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US regulators release joint‐rule proposal regarding futures contracts on debt indexes and securities

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  • Andrew P. Cross

Abstract

Purpose - The purpose of this paper is to provide professionals in the global financial services industry with a useful summary of the proposed rules set out in April 2006 by two US regulatory agencies – the Commodity Futures Trading Commission and the Securities and Exchange Commission. Design/methodology/approach - The paper begins with background information regarding this regulatory structure and concludes with an overview of the proposed rules. Findings - The issuance of these proposed rules is part of the continuing evolution of the regulatory structure in the US related to securities‐based futures contracts and is, therefore, best understood within that broader context. Originality/value - The discussion of the proposed rules situates the continuing evolution of the securities‐based futures contracts in the broad context of the US regulatory structure.

Suggested Citation

  • Andrew P. Cross, 2006. "US regulators release joint‐rule proposal regarding futures contracts on debt indexes and securities," Journal of Financial Regulation and Compliance, Emerald Group Publishing Limited, vol. 14(4), pages 402-407, October.
    • Handle: RePEc:eme:jfrcpp:13581980610711162
    DOI: 10.1108/13581980610711162
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