IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v15y2023i2p1169-d1028784.html
   My bibliography  Save this article

Slope Stability Prediction Method Based on Intelligent Optimization and Machine Learning Algorithms

Author

Listed:
  • Yukun Yang

    (State Key Laboratory of Coal Resources and Safe Mining, China University of Mining and Technology, Xuzhou 221116, China
    School of Mines, China University of Mining and Technology, Xuzhou 221116, China
    High-Tech Research Center for Open-Pit Mines, China University of Mining and Technology, Xuzhou 221116, China)

  • Wei Zhou

    (State Key Laboratory of Coal Resources and Safe Mining, China University of Mining and Technology, Xuzhou 221116, China
    School of Mines, China University of Mining and Technology, Xuzhou 221116, China
    High-Tech Research Center for Open-Pit Mines, China University of Mining and Technology, Xuzhou 221116, China)

  • Izhar Mithal Jiskani

    (Department of Mining Engineering, Balochistan Campus, National University of Sciences and Technology, Quetta 87300, Pakistan)

  • Xiang Lu

    (State Key Laboratory of Coal Resources and Safe Mining, China University of Mining and Technology, Xuzhou 221116, China
    School of Mines, China University of Mining and Technology, Xuzhou 221116, China
    High-Tech Research Center for Open-Pit Mines, China University of Mining and Technology, Xuzhou 221116, China)

  • Zhiming Wang

    (State Key Laboratory of Coal Resources and Safe Mining, China University of Mining and Technology, Xuzhou 221116, China
    School of Mines, China University of Mining and Technology, Xuzhou 221116, China
    High-Tech Research Center for Open-Pit Mines, China University of Mining and Technology, Xuzhou 221116, China)

  • Boyu Luan

    (State Key Laboratory of Coal Resources and Safe Mining, China University of Mining and Technology, Xuzhou 221116, China
    School of Mines, China University of Mining and Technology, Xuzhou 221116, China
    High-Tech Research Center for Open-Pit Mines, China University of Mining and Technology, Xuzhou 221116, China)

Abstract

Slope engineering is a type of complex system engineering that is mostly involved in water conservancy and civil and mining engineering. Moreover, the link between slope stability and engineering safety is quite close. This study took the stable state of the slope as the prediction object and used the unit weight, cohesion, internal friction angle, pore water pressure coefficient, slope angle, and slope height as prediction indices to analyze the slope stability based on the collection of 117 slope data points. The genetic algorithm was used to solve the hyperparameters of machine learning algorithms by simulating the phenomena of reproduction, hybridization, and mutation in the natural selection and natural genetic processes. Five algorithms were used, including the support vector machine, random forest, nearest neighbor, decision tree, and gradient boosting machine models. Finally, all of the obtained stability prediction results were compared. The prediction outcomes were analyzed using the confusion matrix, receiver characteristic operator (ROC), and area under the curve (AUC) value. The AUC values of all machine learning prediction results were between 0.824 and 0.964, showing excellent performance. Considering the AUC value, accuracy, and other factors, the random forest algorithm with KS cutoff was determined to be the optimal model, and the relative importance of the influencing variables was studied. The results show that cohesion was the factor that most affects slope stability, and the influence factor was 0.327. This study proves the effectiveness of the integrated techniques for slope stability prediction, makes essential suggestions for future slope stability analysis, and may be extensively applied in other industrial projects.

Suggested Citation

  • Yukun Yang & Wei Zhou & Izhar Mithal Jiskani & Xiang Lu & Zhiming Wang & Boyu Luan, 2023. "Slope Stability Prediction Method Based on Intelligent Optimization and Machine Learning Algorithms," Sustainability, MDPI, vol. 15(2), pages 1-18, January.
  • Handle: RePEc:gam:jsusta:v:15:y:2023:i:2:p:1169-:d:1028784
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/15/2/1169/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/15/2/1169/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Min-Yuan Cheng & Nhat-Duc Hoang, 2015. "Typhoon-induced slope collapse assessment using a novel bee colony optimized support vector classifier," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(3), pages 1961-1978, September.
    2. P. Lu & M. Rosenbaum, 2003. "Artificial Neural Networks and Grey Systems for the Prediction of Slope Stability," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 30(3), pages 383-398, November.
    3. Shakti Suman & S. Z. Khan & S. K. Das & S. K. Chand, 2016. "Slope stability analysis using artificial intelligence techniques," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 84(2), pages 727-748, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Muhammad Ali & Naseer Muhammad Khan & Qiangqiang Gao & Kewang Cao & Danial Jahed Armaghani & Saad S. Alarifi & Hafeezur Rehman & Izhar Mithal Jiskani, 2023. "Prediction of Coal Dilatancy Point Using Acoustic Emission Characteristics: Insight Experimental and Artificial Intelligence Approaches," Mathematics, MDPI, vol. 11(6), pages 1-25, March.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Daxing Lei & Yaoping Zhang & Zhigang Lu & Hang Lin & Zheyuan Jiang, 2024. "Predicting Factor of Safety of Slope Using an Improved Support Vector Machine Regression Model," Mathematics, MDPI, vol. 12(20), pages 1-17, October.
    2. Sina Shaffiee Haghshenas & Sami Shaffiee Haghshenas & Zong Woo Geem & Tae-Hyung Kim & Reza Mikaeil & Luigi Pugliese & Antonello Troncone, 2021. "Application of Harmony Search Algorithm to Slope Stability Analysis," Land, MDPI, vol. 10(11), pages 1-12, November.
    3. Arunava Ray & Vikash Kumar & Amit Kumar & Rajesh Rai & Manoj Khandelwal & T. N. Singh, 2020. "Stability prediction of Himalayan residual soil slope using artificial neural network," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 103(3), pages 3523-3540, September.
    4. Xiuzhen Li & Jiming Kong & Zhenyu Wang, 2012. "Landslide displacement prediction based on combining method with optimal weight," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 61(2), pages 635-646, March.
    5. Min-Yuan Cheng & Nhat-Duc Hoang, 2015. "Typhoon-induced slope collapse assessment using a novel bee colony optimized support vector classifier," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(3), pages 1961-1978, September.
    6. Liulei Bao & Guangcheng Zhang & Xinli Hu & Shuangshuang Wu & Xiangdong Liu, 2021. "Stage Division of Landslide Deformation and Prediction of Critical Sliding Based on Inverse Logistic Function," Energies, MDPI, vol. 14(4), pages 1-24, February.
    7. Leilei Liu & Guoyan Zhao & Weizhang Liang, 2023. "Slope Stability Prediction Using k -NN-Based Optimum-Path Forest Approach," Mathematics, MDPI, vol. 11(14), pages 1-31, July.
    8. Sinan Nacar & Murat Şan & Murat Kankal & Umut Okkan, 2024. "Trends and amount changes of temperature and precipitation under future projections in high–low groups and intra-period for the Eastern Black Sea, the Wettest Basin in Türkiye," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 120(11), pages 9833-9866, September.
    9. He Jia & Sherong Zhang & Chao Wang & Xiaohua Wang & Zhonggang Ma & Yaosheng Tan, 2023. "MSC-1DCNN-based homogeneous slope stability state prediction method integrated with empirical data," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 118(1), pages 729-753, August.
    10. Jamil Amanollahi & Shahram Kaboodvandpour & Hiva Majidi, 2017. "Evaluating the accuracy of ANN and LR models to estimate the water quality in Zarivar International Wetland, Iran," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(3), pages 1511-1527, February.
    11. Shakti Suman & S. Z. Khan & S. K. Das & S. K. Chand, 2016. "Slope stability analysis using artificial intelligence techniques," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 84(2), pages 727-748, November.
    12. Paraskevas Tsangaratos & Andreas Benardos, 2014. "Estimating landslide susceptibility through a artificial neural network classifier," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 74(3), pages 1489-1516, December.
    13. Tingyu Zhang & Quan Fu & Hao Wang & Fangfang Liu & Huanyuan Wang & Ling Han, 2022. "Bagging-based machine learning algorithms for landslide susceptibility modeling," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 110(2), pages 823-846, January.
    14. Chong Xu & Xiwei Xu & Fuchu Dai & Zhide Wu & Honglin He & Feng Shi & Xiyan Wu & Suning Xu, 2013. "Application of an incomplete landslide inventory, logistic regression model and its validation for landslide susceptibility mapping related to the May 12, 2008 Wenchuan earthquake of China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 68(2), pages 883-900, September.
    15. Chonghao Zhu & Jianjing Zhang & Yang Liu & Donghua Ma & Mengfang Li & Bo Xiang, 2020. "Comparison of GA-BP and PSO-BP neural network models with initial BP model for rainfall-induced landslides risk assessment in regional scale: a case study in Sichuan, China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 100(1), pages 173-204, January.
    16. Zaiwu Gong & Caiqin Chen & Xinming Ge, 2014. "Risk prediction of low temperature in Nanjing city based on grey weighted Markov model," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 71(2), pages 1159-1180, March.
    17. Wei-ping Lou & Hai-yan Chen & Xin-fa Qiu & Qi-yi Tang & Feng Zheng, 2012. "Assessment of economic losses from tropical cyclone disasters based on PCA-BP," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 60(3), pages 819-829, February.
    18. Arsalan Mahmoodzadeh & Mokhtar Mohammadi & Hunar Farid Hama Ali & Hawkar Hashim Ibrahim & Sazan Nariman Abdulhamid & Hamid Reza Nejati, 2022. "Prediction of safety factors for slope stability: comparison of machine learning techniques," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 111(2), pages 1771-1799, March.
    19. Jianguo Zhang & Peitao Li & Xin Yin & Sheng Wang & Yuanguang Zhu, 2022. "Back Analysis of Surrounding Rock Parameters in Pingdingshan Mine Based on BP Neural Network Integrated Mind Evolutionary Algorithm," Mathematics, MDPI, vol. 10(10), pages 1-16, May.
    20. Shahram Kaboodvandpour & Jamil Amanollahi & Samira Qhavami & Bakhtiyar Mohammadi, 2015. "Assessing the accuracy of multiple regressions, ANFIS, and ANN models in predicting dust storm occurrences in Sanandaj, Iran," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(2), pages 879-893, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:15:y:2023:i:2:p:1169-:d:1028784. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.