IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v336y2023ics0306261923001150.html
   My bibliography  Save this article

Artificial Intelligence-based health diagnostic of Lithium-ion battery leveraging transient stage of constant current and constant voltage charging

Author

Listed:
  • Ruan, Haokai
  • Wei, Zhongbao
  • Shang, Wentao
  • Wang, Xuechao
  • He, Hongwen

Abstract

State of health (SOH) estimation is essential to the health diagnostic of lithium-ion battery. The data-driven approach with charging feature extraction is promising for online SOH estimation and has been widely explored over years. However, their deployment can be barriered by the lack of complete charging data in real-world applications. Motivated by this, this paper proposes an artificial intelligence-based SOH estimator using the transient phase between constant current (CC) and constant voltage (CV) charging, which is easily obtained in real-world charging scenarios. Specifically, a convolutional neural network (CNN) model is proposed to explain the relationship between the charging data and the SOH. Following this endeavor, the transfer learning is exploited for model mitigation and SOH estimation on different battery types, relying on much reduced amount of data for efficient CNN model re-training. The validation experiments are conducted based on the aging data obtained on LiNiCoAlO2 (NCA) and LiCoO2 (LCO) cells. Results suggest that the proposed method realizes accurate SOH estimation requiring only a short segment from the CC-CV transient phase, so that can meet a broad range of real-world charging scenarios. Moreover, the efficient model transfer promises expected performance with different battery types.

Suggested Citation

  • Ruan, Haokai & Wei, Zhongbao & Shang, Wentao & Wang, Xuechao & He, Hongwen, 2023. "Artificial Intelligence-based health diagnostic of Lithium-ion battery leveraging transient stage of constant current and constant voltage charging," Applied Energy, Elsevier, vol. 336(C).
  • Handle: RePEc:eee:appene:v:336:y:2023:i:c:s0306261923001150
    DOI: 10.1016/j.apenergy.2023.120751
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261923001150
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2023.120751?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Shuai Wang & Lingling Zhao & Xiaohong Su & Peijun Ma, 2014. "Prognostics of Lithium-Ion Batteries Based on Battery Performance Analysis and Flexible Support Vector Regression," Energies, MDPI, vol. 7(10), pages 1-17, October.
    2. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    3. Li, Yihuan & Li, Kang & Liu, Xuan & Li, Xiang & Zhang, Li & Rente, Bruno & Sun, Tong & Grattan, Kenneth T.V., 2022. "A hybrid machine learning framework for joint SOC and SOH estimation of lithium-ion batteries assisted with fiber sensor measurements," Applied Energy, Elsevier, vol. 325(C).
    4. Li, J. & Adewuyi, K. & Lotfi, N. & Landers, R.G. & Park, J., 2018. "A single particle model with chemical/mechanical degradation physics for lithium ion battery State of Health (SOH) estimation," Applied Energy, Elsevier, vol. 212(C), pages 1178-1190.
    5. Son, Seho & Jeong, Siheon & Kwak, Eunji & Kim, Jun-hyeong & Oh, Ki-Yong, 2022. "Integrated framework for SOH estimation of lithium-ion batteries using multiphysics features," Energy, Elsevier, vol. 238(PA).
    6. Wang, Limei & Pan, Chaofeng & Liu, Liang & Cheng, Yong & Zhao, Xiuliang, 2016. "On-board state of health estimation of LiFePO4 battery pack through differential voltage analysis," Applied Energy, Elsevier, vol. 168(C), pages 465-472.
    7. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    8. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    9. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    10. Wang, Zengkai & Zeng, Shengkui & Guo, Jianbin & Qin, Taichun, 2019. "State of health estimation of lithium-ion batteries based on the constant voltage charging curve," Energy, Elsevier, vol. 167(C), pages 661-669.
    11. Tian, Jinpeng & Xiong, Rui & Shen, Weixiang & Lu, Jiahuan, 2021. "State-of-charge estimation of LiFePO4 batteries in electric vehicles: A deep-learning enabled approach," Applied Energy, Elsevier, vol. 291(C).
    12. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    13. Shi, Zhongtuo & Yao, Wei & Zeng, Lingkang & Wen, Jianfeng & Fang, Jiakun & Ai, Xiaomeng & Wen, Jinyu, 2020. "Convolutional neural network-based power system transient stability assessment and instability mode prediction," Applied Energy, Elsevier, vol. 263(C).
    14. Li, Xue & Jiang, Jiuchun & Wang, Le Yi & Chen, Dafen & Zhang, Yanru & Zhang, Caiping, 2016. "A capacity model based on charging process for state of health estimation of lithium ion batteries," Applied Energy, Elsevier, vol. 177(C), pages 537-543.
    15. Tian, Jiaqiang & Xu, Ruilong & Wang, Yujie & Chen, Zonghai, 2021. "Capacity attenuation mechanism modeling and health assessment of lithium-ion batteries," Energy, Elsevier, vol. 221(C).
    16. Li, Xiaoyu & Yuan, Changgui & Wang, Zhenpo, 2020. "State of health estimation for Li-ion battery via partial incremental capacity analysis based on support vector regression," Energy, Elsevier, vol. 203(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Tang, Aihua & Wu, Xinyu & Xu, Tingting & Hu, Yuanzhi & Long, Shengwen & Yu, Quanqing, 2024. "State of health estimation based on inconsistent evolution for lithium-ion battery module," Energy, Elsevier, vol. 286(C).
    2. Li, Fang & Min, Yongjun & Zhang, Ying & Zhang, Yong & Zuo, Hongfu & Bai, Fang, 2024. "State-of-health estimation method for fast-charging lithium-ion batteries based on stacking ensemble sparse Gaussian process regression," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    3. Chen, Si-Zhe & Liang, Zikang & Yuan, Haoliang & Yang, Ling & Xu, Fangyuan & Fan, Yuanliang, 2023. "A novel state of health estimation method for lithium-ion batteries based on constant-voltage charging partial data and convolutional neural network," Energy, Elsevier, vol. 283(C).
    4. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    5. Guo, Wenchao & Yang, Lin & Deng, Zhongwei & Li, Jilin & Bian, Xiaolei, 2023. "Rapid online health estimation for lithium-ion batteries based on partial constant-voltage charging segment," Energy, Elsevier, vol. 281(C).
    6. Wen, Shuang & Lin, Ni & Huang, Shengxu & Wang, Zhenpo & Zhang, Zhaosheng, 2023. "Lithium battery health state assessment based on vehicle-to-grid (V2G) real-world data and natural gradient boosting model," Energy, Elsevier, vol. 284(C).
    7. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    8. Khosravi, Nima & Dowlatabadi, Masrour & Abdelghany, Muhammad Bakr & Tostado-Véliz, Marcos & Jurado, Francisco, 2024. "Enhancing battery management for HEVs and EVs: A hybrid approach for parameter identification and voltage estimation in lithium-ion battery models," Applied Energy, Elsevier, vol. 356(C).
    9. Li, Qingbo & Lu, Taolin & Lai, Chunyan & Li, Jiwei & Pan, Long & Ma, Changjun & Zhu, Yunpeng & Xie, Jingying, 2024. "Lithium-ion battery capacity estimation based on fragment charging data using deep residual shrinkage networks and uncertainty evaluation," Energy, Elsevier, vol. 290(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    2. Ospina Agudelo, Brian & Zamboni, Walter & Monmasson, Eric, 2021. "Application domain extension of incremental capacity-based battery SoH indicators," Energy, Elsevier, vol. 234(C).
    3. Gong, Dongliang & Gao, Ying & Kou, Yalin & Wang, Yurang, 2022. "State of health estimation for lithium-ion battery based on energy features," Energy, Elsevier, vol. 257(C).
    4. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    5. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    6. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    7. Wang, Tianyu & Ma, Zhongjing & Zou, Suli & Chen, Zhan & Wang, Peng, 2024. "Lithium-ion battery state-of-health estimation: A self-supervised framework incorporating weak labels," Applied Energy, Elsevier, vol. 355(C).
    8. Sun, Tao & Wang, Shaoqing & Jiang, Sheng & Xu, Bowen & Han, Xuebing & Lai, Xin & Zheng, Yuejiu, 2022. "A cloud-edge collaborative strategy for capacity prognostic of lithium-ion batteries based on dynamic weight allocation and machine learning," Energy, Elsevier, vol. 239(PC).
    9. Lin, Chuanping & Xu, Jun & Shi, Mingjie & Mei, Xuesong, 2022. "Constant current charging time based fast state-of-health estimation for lithium-ion batteries," Energy, Elsevier, vol. 247(C).
    10. Che, Yunhong & Zheng, Yusheng & Wu, Yue & Sui, Xin & Bharadwaj, Pallavi & Stroe, Daniel-Ioan & Yang, Yalian & Hu, Xiaosong & Teodorescu, Remus, 2022. "Data efficient health prognostic for batteries based on sequential information-driven probabilistic neural network," Applied Energy, Elsevier, vol. 323(C).
    11. Chen, Zhang & Shen, Wenjing & Chen, Liqun & Wang, Shuqiang, 2022. "Adaptive online capacity prediction based on transfer learning for fast charging lithium-ion batteries," Energy, Elsevier, vol. 248(C).
    12. Liu, Yunpeng & Hou, Bo & Ahmed, Moin & Mao, Zhiyu & Feng, Jiangtao & Chen, Zhongwei, 2024. "A hybrid deep learning approach for remaining useful life prediction of lithium-ion batteries based on discharging fragments," Applied Energy, Elsevier, vol. 358(C).
    13. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    14. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    15. Li, Xiaoyu & Lyu, Mohan & Li, Kuo & Gao, Xiao & Liu, Caixia & Zhang, Zhaosheng, 2023. "Lithium-ion battery state of health estimation based on multi-source health indicators extraction and sparse Bayesian learning," Energy, Elsevier, vol. 282(C).
    16. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    17. Pan, Rui & Liu, Tongshen & Huang, Wei & Wang, Yuxin & Yang, Duo & Chen, Jie, 2023. "State of health estimation for lithium-ion batteries based on two-stage features extraction and gradient boosting decision tree," Energy, Elsevier, vol. 285(C).
    18. Huang, Zhelin & Xu, Fan & Yang, Fangfang, 2023. "State of health prediction of lithium-ion batteries based on autoregression with exogenous variables model," Energy, Elsevier, vol. 262(PB).
    19. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "An interpretable state of health estimation method for lithium-ion batteries based on multi-category and multi-stage features," Energy, Elsevier, vol. 283(C).
    20. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:336:y:2023:i:c:s0306261923001150. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.