IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v190y2017icp740-748.html
   My bibliography  Save this article

A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter

Author

Listed:
  • Ye, Min
  • Guo, Hui
  • Cao, Binggang

Abstract

Obtaining accurate parameters, state of charge (SoC) and capacity of a lithium-ion battery is crucial for a battery management system, and establishing a battery model online is complex. In addition, the errors and perturbations of the battery model dramatically increase throughout the battery lifetime, making it more challenging to model the battery online. To overcome these difficulties, this paper provides three contributions: (1) To improve the robustness of the adaptive particle filter algorithm, an error analysis method is added to the traditional adaptive particle swarm algorithm. (2) An online adaptive SoC estimator based on the improved adaptive particle filter is presented; this estimator can eliminate the estimation error due to battery degradation and initial SoC errors. (3) The effectiveness of the proposed method is verified using various initial states of lithium nickel manganese cobalt oxide (NMC) cells and lithium-ion polymer (LiPB) batteries. The experimental analysis shows that the maximum errors are less than 1% for both the voltage and SoC estimations and that the convergence time of the SoC estimation decreased to 120s.

Suggested Citation

  • Ye, Min & Guo, Hui & Cao, Binggang, 2017. "A model-based adaptive state of charge estimator for a lithium-ion battery using an improved adaptive particle filter," Applied Energy, Elsevier, vol. 190(C), pages 740-748.
  • Handle: RePEc:eee:appene:v:190:y:2017:i:c:p:740-748
    DOI: 10.1016/j.apenergy.2016.12.133
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261916319171
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2016.12.133?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Xiong, Rui & Sun, Fengchun & Gong, Xianzhi & Gao, Chenchen, 2014. "A data-driven based adaptive state of charge estimator of lithium-ion polymer battery used in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 1421-1433.
    2. Xiong, Rui & Sun, Fengchun & Chen, Zheng & He, Hongwen, 2014. "A data-driven multi-scale extended Kalman filtering based parameter and state estimation approach of lithium-ion olymer battery in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 463-476.
    3. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zeeshan Ahmad Khan & Prashant Shrivastava & Syed Muhammad Amrr & Saad Mekhilef & Abdullah A. Algethami & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "A Comparative Study on Different Online State of Charge Estimation Algorithms for Lithium-Ion Batteries," Sustainability, MDPI, vol. 14(12), pages 1-19, June.
    2. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    3. Filip Maletić & Mario Hrgetić & Joško Deur, 2020. "Dual Nonlinear Kalman Filter-Based SoC and Remaining Capacity Estimation for an Electric Scooter Li-NMC Battery Pack," Energies, MDPI, vol. 13(3), pages 1-16, January.
    4. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Deyu Cui & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2017. "A Comparative Study of Three Improved Algorithms Based on Particle Filter Algorithms in SOC Estimation of Lithium Ion Batteries," Energies, MDPI, vol. 10(8), pages 1-14, August.
    5. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    6. Tang, Xiaopeng & Gao, Furong & Zou, Changfu & Yao, Ke & Hu, Wengui & Wik, Torsten, 2019. "Load-responsive model switching estimation for state of charge of lithium-ion batteries," Applied Energy, Elsevier, vol. 238(C), pages 423-434.
    7. Hu, Lin & Hu, Xiaosong & Che, Yunhong & Feng, Fei & Lin, Xianke & Zhang, Zhiyong, 2020. "Reliable state of charge estimation of battery packs using fuzzy adaptive federated filtering," Applied Energy, Elsevier, vol. 262(C).
    8. Ye Liu & Yiwei Zhong & Chaowei Tang, 2023. "Optimal Sizing of Photovoltaic/Energy Storage Hybrid Power Systems: Considering Output Characteristics and Uncertainty Factors," Energies, MDPI, vol. 16(14), pages 1-23, July.
    9. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    10. Peng, Jiankun & Luo, Jiayi & He, Hongwen & Lu, Bing, 2019. "An improved state of charge estimation method based on cubature Kalman filter for lithium-ion batteries," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    11. Qian, Cheng & Guan, Hongsheng & Xu, Binghui & Xia, Quan & Sun, Bo & Ren, Yi & Wang, Zili, 2024. "A CNN-SAM-LSTM hybrid neural network for multi-state estimation of lithium-ion batteries under dynamical operating conditions," Energy, Elsevier, vol. 294(C).
    12. Hao Wang & Yanping Zheng & Yang Yu, 2021. "Lithium-Ion Battery SOC Estimation Based on Adaptive Forgetting Factor Least Squares Online Identification and Unscented Kalman Filter," Mathematics, MDPI, vol. 9(15), pages 1-12, July.
    13. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    14. Song, Ziyou & Hofmann, Heath & Lin, Xinfan & Han, Xuebing & Hou, Jun, 2018. "Parameter identification of lithium-ion battery pack for different applications based on Cramer-Rao bound analysis and experimental study," Applied Energy, Elsevier, vol. 231(C), pages 1307-1318.
    15. Jingwei Hu & Bing Lin & Mingfen Wang & Jie Zhang & Wenliang Zhang & Yu Lu, 2022. "State of Charge Centralized Estimation of Road Condition Information Based on Fuzzy Sunday Algorithm," Energies, MDPI, vol. 15(8), pages 1-15, April.
    16. Wei, Zhongbao & Hu, Jian & Li, Yang & He, Hongwen & Li, Weihan & Sauer, Dirk Uwe, 2022. "Hierarchical soft measurement of load current and state of charge for future smart lithium-ion batteries," Applied Energy, Elsevier, vol. 307(C).
    17. Fang Liu & Jie Ma & Weixing Su & Hanning Chen & Maowei He, 2020. "Research on Parameter Self-Learning Unscented Kalman Filtering Algorithm and Its Application in Battery Charge of State Estimation," Energies, MDPI, vol. 13(7), pages 1-19, April.
    18. Giuseppe Di Luca & Gabriele Di Blasio & Alfredo Gimelli & Daniela Anna Misul, 2023. "Review on Battery State Estimation and Management Solutions for Next-Generation Connected Vehicles," Energies, MDPI, vol. 17(1), pages 1-34, December.
    19. Rahbari, Omid & Omar, Noshin & Firouz, Yousef & Rosen, Marc A. & Goutam, Shovon & Van Den Bossche, Peter & Van Mierlo, Joeri, 2018. "A novel state of charge and capacity estimation technique for electric vehicles connected to a smart grid based on inverse theory and a metaheuristic algorithm," Energy, Elsevier, vol. 155(C), pages 1047-1058.
    20. Ren, Xiaoqing & Liu, Shulin & Yu, Xiaodong & Dong, Xia, 2021. "A method for state-of-charge estimation of lithium-ion batteries based on PSO-LSTM," Energy, Elsevier, vol. 234(C).
    21. Wang, Ju & Xiong, Rui & Li, Linlin & Fang, Yu, 2018. "A comparative analysis and validation for double-filters-based state of charge estimators using battery-in-the-loop approach," Applied Energy, Elsevier, vol. 229(C), pages 648-659.
    22. Li, Kangqun & Zhou, Fei & Chen, Xing & Yang, Wen & Shen, Junjie & Song, Zebin, 2023. "State-of-charge estimation combination algorithm for lithium-ion batteries with Frobenius-norm-based QR decomposition modified adaptive cubature Kalman filter and H-infinity filter based on electro-th," Energy, Elsevier, vol. 263(PC).
    23. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Zizhou Lao, 2017. "A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(4), pages 1-15, April.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2017. "On-line battery state-of-charge estimation based on an integrated estimator," Applied Energy, Elsevier, vol. 185(P2), pages 2026-2032.
    2. Xiong, Rui & Sun, Fengchun & He, Hongwen & Nguyen, Trong Duy, 2013. "A data-driven adaptive state of charge and power capability joint estimator of lithium-ion polymer battery used in electric vehicles," Energy, Elsevier, vol. 63(C), pages 295-308.
    3. Ma, Zeyu & Yang, Ruixin & Wang, Zhenpo, 2019. "A novel data-model fusion state-of-health estimation approach for lithium-ion batteries," Applied Energy, Elsevier, vol. 237(C), pages 836-847.
    4. He, Hongwen & Xiong, Rui & Peng, Jiankun, 2016. "Real-time estimation of battery state-of-charge with unscented Kalman filter and RTOS μCOS-II platform," Applied Energy, Elsevier, vol. 162(C), pages 1410-1418.
    5. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    6. Wei, Zhongbao & Zhao, Jiyun & Ji, Dongxu & Tseng, King Jet, 2017. "A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model," Applied Energy, Elsevier, vol. 204(C), pages 1264-1274.
    7. Tang, Xiaopeng & Liu, Boyang & Lv, Zhou & Gao, Furong, 2017. "Observer based battery SOC estimation: Using multi-gain-switching approach," Applied Energy, Elsevier, vol. 204(C), pages 1275-1283.
    8. Yang, Ruixin & Xiong, Rui & He, Hongwen & Mu, Hao & Wang, Chun, 2017. "A novel method on estimating the degradation and state of charge of lithium-ion batteries used for electrical vehicles," Applied Energy, Elsevier, vol. 207(C), pages 336-345.
    9. Wei, Zhongbao & Lim, Tuti Mariana & Skyllas-Kazacos, Maria & Wai, Nyunt & Tseng, King Jet, 2016. "Online state of charge and model parameter co-estimation based on a novel multi-timescale estimator for vanadium redox flow battery," Applied Energy, Elsevier, vol. 172(C), pages 169-179.
    10. Zhongbao Wei & Feng Leng & Zhongjie He & Wenyu Zhang & Kaiyuan Li, 2018. "Online State of Charge and State of Health Estimation for a Lithium-Ion Battery Based on a Data–Model Fusion Method," Energies, MDPI, vol. 11(7), pages 1-16, July.
    11. Victor Pizarro-Carmona & Marcelo Cortés-Carmona & Rodrigo Palma-Behnke & Williams Calderón-Muñoz & Marcos E. Orchard & Pablo A. Estévez, 2019. "An Optimized Impedance Model for the Estimation of the State-of-Charge of a Li-Ion Cell: The Case of a LiFePO 4 (ANR26650)," Energies, MDPI, vol. 12(4), pages 1-16, February.
    12. Hu, Xiaosong & Jiang, Haifu & Feng, Fei & Liu, Bo, 2020. "An enhanced multi-state estimation hierarchy for advanced lithium-ion battery management," Applied Energy, Elsevier, vol. 257(C).
    13. Ye, Min & Guo, Hui & Xiong, Rui & Yu, Quanqing, 2018. "A double-scale and adaptive particle filter-based online parameter and state of charge estimation method for lithium-ion batteries," Energy, Elsevier, vol. 144(C), pages 789-799.
    14. Dafen Chen & Jiuchun Jiang & Xue Li & Zhanguo Wang & Weige Zhang, 2016. "Modeling of a Pouch Lithium Ion Battery Using a Distributed Parameter Equivalent Circuit for Internal Non-Uniformity Analysis," Energies, MDPI, vol. 9(11), pages 1-18, October.
    15. Wang, Tao & Tseng, K.J. & Zhao, Jiyun & Wei, Zhongbao, 2014. "Thermal investigation of lithium-ion battery module with different cell arrangement structures and forced air-cooling strategies," Applied Energy, Elsevier, vol. 134(C), pages 229-238.
    16. Shifei Yuan & Hongjie Wu & Xuerui Ma & Chengliang Yin, 2015. "Stability Analysis for Li-Ion Battery Model Parameters and State of Charge Estimation by Measurement Uncertainty Consideration," Energies, MDPI, vol. 8(8), pages 1-23, July.
    17. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    18. Liu, Guangming & Ouyang, Minggao & Lu, Languang & Li, Jianqiu & Hua, Jianfeng, 2015. "A highly accurate predictive-adaptive method for lithium-ion battery remaining discharge energy prediction in electric vehicle applications," Applied Energy, Elsevier, vol. 149(C), pages 297-314.
    19. Patil, Meru A. & Tagade, Piyush & Hariharan, Krishnan S. & Kolake, Subramanya M. & Song, Taewon & Yeo, Taejung & Doo, Seokgwang, 2015. "A novel multistage Support Vector Machine based approach for Li ion battery remaining useful life estimation," Applied Energy, Elsevier, vol. 159(C), pages 285-297.
    20. Truchot, Cyril & Dubarry, Matthieu & Liaw, Bor Yann, 2014. "State-of-charge estimation and uncertainty for lithium-ion battery strings," Applied Energy, Elsevier, vol. 119(C), pages 218-227.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:190:y:2017:i:c:p:740-748. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.