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Content
November 2010, Volume 18, Issue 4
- 370-385 Corporate governance law effect in Greece
by Themistokles Lazarides - 386-407 Shari'asupervision of Islamic financial institutions
by Samy Nathan Garas & Chris Pierce - 408-416 Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator
by Joanna Gray
July 2010, Volume 18, Issue 3
- 193-200 Does flexibility hinder financial regulation? The case of CRA enforcement in the USA
by Drew Dahl - 201-223 War on savings: modern monetary management in crisis
by Sarel Johannes Oberholster - 224-242 What caused the Irish banking crisis?
by K.P.V. O'Sullivan & Tom Kennedy - 243-256 Financial innovation and social welfare
by Andrew William (Andy) Mullineux - 257-271 MiFID, Reg NMS and competition across trading venues in Europe and the USA
by Giovanni Petrella - 272-292 Bank failure and deposit protection in offshore Britain: the case of Guernsey
by P.E. Morris - 293-300 Legal commentary
by Joanna Gray
May 2010, Volume 18, Issue 2
- 87-105 Banks, knowledge and crisis: a case of knowledge and learning failure
by John Holland - 106-119 National accounting for intangible assets in the knowledge economy
by Iain Clacher - 120-130 Fair value accounting and intangible assets
by Suntharee Lhaopadchan - 131-143 Small and medium size enterprises and the knowledge economy
by Robert Watson - 144-157 Solvency II and XBRL: new rules and technologies in insurance supervision
by Enrique Bonsón & Virginia Cortijo & Tomas Escobar & Francisco Flores & Sergio Monreal - 158-177 The dual role of the government: securities market regulation in China 1980‐2007
by Jingyun Ma & Fengming Song & Zhishu Yang - 178-185 High Court considers Icelandic bank's challenge to HM Treasury's use of emergency powers during 2008
by Joanna Gray
February 2010, Volume 18, Issue 1
- 6-14 The evolution of sovereign wealth funds: Singapore's Temasek Holdings
by Wilson Ng - 15-22 The politics of sovereign wealth fund investment: the case of Temasek and Shin Corp
by Suntharee Lhaopadchan - 23-31 The next stage of sovereign wealth investment: China buys Africa
by Elirehema Doriye - 32-45 Sarbanes‐Oxley, governance, performance, and valuation
by Nilanjan Basu & Orlin Dimitrov - 46-55 Risk and regulation
by Willi Brammertz - 56-69 Be careful what you wish for: the stock market reactions to bailing out large financial institutions
by Elijah Brewer & Ann Marie Klingenhagen - 70-77 High Court considers whether FSA disclosures are exempt from freedom of information requests
by Joanna Gray
November 2009, Volume 17, Issue 4
- 362-380 The financial crisis in Europe: evolution, policy responses and lessons for the future
by John Goddard & Phil Molyneux & John O.S. Wilson - 381-397 Actuarial insights into the global banking catastrophe
by Robert S. Clarkson - 398-414 Value at risk: a critical overview
by Robert Sollis - 415-426 The future of regulation
by Joanne Hindle - 427-452 The sub‐prime crisis, the credit crunch and bank “failure”
by Maximilian J.B. Hall - 453-466 The regulation of British retail banking utilities
by Andy Mullineux - 467-475 Northern Rock shareholders' challenge to basis of compensation in nationalisation considered in high court and court of appeal
by Joanna Gray
July 2009, Volume 17, Issue 3
- 186-209 Ignoring the lessons for effective prudential supervision, failed bank resolution and depositor protection
by Gillian G.H. Garcia - 210-239 A new standard for deposit insurance and government guarantees after the crisis
by Andrew Campbell & John Raymond LaBrosse & David G. Mayes & Dalvinder Singh - 240-276 Bankruptcy and reorganization procedures for cross‐border banks in the EU
by Gillian G.H. Garcia & Rosa M. Lastra & María J. Nieto - 277-301 Special bank resolution and shareholders' rights: balancing competing interests
by Eva Hüpkes - 302-317 Retail depositors, conduct of business and sanctioning
by Peter Cartwright - 318-335 Azerbaijan: deposit insurance system
by Afkan R. Isazade - 336-348 The role of the Fannie Mae/Freddie Mac duopoly in the American housing market
by David Reiss - 349-356 FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime
by Joanna Gray
May 2009, Volume 17, Issue 2
- 86-95 Financial supervision in the EU: is there convergence in the national architectures?
by Donato Masciandaro & Maria Nieto & Marc Quintyn - 96-118 How small are the banking sectors in central and Eastern European countries really?
by Valeriya Dinger & Jürgen von Hagen - 119-133 Competition issues in European banking
by Barbara Casu & Claudia Girardone - 134-145 Specialization versus diversification in venture capital investing
by James R. Bartkus & M. Kabir Hassan - 146-155 A note on ratings of international banks
by Roman Matousek & Chris Stewart - 156-171 Measuring and regulating extreme risk
by Ulf Nielsson - 172-178 High Court ruling on recoverability of claimants' losses arising from unauthorised insurance activity
by Joanna Gray
February 2009, Volume 17, Issue 1
- 9-15 Chinese investment goes global: the China Investment Corporation
by Charlie Cai & Iain Clacher - 16-28 Japan: the banks are back! Or are they?
by Maximilian J.B. Hall - 29-40 Multinational banking in China after WTO accession: a survey
by Chen Meng - 41-56 An overview and assessment of the reform of the non‐tradable shares of Chinese state‐owned enterprise A‐share issuers
by Paul B. McGuinness - 57-69 Market risk disclosure: evidence from Malaysian listed firms
by Radiah Othman & Rashid Ameer - 70-75 Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated
by Joanna Gray - 76-80 Court of Appeal dismisses appeal on admissibility of FSA material as evidence in Directors Disqualification Proceedings
by Joanna Gray
November 2008, Volume 16, Issue 4
- 290-317 Politicians, central banks, and the shape of financial supervision architectures
by Lucia Dalla Pellegrina & Donato Masciandaro - 318-334 Product market competition, regulation and dividend payout policy of Malaysian banks
by Rashid Ameer - 335-351 Compliance risk in Italian banks: the results of a survey
by Giuliana Birindelli & Paola Ferretti - 352-364 The impact of corporate fairness on the bank‐SME relationship
by Fatima Vegholm & Lars Silver - 365-383 Waste makes haste: Sarbanes‐Oxley, competitiveness and the subprime crisis
by Donald Nordberg - 384-413 Efficiency of authoritative disclosure recommendations
by Antti Miihkinen - 414-420 High court rules customer who opted from private to intermediate customer status to have been contributorily negligent to his spread betting losses
by Joanna Gray - 421-425 Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred
by Joanna Gray
July 2008, Volume 16, Issue 3
- 206-219 Defined contribution pensions: dealing with the reluctant investor
by Alistair Byrne & Debbie Harrison & David Blake - 220-229 Has regulation killed off the defined benefit scheme as a cost effective tool for human resource management?
by Robert Hudson - 230-238 A review of the risks, costs and benefits of defined contribution and defined benefit pension schemes
by Robert Watson - 239-250 The 2001‐2005 price convergence in the A‐ and H‐shares of Chinese state‐owned enterprises
by Thomas A. Birtch & Paul B. McGuinness - 251-260 Macro stress tests and history‐based stressed PD: the case of Hong Kong
by Michael Chak‐sham Wong & Yat‐fai Lam - 261-273 Patterns of disclosure and volatility effects in speculative industries
by Phillip D. O'Shea & Andrew C. Worthington & David A. Griffiths & Dionigi Gerace - 274-280 High court rules negligence claim in relation to pension advice in relation to income draw down scheme is time barred
by Joanna Gray - 281-283 Financial services compensation scheme's claim for legal privilege upheld
by Joanna Gray
May 2008, Volume 16, Issue 2
- 130-141 Hedge fund administrators and asset valuations – does it all add up?
by Harry McVea - 142-158 Trading strategies of the US‐based international mutual funds and test of the SEC regulation
by M. Imtiaz Mazumder & Edward M. Miller & Atsuyuki Naka - 159-172 Developing a financial services planning profession in the UK
by John Gaskell & John Ashton - 173-187 Implementing Basel II: an investigation of the UAE banks' Basel II preparations
by Hussein A. Hassan Al‐Tamimi - 188-191 Lloyd's names fail in claim against government based on failure to implement insurance directive
by Joanna Gray - 192-199 Financial services and markets tribunal rules on application of financial promotion regime
by Joanna Gray
February 2008, Volume 16, Issue 1
- 8-18 Lessons from the Northern Rock affair
by Kevin Keasey & Gianluca Veronesi - 19-34 The sub‐prime crisis, the credit squeeze and Northern Rock: the lessons to be learned
by Maximilian J.B. Hall - 35-58 The Northern Rock crisis: a multi‐dimensional problem waiting to happen
by David T. Llewellyn - 59-76 Regulation and information asymmetry
by Robyn McLaughlin & Assem Safieddine - 77-84 Diamond detail and gem fraud status
by J.D. Boles - 85-92 Regulation development and MiFID impact on collective investment in Spain
by Begoña Torre Olmo & Sergio Sanfilippo Azofra & Carlos López Gutiérrez - 93-107 A practitioner's guide to mortgage regulation
by Chris Cummings - 108-110 European Court of Justice clarifies circumstances in which financial institutions may exchange credit information without breaching competition law
by Fred Houwen - 111-115 Company directors' disqualification proceedings following the failure of FSA‐regulated firm
by Joanna Gray - 116-119 Objection to terms of FSA decision notice heard by Financial Services and Markets Tribunal
by Joanna Gray
November 2007, Volume 15, Issue 4
- 360-380 Bank accounting and bank value: harmonising (d)effects of a common accounting culture?
by Ioannis Anagnostopoulos & Roger Buckland - 381-393 Evidence on UK directors' compliance with disclosure timing regulations
by Brian Balmforth & Bruce M. Burton & Stuart R. Cross & David M. Power - 394-408 How IFRS has destabilised financial reporting for UK non‐listed entities
by Stella Fearnley & Tony Hines - 409-422 Characteristics of acquired firms: the case of the banking industry
by Scott I. Meisel - 423-449 It's all in the data – consistent operational risk measurement and regulation
by Andreas A. Jobst - 450-463 Credit default swap spread and succession events
by Halit Gonenc & Floris Schorer & Willem P.F. Appel - 464-471 Watching the watch‐dog
by Richard Burger & William Dodsworth - 472-481 Navigating trans‐atlantic deals: warranties, disclosure and material adverse change
by John Phillips & Julian Runnicles & Jeffery Schwartz - 482-486 Market abuse and the commodities markets
by Kyri Evagora & Gerald Licnachan - 487-491 Financial Ombudsman's statutory powers
by Joanna Gray
July 2007, Volume 15, Issue 3
- 236-249 The debate over the economic rationale for investor protection regulation: a critical appraisal
by Andromachi Georgosouli - 250-261 Trends in Federal Reserve and Basel II A‐IRB Bank governance
by Elizabeth Webb - 262-274 How increased enforcement can offset statutory deregulation
by Donald F. Vitaliano & Gregory P. Stella - 275-302 Dynamics and regulatory system of Indian financial markets
by A.K. Sharma & Ashutosh Vashishtha - 303-326 Who pays for banking supervision? Principles and trends
by Donato Masciandaro & Maria J. Nieto & Henriette Prast - 327-330 Managing the competition risks of communication between competitors
by Fred Houwen - 331-336 A principled front in the war against market abuse
by Richard Burger - 337-342 Court of appeal ruling on discovery in civil litigation of regulatory information protected from disclosure by section 348 FSMA
by Joanna Gray - 343-347 At FSA's application High Court orders winding‐up of UK partnership which facilitated offshore boiler room share sales to UK investors
by Joanna Gray
May 2007, Volume 15, Issue 2
- 135-142 The Financial Ombudsman Service: not just an alternative to court
by Walter Merricks - 143-155 Internal audit function role in operational risk management
by Ana Fernández‐Laviada - 156-165 A risk‐based approach to AML
by Jos de Wit - 166-179 Mortality projections and unisex pricing of annuities in the UK
by Robert Hudson - 180-185 Prevention of corruption – UK legislation and enforcement
by George Brown - 186-198 Transparency proposals for European sovereign bond markets
by Peter G. Dunne - 199-209 Bank deregulation and acquisition activity: the cases of the US, Italy and Germany
by Jens Hagendorff & Michael Collins & Kevin Keasey - 210-216 Implementing AML/CFT measures that address the risks and not tick boxes
by Marcus Killick & David Parody - 217-220 Financial services and markets tribunal orders that costs of successful challenge to enforcement action for market abuse be paid by FSA
by Joanna Gray - 221-226 The discovery process in civil litigation and the restrictions on disclosure of Section 348 Financial Services and Markets Act 2000
by Joanna Gray
February 2007, Volume 15, Issue 1
- 8-19 Financial sector convergence and corporate governance
by Andy Mullineux - 20-29 Reforming governance and regulation of urban cooperative banks in India
by Mukul G. Asher - 30-41 Corporate governance in Germany
by Rüdiger von Rosen - 42-62 Deposit insurance and credit unions: an international perspective
by Kevin M.G. Hannafin & Donal G. McKillop - 63-89 Do risk factors matter in the IPO valuation?
by Khaled Abdou & Mehmet F. Dicle - 90-98 MiFID impact on investment managers
by Stéphane Janin - 99-107 An appraisal of the Pensions White Paper proposals
by Howard Flight - 108-115 “If in doubt count it out!”: a review of the AIT criminal trial
by Samantha Hatt & Richard Burger - 116-121 Financial services and markets tribunal clarifies both its own jurisdiction and the scope of market abuse
by Joanna Gray - 122-125 Financial services and markets tribunal further clarifies scope of market abuse regime
by Joanna Gray
October 2006, Volume 14, Issue 4
- 328-347 Integration, regulation, and policy of securities market infrastructures in the euro area
by Heiko Schmiedel & Andreas Schönenberger - 348-362 European supervisory convergence: a new dynamic
by Michael McKee - 363-374 The mortality risk of pensions – methods of control and policy implications for the UK
by Robert Hudson - 375-382 The corporate governance of banks
by Andy Mullineux - 383-401 Operational risk information system: a challenge for the banking sector
by Francisco Flores & Enrique Bónson‐Ponte & Tomás Escobar‐Rodríguez - 402-407 US regulators release joint‐rule proposal regarding futures contracts on debt indexes and securities
by Andrew P. Cross - 408-410 The usual suspects?
by Richard Burger & George Davies - 411-417 Court castigates BCCI liquidators' claim against Bank of England
by Joanna Gray - 418-423 Financial services and markets tribunal turns down costs application from broker whom it had earlier found not to have engaged in market abuse
by Joanna Gray
July 2006, Volume 14, Issue 3
- 235-241 Executive compensation in the UK
by Kevin Keasey - 242-253 Treating customers fairly
by Jonathan Edwards - 254-272 Re‐thinking the regulatory environment of credit reporting
by Federico F. Ferretti - 273-284 Reforming provident and pension fund regulation in India
by Mukul G. Asher & Amarendu Nandy - 285-303 Product innovation and consumer choice in the UK financial services industry
by Laura A. Costanzo & John K. Ashton - 304-310 “Are you the weakest link?” The FSA's financial crime review
by Richard Burger & Samantha Hatt - 311-315 Financial Services and Markets Tribunal rules prohibition order is appropriate
by Joanna Gray - 316-320 Tribunal rejects FSA allegation of market abuse
by Joanna Gray
April 2006, Volume 14, Issue 2
- 140-150 A compliance competence partnership approach model
by Jonathan Edwards & Simon Wolfe - 151-164 On the inception of sound derivative products in emerging markets
by Mazin A.M. Al Janabi - 165-173 A review of financial and regulatory reforms in the gilt‐edged market
by Farooq Ahmad & David Lal - 174-184 The relevance of value‐at‐risk disclosures: evidence from the LTCM crisis
by Niranjan Chipalkatti & Vinay Datar - 185-191 The impact of the 2004 research analyst rules on hedge fund research reports
by Keith H. Black & John Mauldin - 192-209 The effect of the SEC's regulation fair disclosure on analyst forecast attributes
by Rong Yang & Yaw M. Mensah - 210-216 Court of Appeal rules on solicitor's liability to make redress to investors
by Joanna Gray - 217-221 Question of legal nature of betting scheme under FSMA 2000 considered by Court of Appeal
by Joanna Gray
January 2006, Volume 14, Issue 1
- 7-13 Banking supervision in a smaller financial centre – problems and recipes for success
by Michael Foot - 14-23 FSA enforcement process review
by Richard Burger - 24-28 Basel II – an opportunity for convergence in the EU
by José María Roldán - 29-36 Tackling cross‐border market abuse
by Carlos Conceicao - 37-46 The privatisation process and evolving share ownership structure of Mainland China's leading state‐owned enterprises
by Paul B. McGuinness - 47-56 Strategies and benefits of developing a market for government securities
by Juan Fernando Lucio - 57-69 Financial supervision in the Republic of Cyprus: the case for reform
by Phoebus Athanassiou - 70-83 What are the perils of separating banking regulation from the central bank's orbit in Latin America and the Caribbean?
by Edgardo Demaestri & Federico Guerrero - 84-111 Internal risk control benchmark setting for foreign exchange exposure
by Mazin A.M. Al Janabi - 112-118 Challenges facing banking in emerging markets
by Iain Clacher & Joshua Doriye & Suleiman R. Mohamed & Tadeo Satta - 119-122 New company law reform bill
by Joanna Gray - 123-130 Was former chairman of Shell Group denied procedural fairness in the FSA's enforcement action against the group?
by Joanna Gray
December 2005, Volume 13, Issue 4
- 293-300 Operational risk within an insurance market
by Stephen Manning & Andrew Gurney - 301-312 How the capital market laws affect the development of venture capital industry
by Jarunee Wonglimpiyarat - 313-323 Implementing the EU Capital Requirement Directive – key operational risk elements
by Andrew Sheen - 324-332 ‘The most valuable commodity I know of is information’
by Richard Burger & George Davies - 333-346 Trust and confidence in financial services: a strategic challenge
by David T. Llewellyn - 347-355 Commission consults on revision of the European electronic money regime
by Bob Penn
September 2005, Volume 13, Issue 3
- 205-214 Transparency and the disclosure of risk information in the banking sector
by Philip M. Linsley & Philip J. Shrives - 215-223 Leveraging regulatory investments with portfolio risk-based pricing
by Paul Cartwright & Hanna Sarraf - 224-228 Creating and implementing an effective compliance monitoring policy
by Hannah Marshall - 229-253 Liberalisation and capital market performance: lessons from the Enron affair
by Rui T. Dias & M. Isabel Soares & Giuseppe Tardivo - 254-259 In the absence of trust is (obey me) the only mantra?
by Philippa Foster Back - 260-267 Informed choice: consumer preferences for information on pensions
by Barbara Summers & Christine Ironfield-Smith & Darren Duxbury & Robert Hudson & Kevin Keasey
June 2005, Volume 13, Issue 2
- 110-120 The Lamfalussy process four years on
by Alexander Schaub - 121-131 Radical plan for investment trust regulation
by Daniel Godfrey - 132-141 Consumer debt in the UK: Attitudes and implications
by Christine Ironfield‐Smith & Kevin Keasey & Barbara Summers & Darren Duxbury & Robert Hudson - 142-145 The interaction between FSA enforcement action and compliance culture: A help or a hindrance?
by Roger Turner - 146-166 The impact of financial forecasts regulation on IPO anomalies: Evidence from Taiwan
by Ya‐Fang Wang & Picheng Lee & Chen‐Lung Chin & Gary Kleinman - 167-176 The Greek three‐pillar functional system in the presence of the European Union Banking Directives
by Themis D. Pantos & Reza Saidi
March 2005, Volume 13, Issue 1
- 10-14 Supporting a risk‐based anti‐money laundering approach through enforcement action
by Andrew Proctor - 15-42 The regulatory treatment of asset securitisation: The Basel Securitisation Framework explained
by Andreas Jobst - 43-47 Coping with the FSA’s risk‐based approach
by Sam Stewart - 48-59 Compliance: A review
by Jonathan Edwards & Simon Wolfe - 60-64 Doing business with the FSA
by Philip Robinson - 65-79 Benchmarking and crosschecking international banking economic and regulatory capital
by John L. Simpson & John Evans - 80-86 Best practices implementation in mutual funds
by Donald Nelson & William H. Wells & Kevin J. Perry & Donald Hanson
December 2004, Volume 12, Issue 4
- 297-305 Implementing Basel II: A case study based on the Barclays Basel II preparations
by Ian Wilson - 306-314 Market abuse – A pan‐European approach
by Carmen Reynolds & Mathew Rutter - 315-329 The new market abuse regime in Greece: A step towards increased market transparency or a new source of confusion?
by Panagiotis K. Staikouras - 330-339 Seven points financial services institutions should know about IT spending for compliance
by Virginia Garcia - 340-350 Personalities of risk/reward: Human factors of risk/reward and culture
by Michael Mainelli - 351-358 Economic capital in the limelight
by Hubert Mueller & José Siberón - 359-370 Corporate governance and disclosure in Africa: Issues and challenges
by Charles C. Okeahalam
September 2004, Volume 12, Issue 3
- 201-205 The FSA: The first six years
by Michael Foot - 206-215 Europe’s securities regulators working together under the new EU regulatory framework
by Arthur Docters van Leeuwen & Fabrice Demarigny - 216-224 The compliance function in banks
by Jonathan Edwards & Simon Wolfe - 225-239 Risk‐based capital requirements and their impact upon the banking industry: Basel II and CAD III
by Rosa Maria Lastra - 240-247 Implementing Basel II in the Norwich and Peterborough Building Society
by Jeffrey Pritchard