaqiang & Zeng, Yan & Jin, Yu & Zhang, Bin & Huang, Zhonghua & Wei, Kexiang & Chen, Jingwei & Zhu, Hao & Deng, Yuanwang, 2020. "Heat dissipation investigation of the power lithium-ion battery module based on orthogonal experiment design and fuzzy grey relation analysis," Energy, Elsevier, vol. 211(C).
    23. Feng, Changling & Deng, Yuanwang & Chen, Lehan & Han, Wei & E, Jiaqiang & Wei, Kexiang & Han, Dandan & Zhang, Bin, 2022. "Hydrocarbon emission control of a hydrocarbon adsorber and converter under cold start of the gasoline engine," Energy, Elsevier, vol. 239(PB).
    24. Xiong, Rui & Duan, Yanzhou & Zhang, Kaixuan & Lin, Da & Tian, Jinpeng & Chen, Cheng, 2023. "State-of-charge estimation for onboard LiFePO4 batteries with adaptive state update in specific open-circuit-voltage ranges," Applied Energy, Elsevier, vol. 349(C).
    25. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Deng, Zhongwei & Hu, Xiaosong & Lin, Xianke & Che, Yunhong & Xu, Le & Guo, Wenchao, 2020. "Data-driven state of charge estimation for lithium-ion battery packs based on Gaussian process regression," Energy, Elsevier, vol. 205(C).
    2. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    3. Turksoy, Arzu & Teke, Ahmet & Alkaya, Alkan, 2020. "A comprehensive overview of the dc-dc converter-based battery charge balancing methods in electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 133(C).
    4. Li, Xiaoyu & Xu, Jianhua & Hong, Jianxun & Tian, Jindong & Tian, Yong, 2021. "State of energy estimation for a series-connected lithium-ion battery pack based on an adaptive weighted strategy," Energy, Elsevier, vol. 214(C).
    5. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    6. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    7. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    8. Qiaohua Fang & Xuezhe Wei & Haifeng Dai, 2019. "A Remaining Discharge Energy Prediction Method for Lithium-Ion Battery Pack Considering SOC and Parameter Inconsistency," Energies, MDPI, vol. 12(6), pages 1-24, March.
    9. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    10. Zhao, Xiaowei & Cai, Yishan & Yang, Lin & Deng, Zhongwei & Qiang, Jiaxi, 2017. "State of charge estimation based on a new dual-polarization-resistance model for electric vehicles," Energy, Elsevier, vol. 135(C), pages 40-52.
    11. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    12. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    13. Ouyang, Minggao & Gao, Shang & Lu, Languang & Feng, Xuning & Ren, Dongsheng & Li, Jianqiu & Zheng, Yuejiu & Shen, Ping, 2016. "Determination of the battery pack capacity considering the estimation error using a Capacity–Quantity diagram," Applied Energy, Elsevier, vol. 177(C), pages 384-392.
    14. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    15. Woo-Yong Kim & Pyeong-Yeon Lee & Jonghoon Kim & Kyung-Soo Kim, 2019. "A Nonlinear-Model-Based Observer for a State-of-Charge Estimation of a Lithium-Ion Battery in Electric Vehicles," Energies, MDPI, vol. 12(17), pages 1-20, September.
    16. Jiang, Bo & Tao, Siyi & Wang, Xueyuan & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "Mechanics-based state of charge estimation for lithium-ion pouch battery using deep learning technique," Energy, Elsevier, vol. 278(PA).
    17. Shifei Yuan & Hongjie Wu & Xuerui Ma & Chengliang Yin, 2015. "Stability Analysis for Li-Ion Battery Model Parameters and State of Charge Estimation by Measurement Uncertainty Consideration," Energies, MDPI, vol. 8(8), pages 1-23, July.
    18. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    19. Wei, Jingwen & Dong, Guangzhong & Chen, Zonghai & Kang, Yu, 2017. "System state estimation and optimal energy control framework for multicell lithium-ion battery system," Applied Energy, Elsevier, vol. 187(C), pages 37-49.
    20. Yong Tian & Chaoren Chen & Bizhong Xia & Wei Sun & Zhihui Xu & Weiwei Zheng, 2014. "An Adaptive Gain Nonlinear Observer for State of Charge Estimation of Lithium-Ion Batteries in Electric Vehicles," Energies, MDPI, vol. 7(9), pages 1-18, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:262:y:2020:i:c:s0306261920300817. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.