IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v223y2021ics0360544221003637.html
   My bibliography  Save this article

Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries

Author

Listed:
  • Kong, Jin-zhen
  • Yang, Fangfang
  • Zhang, Xi
  • Pan, Ershun
  • Peng, Zhike
  • Wang, Dong

Abstract

Prognostics and health management (PHM) of lithium-ion batteries are important to ensure the safety of electric vehicles. To date, there has not been an adequate method to accurately estimate battery health conditions and predict battery lifetime under fast charging. A voltage-temperature health feature extraction method is proposed to improve PHM of lithium-ion batteries in this paper. Since voltage change can reflect battery degradation process, a difference model is firstly proposed to extract voltage-dependent health features from partial voltage profiles, which does not need to fully discharge a battery. Simultaneously, as battery aging is affected by temperature, battery surface temperature is selected as a thermal-dependent health feature. Subsequently, the extracted voltage-temperature health features are fed into a developed battery degradation model. Using the proposed method, state of health and remaining useful life (RUL) of lithium-ion batteries can be estimated and predicted with uncertainty measurements. Battery degradation data collected from accelerated battery tests under two different charging policies are utilized to validate the accuracy of the proposed method. Results show that root mean square error (RMSE) is smaller than 1% in all capacity estimation and relative RMSE is around 5% for RUL prediction, which provide higher accuracies than the existing methods.

Suggested Citation

  • Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
  • Handle: RePEc:eee:energy:v:223:y:2021:i:c:s0360544221003637
    DOI: 10.1016/j.energy.2021.120114
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544221003637
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2021.120114?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe, 2020. "Incremental capacity analysis based adaptive capacity estimation for lithium-ion battery considering charging condition," Applied Energy, Elsevier, vol. 269(C).
    2. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    3. Shu, Xing & Li, Guang & Shen, Jiangwei & Lei, Zhenzhen & Chen, Zheng & Liu, Yonggang, 2020. "A uniform estimation framework for state of health of lithium-ion batteries considering feature extraction and parameters optimization," Energy, Elsevier, vol. 204(C).
    4. Yunwei Zhang & Qiaochu Tang & Yao Zhang & Jiabin Wang & Ulrich Stimming & Alpha A. Lee, 2020. "Identifying degradation patterns of lithium ion batteries from impedance spectroscopy using machine learning," Nature Communications, Nature, vol. 11(1), pages 1-6, December.
    5. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    6. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    7. Lingling Li & Pengchong Wang & Kuei-Hsiang Chao & Yatong Zhou & Yang Xie, 2016. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on Gaussian Processes Mixture," PLOS ONE, Public Library of Science, vol. 11(9), pages 1-13, September.
    8. Yang, Fangfang & Wang, Dong & Zhao, Yang & Tsui, Kwok-Leung & Bae, Suk Joo, 2018. "A study of the relationship between coulombic efficiency and capacity degradation of commercial lithium-ion batteries," Energy, Elsevier, vol. 145(C), pages 486-495.
    9. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    10. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    11. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    12. Pan, Haihong & Lü, Zhiqiang & Lin, Weilong & Li, Junzi & Chen, Lin, 2017. "State of charge estimation of lithium-ion batteries using a grey extended Kalman filter and a novel open-circuit voltage model," Energy, Elsevier, vol. 138(C), pages 764-775.
    13. Li, J. & Adewuyi, K. & Lotfi, N. & Landers, R.G. & Park, J., 2018. "A single particle model with chemical/mechanical degradation physics for lithium ion battery State of Health (SOH) estimation," Applied Energy, Elsevier, vol. 212(C), pages 1178-1190.
    14. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    15. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    16. Deng, Zhongwei & Hu, Xiaosong & Lin, Xianke & Che, Yunhong & Xu, Le & Guo, Wenchao, 2020. "Data-driven state of charge estimation for lithium-ion battery packs based on Gaussian process regression," Energy, Elsevier, vol. 205(C).
    17. Xu, Xin & Chen, Nan, 2017. "A state-space-based prognostics model for lithium-ion battery degradation," Reliability Engineering and System Safety, Elsevier, vol. 159(C), pages 47-57.
    18. Pastor-Fernández, Carlos & Yu, Tung Fai & Widanage, W. Dhammika & Marco, James, 2019. "Critical review of non-invasive diagnosis techniques for quantification of degradation modes in lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 109(C), pages 138-159.
    19. Yang, Fangfang & Song, Xiangbao & Dong, Guangzhong & Tsui, Kwok-Leung, 2019. "A coulombic efficiency-based model for prognostics and health estimation of lithium-ion batteries," Energy, Elsevier, vol. 171(C), pages 1173-1182.
    20. Zheng, Changwen & Chen, Ziqiang & Huang, Deyang, 2020. "Fault diagnosis of voltage sensor and current sensor for lithium-ion battery pack using hybrid system modeling and unscented particle filter," Energy, Elsevier, vol. 191(C).
    21. Shen, Sheng & Sadoughi, Mohammadkazem & Li, Meng & Wang, Zhengdao & Hu, Chao, 2020. "Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 260(C).
    22. Shen, Dongxu & Wu, Lifeng & Kang, Guoqing & Guan, Yong & Peng, Zhen, 2021. "A novel online method for predicting the remaining useful life of lithium-ion batteries considering random variable discharge current," Energy, Elsevier, vol. 218(C).
    23. Xu, Fan & Yang, Fangfang & Fei, Zicheng & Huang, Zhelin & Tsui, Kwok-Leung, 2021. "Life prediction of lithium-ion batteries based on stacked denoising autoencoders," Reliability Engineering and System Safety, Elsevier, vol. 208(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhao, Bo & Zhang, Weige & Zhang, Yanru & Zhang, Caiping & Zhang, Chi & Zhang, Junwei, 2024. "Research on the remaining useful life prediction method for lithium-ion batteries by fusion of feature engineering and deep learning," Applied Energy, Elsevier, vol. 358(C).
    2. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    3. Yanru Yang & Jie Wen & Jianyu Liang & Yuanhao Shi & Yukai Tian & Jiang Wang, 2023. "Remaining Useful Life Prediction for Lithium-Ion Batteries Based on the Partial Voltage and Temperature," Sustainability, MDPI, vol. 15(2), pages 1-21, January.
    4. Wei, Meng & Ye, Min & Zhang, Chuanwei & Li, Yan & Zhang, Jiale & Wang, Qiao, 2023. "A multi-scale learning approach for remaining useful life prediction of lithium-ion batteries based on variational mode decomposition and Monte Carlo sampling," Energy, Elsevier, vol. 283(C).
    5. Wang, Jinyu & Zhang, Caiping & Zhang, Linjing & Su, Xiaojia & Zhang, Weige & Li, Xu & Du, Jingcai, 2023. "A novel aging characteristics-based feature engineering for battery state of health estimation," Energy, Elsevier, vol. 273(C).
    6. Chen, Zhang & Chen, Liqun & Ma, Zhengwei & Xu, Kangkang & Zhou, Yu & Shen, Wenjing, 2023. "Joint modeling for early predictions of Li-ion battery cycle life and degradation trajectory," Energy, Elsevier, vol. 277(C).
    7. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    8. Gu, Xinyu & See, K.W. & Li, Penghua & Shan, Kangheng & Wang, Yunpeng & Zhao, Liang & Lim, Kai Chin & Zhang, Neng, 2023. "A novel state-of-health estimation for the lithium-ion battery using a convolutional neural network and transformer model," Energy, Elsevier, vol. 262(PB).
    9. Li, Kailing & Xie, Naiming, 2024. "Battery health prognostics based on improved incremental capacity using a hybrid grey modelling and Gaussian process regression," Energy, Elsevier, vol. 303(C).
    10. Guo, Fei & Wu, Xiongwei & Liu, Lili & Ye, Jilei & Wang, Tao & Fu, Lijun & Wu, Yuping, 2023. "Prediction of remaining useful life and state of health of lithium batteries based on time series feature and Savitzky-Golay filter combined with gated recurrent unit neural network," Energy, Elsevier, vol. 270(C).
    11. Zhou, Yifei & Wang, Shunli & Xie, Yanxing & Shen, Xianfeng & Fernandez, Carlos, 2023. "Remaining useful life prediction and state of health diagnosis for lithium-ion batteries based on improved grey wolf optimization algorithm-deep extreme learning machine algorithm," Energy, Elsevier, vol. 285(C).
    12. Zhang, Ying & Li, Yan-Fu, 2022. "Prognostics and health management of Lithium-ion battery using deep learning methods: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    13. Wan, Hongri & Shen, Xiran & Jiang, Hao & Zhang, Cheng & Jiang, Kaile & Chen, Teng & Shi, Liluo & Dong, Liming & He, Changchun & Xu, Yan & Li, Jing & Chen, Yan, 2021. "Biomass-derived N/S dual-doped porous hard-carbon as high-capacity anodes for lithium/sodium ions batteries," Energy, Elsevier, vol. 231(C).
    14. Zhou, Yifei & Wang, Shunli & Xie, Yanxing & Zeng, Jiawei & Fernandez, Carlos, 2024. "Remaining useful life prediction and state of health diagnosis of lithium-ion batteries with multiscale health features based on optimized CatBoost algorithm," Energy, Elsevier, vol. 300(C).
    15. Long, Zhenhua & Bai, Mingliang & Ren, Minghao & Liu, Jinfu & Yu, Daren, 2023. "Fault detection and isolation of aeroengine combustion chamber based on unscented Kalman filter method fusing artificial neural network," Energy, Elsevier, vol. 272(C).
    16. Khaleghi, Sahar & Hosen, Md Sazzad & Karimi, Danial & Behi, Hamidreza & Beheshti, S. Hamidreza & Van Mierlo, Joeri & Berecibar, Maitane, 2022. "Developing an online data-driven approach for prognostics and health management of lithium-ion batteries," Applied Energy, Elsevier, vol. 308(C).
    17. Huang, Zhelin & Xu, Fan & Yang, Fangfang, 2023. "State of health prediction of lithium-ion batteries based on autoregression with exogenous variables model," Energy, Elsevier, vol. 262(PB).
    18. Chen, Zhang & Shen, Wenjing & Chen, Liqun & Wang, Shuqiang, 2022. "Adaptive online capacity prediction based on transfer learning for fast charging lithium-ion batteries," Energy, Elsevier, vol. 248(C).
    19. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    20. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "Parallel State Fusion LSTM-based Early-cycle Stage Lithium-ion Battery RUL Prediction Under Lebesgue Sampling Framework," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    21. Li, Chuan & Zhang, Huahua & Ding, Ping & Yang, Shuai & Bai, Yun, 2023. "Deep feature extraction in lifetime prognostics of lithium-ion batteries: Advances, challenges and perspectives," Renewable and Sustainable Energy Reviews, Elsevier, vol. 184(C).
    22. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    23. Wu, Ji & Fang, Leichao & Dong, Guangzhong & Lin, Mingqiang, 2023. "State of health estimation of lithium-ion battery with improved radial basis function neural network," Energy, Elsevier, vol. 262(PB).
    24. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wei, Meng & Ye, Min & Zhang, Chuanwei & Li, Yan & Zhang, Jiale & Wang, Qiao, 2023. "A multi-scale learning approach for remaining useful life prediction of lithium-ion batteries based on variational mode decomposition and Monte Carlo sampling," Energy, Elsevier, vol. 283(C).
    2. Ospina Agudelo, Brian & Zamboni, Walter & Monmasson, Eric, 2021. "Application domain extension of incremental capacity-based battery SoH indicators," Energy, Elsevier, vol. 234(C).
    3. Rauf, Huzaifa & Khalid, Muhammad & Arshad, Naveed, 2022. "Machine learning in state of health and remaining useful life estimation: Theoretical and technological development in battery degradation modelling," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    4. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    5. Wei, Meng & Ye, Min & Zhang, Chuanwei & Wang, Qiao & Lian, Gaoqi & Xia, Baozhou, 2024. "Integrating mechanism and machine learning based capacity estimation for LiFePO4 batteries under slight overcharge cycling," Energy, Elsevier, vol. 296(C).
    6. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    7. Fei, Zicheng & Yang, Fangfang & Tsui, Kwok-Leung & Li, Lishuai & Zhang, Zijun, 2021. "Early prediction of battery lifetime via a machine learning based framework," Energy, Elsevier, vol. 225(C).
    8. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    9. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    10. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    11. Che, Yunhong & Deng, Zhongwei & Li, Penghua & Tang, Xiaolin & Khosravinia, Kavian & Lin, Xianke & Hu, Xiaosong, 2022. "State of health prognostics for series battery packs: A universal deep learning method," Energy, Elsevier, vol. 238(PB).
    12. Sun, Tao & Wang, Shaoqing & Jiang, Sheng & Xu, Bowen & Han, Xuebing & Lai, Xin & Zheng, Yuejiu, 2022. "A cloud-edge collaborative strategy for capacity prognostic of lithium-ion batteries based on dynamic weight allocation and machine learning," Energy, Elsevier, vol. 239(PC).
    13. Xue, Qiao & Li, Junqiu & Xu, Peipei, 2022. "Machine learning based swift online capacity prediction of lithium-ion battery through whole cycle life," Energy, Elsevier, vol. 261(PA).
    14. Deng, Zhongwei & Xu, Le & Liu, Hongao & Hu, Xiaosong & Duan, Zhixuan & Xu, Yu, 2023. "Prognostics of battery capacity based on charging data and data-driven methods for on-road vehicles," Applied Energy, Elsevier, vol. 339(C).
    15. Tian, Yu & Lin, Cheng & Li, Hailong & Du, Jiuyu & Xiong, Rui, 2021. "Detecting undesired lithium plating on anodes for lithium-ion batteries – A review on the in-situ methods," Applied Energy, Elsevier, vol. 300(C).
    16. Chen, Zhang & Shen, Wenjing & Chen, Liqun & Wang, Shuqiang, 2022. "Adaptive online capacity prediction based on transfer learning for fast charging lithium-ion batteries," Energy, Elsevier, vol. 248(C).
    17. Guo, Wenchao & Yang, Lin & Deng, Zhongwei & Li, Jilin & Bian, Xiaolei, 2023. "Rapid online health estimation for lithium-ion batteries based on partial constant-voltage charging segment," Energy, Elsevier, vol. 281(C).
    18. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    19. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    20. Huang, Zhelin & Xu, Fan & Yang, Fangfang, 2023. "State of health prediction of lithium-ion batteries based on autoregression with exogenous variables model," Energy, Elsevier, vol. 262(PB).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:223:y:2021:i:c:s0360544221003637. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.