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Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator

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  • Joanna Gray

Abstract

Purpose - The purpose of this paper is to discuss the Court of Appeal's consideration regarding FSA's use of its investigation powers to assist an overseas regulator, focusing onThe Financial Services Authority and othersv.Amro International and Goodman Jones LLP (interested party). Design/methodology/approach - The paper outlines the facts surrounding the case and comments on the decision. Findings - The FSA's argument was successful and its appeal was allowed. Originality/value - Financial regulators the world over will welcome this decision and the level of support it shows from the Court of Appeal for their need to work together and harness each other's regulatory and investigatory powers in pursuance of piecing together patterns of activity across national financial market boundaries.

Suggested Citation

  • Joanna Gray, 2010. "Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator," Journal of Financial Regulation and Compliance, Emerald Group Publishing Limited, vol. 18(4), pages 408-416, November.
    • Handle: RePEc:eme:jfrcpp:v:18:y:2010:i:4:p:408-416
    DOI: 10.1108/13581981011093703
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    Keywords

    Legal decisions; Courts of appeal;

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