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State of charge estimation of lithium-ion batteries using a grey extended Kalman filter and a novel open-circuit voltage model

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  • Pan, Haihong
  • Lü, Zhiqiang
  • Lin, Weilong
  • Li, Junzi
  • Chen, Lin

Abstract

In this study a grey extended Kalman filter and a novel open-circuit voltage model for the estimation of the state of charge of lithium-ion batteries are presented. To eliminate the influence of truncation error, this study utilizes a grey prediction model to deal with the state prediction problem. In order to further improve the accuracy of state of charge estimation, a novel open-circuit voltage model based on cubic-Hermite interpolation is also proposed to update the state estimate. Moreover, the accuracy of the proposed open-circuit voltage model is verified in terms of the following two aspects: capacity estimation and state of charge estimation. The accuracy and convergence of the grey extended Kalman filter is analyzed for different types of dynamic loading conditions, including the Urban Dynamometer Driving Schedule and the New European Driving Cycle. The experimental results show that the proposed approach offers good accuracy for the estimation of the state of charge. The experimental results show good agreement with the estimation results, and the proposed method can effectively improve the accuracy of extended Kalman filter.

Suggested Citation

  • Pan, Haihong & Lü, Zhiqiang & Lin, Weilong & Li, Junzi & Chen, Lin, 2017. "State of charge estimation of lithium-ion batteries using a grey extended Kalman filter and a novel open-circuit voltage model," Energy, Elsevier, vol. 138(C), pages 764-775.
    • Handle: RePEc:eee:energy:v:138:y:2017:i:c:p:764-775
    DOI: 10.1016/j.energy.2017.07.099
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    Cited by:

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    3. Agarwal, Daksh & Potnuru, Rakesh & Kaushik, Chiranjeev & Darla, Vinay Rajesh & Kulkarni, Kaustubh & Garg, Ashish & Gupta, Raju Kumar & Tiwari, Naveen & Nalwa, Kanwar Singh, 2022. "Recent advances in the modeling of fundamental processes in liquid metal batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 158(C).
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    6. Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
    7. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    8. Jiandong Duan & Peng Wang & Wentao Ma & Xinyu Qiu & Xuan Tian & Shuai Fang, 2020. "State of Charge Estimation of Lithium Battery Based on Improved Correntropy Extended Kalman Filter," Energies, MDPI, vol. 13(16), pages 1-18, August.
    9. Shi, Haotian & Wang, Shunli & Fernandez, Carlos & Yu, Chunmei & Xu, Wenhua & Dablu, Bobobee Etse & Wang, Liping, 2022. "Improved multi-time scale lumped thermoelectric coupling modeling and parameter dispersion evaluation of lithium-ion batteries," Applied Energy, Elsevier, vol. 324(C).
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    11. Rahbari, Omid & Omar, Noshin & Firouz, Yousef & Rosen, Marc A. & Goutam, Shovon & Van Den Bossche, Peter & Van Mierlo, Joeri, 2018. "A novel state of charge and capacity estimation technique for electric vehicles connected to a smart grid based on inverse theory and a metaheuristic algorithm," Energy, Elsevier, vol. 155(C), pages 1047-1058.
    12. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    13. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    14. Li, Yanwen & Wang, Chao & Gong, Jinfeng, 2017. "A multi-model probability SOC fusion estimation approach using an improved adaptive unscented Kalman filter technique," Energy, Elsevier, vol. 141(C), pages 1402-1415.
    15. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    16. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    17. Prarthana Pillai & Sneha Sundaresan & Pradeep Kumar & Krishna R. Pattipati & Balakumar Balasingam, 2022. "Open-Circuit Voltage Models for Battery Management Systems: A Review," Energies, MDPI, vol. 15(18), pages 1-25, September.
    18. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    19. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    20. Xie, Yanxin & Wang, Shunli & Zhang, Gexiang & Fan, Yongcun & Fernandez, Carlos & Blaabjerg, Frede, 2023. "Optimized multi-hidden layer long short-term memory modeling and suboptimal fading extended Kalman filtering strategies for the synthetic state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 336(C).
    21. Zhibing Zeng & Jindong Tian & Dong Li & Yong Tian, 2018. "An Online State of Charge Estimation Algorithm for Lithium-Ion Batteries Using an Improved Adaptive Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-16, January.

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