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A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter

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  • Ye, Min
  • Guo, Hui
  • Cao, Binggang

Abstract

Obtaining accurate parameters, state of charge (SoC) and capacity of a lithium-ion battery is crucial for a battery management system, and establishing a battery model online is complex. In addition, the errors and perturbations of the battery model dramatically increase throughout the battery lifetime, making it more challenging to model the battery online. To overcome these difficulties, this paper provides three contributions: (1) To improve the robustness of the adaptive particle filter algorithm, an error analysis method is added to the traditional adaptive particle swarm algorithm. (2) An online adaptive SoC estimator based on the improved adaptive particle filter is presented; this estimator can eliminate the estimation error due to battery degradation and initial SoC errors. (3) The effectiveness of the proposed method is verified using various initial states of lithium nickel manganese cobalt oxide (NMC) cells and lithium-ion polymer (LiPB) batteries. The experimental analysis shows that the maximum errors are less than 1% for both the voltage and SoC estimations and that the convergence time of the SoC estimation decreased to 120s.

Suggested Citation

  • Ye, Min & Guo, Hui & Cao, Binggang, 2017. "A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter," Applied Energy, Elsevier, vol. 190(C), pages 740-748.
    • Handle: RePEc:eee:appene:v:190:y:2017:i:c:p:740-748
    DOI: 10.1016/j.apenergy.2016.12.133
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    Cited by:

    1. Zeeshan Ahmad Khan & Prashant Shrivastava & Syed Muhammad Amrr & Saad Mekhilef & Abdullah A. Algethami & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "A Comparative Study on Different Online State of Charge Estimation Algorithms for Lithium-Ion Batteries," Sustainability, MDPI, vol. 14(12), pages 1-19, June.
    2. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    3. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    4. Song, Ziyou & Hofmann, Heath & Lin, Xinfan & Han, Xuebing & Hou, Jun, 2018. "Parameter identification of lithium-ion battery pack for different applications based on Cramer-Rao bound analysis and experimental study," Applied Energy, Elsevier, vol. 231(C), pages 1307-1318.
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    6. Filip Maletić & Mario Hrgetić & Joško Deur, 2020. "Dual Nonlinear Kalman Filter-Based SoC and Remaining Capacity Estimation for an Electric Scooter Li-NMC Battery Pack," Energies, MDPI, vol. 13(3), pages 1-16, January.
    7. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Deyu Cui & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2017. "A Comparative Study of Three Improved Algorithms Based on Particle Filter Algorithms in SOC Estimation of Lithium Ion Batteries," Energies, MDPI, vol. 10(8), pages 1-14, August.
    8. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    9. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    10. Fang Liu & Jie Ma & Weixing Su & Hanning Chen & Maowei He, 2020. "Research on Parameter Self-Learning Unscented Kalman Filtering Algorithm and Its Application in Battery Charge of State Estimation," Energies, MDPI, vol. 13(7), pages 1-19, April.
    11. Tang, Xiaopeng & Gao, Furong & Zou, Changfu & Yao, Ke & Hu, Wengui & Wik, Torsten, 2019. "Load-responsive model switching estimation for state of charge of lithium-ion batteries," Applied Energy, Elsevier, vol. 238(C), pages 423-434.
    12. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    13. Giuseppe Di Luca & Gabriele Di Blasio & Alfredo Gimelli & Daniela Anna Misul, 2023. "Review on Battery State Estimation and Management Solutions for Next-Generation Connected Vehicles," Energies, MDPI, vol. 17(1), pages 1-34, December.
    14. Rahbari, Omid & Omar, Noshin & Firouz, Yousef & Rosen, Marc A. & Goutam, Shovon & Van Den Bossche, Peter & Van Mierlo, Joeri, 2018. "A novel state of charge and capacity estimation technique for electric vehicles connected to a smart grid based on inverse theory and a metaheuristic algorithm," Energy, Elsevier, vol. 155(C), pages 1047-1058.
    15. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).
    16. Wang, Ju & Xiong, Rui & Li, Linlin & Fang, Yu, 2018. "A comparative analysis and validation for double-filters-based state of charge estimators using battery-in-the-loop approach," Applied Energy, Elsevier, vol. 229(C), pages 648-659.
    17. Ye Liu & Yiwei Zhong & Chaowei Tang, 2023. "Optimal Sizing of Photovoltaic/Energy Storage Hybrid Power Systems: Considering Output Characteristics and Uncertainty Factors," Energies, MDPI, vol. 16(14), pages 1-23, July.
    18. Li, Kangqun & Zhou, Fei & Chen, Xing & Yang, Wen & Shen, Junjie & Song, Zebin, 2023. "State-of-charge estimation combination algorithm for lithium-ion batteries with Frobenius-norm-based QR decomposition modified adaptive cubature Kalman filter and H-infinity filter based on electro-th," Energy, Elsevier, vol. 263(PC).
    19. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Zizhou Lao, 2017. "A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(4), pages 1-15, April.
    20. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    21. Peng, Jiankun & Luo, Jiayi & He, Hongwen & Lu, Bing, 2019. "An improved state of charge estimation method based on cubature Kalman filter for lithium-ion batteries," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    22. Qian, Cheng & Guan, Hongsheng & Xu, Binghui & Xia, Quan & Sun, Bo & Ren, Yi & Wang, Zili, 2024. "A CNN-SAM-LSTM hybrid neural network for multi-state estimation of lithium-ion batteries under dynamical operating conditions," Energy, Elsevier, vol. 294(C).
    23. Hao Wang & Yanping Zheng & Yang Yu, 2021. "Lithium-Ion Battery SOC Estimation Based on Adaptive Forgetting Factor Least Squares Online Identification and Unscented Kalman Filter," Mathematics, MDPI, vol. 9(15), pages 1-12, July.

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