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Principal Stratification -- Uses and Limitations

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  • VanderWeele Tyler J

Abstract

Pearl (2011) asked for the causal inference community to clarify the role of the principal stratification framework in the analysis of causal effects. Here, I argue that the notion of principal stratification has shed light on problems of non-compliance, censoring-by-death, and the analysis of post-infection outcomes; that it may be of use in considering problems of surrogacy but further development is needed; that it is of some use in assessing “direct effects”; but that it is not the appropriate tool for assessing “mediation.” There is nothing within the principal stratification framework that corresponds to a measure of an “indirect” or “mediated” effect.

Suggested Citation

  • VanderWeele Tyler J, 2011. "Principal Stratification -- Uses and Limitations," The International Journal of Biostatistics, De Gruyter, vol. 7(1), pages 1-14, July.
  • Handle: RePEc:bpj:ijbist:v:7:y:2011:i:1:n:28
    DOI: 10.2202/1557-4679.1329
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    References listed on IDEAS

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    Cited by:

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    2. Daniel Commenges, 2019. "Dealing with death when studying disease or physiological marker: the stochastic system approach to causality," Lifetime Data Analysis: An International Journal Devoted to Statistical Methods and Applications for Time-to-Event Data, Springer, vol. 25(3), pages 381-405, July.
    3. Zhichao Jiang & Shu Yang & Peng Ding, 2022. "Multiply robust estimation of causal effects under principal ignorability," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 84(4), pages 1423-1445, September.
    4. Mealli Fabrizia & Mattei Alessandra, 2012. "A Refreshing Account of Principal Stratification," The International Journal of Biostatistics, De Gruyter, vol. 8(1), pages 1-19, April.
    5. Judea Pearl, 2012. "Bias and Causation, Models and Judgment for Valid Comparisons by WEISBERG, H. I," Biometrics, The International Biometric Society, vol. 68(2), pages 659-660, June.
    6. Avi Feller & Fabrizia Mealli & Luke Miratrix, 2017. "Principal Score Methods: Assumptions, Extensions, and Practical Considerations," Journal of Educational and Behavioral Statistics, , vol. 42(6), pages 726-758, December.
    7. Yanyi Song & Xiang Zhou & Min Zhang & Wei Zhao & Yongmei Liu & Sharon L. R. Kardia & Ana V. Diez Roux & Belinda L. Needham & Jennifer A. Smith & Bhramar Mukherjee, 2020. "Bayesian shrinkage estimation of high dimensional causal mediation effects in omics studies," Biometrics, The International Biometric Society, vol. 76(3), pages 700-710, September.
    8. Dustin M. Long & Michael G. Hudgens, 2013. "Sharpening Bounds on Principal Effects with Covariates," Biometrics, The International Biometric Society, vol. 69(4), pages 812-819, December.
    9. Dawid Philip & Didelez Vanessa, 2012. ""Imagine a Can Opener"--The Magic of Principal Stratum Analysis," The International Journal of Biostatistics, De Gruyter, vol. 8(1), pages 1-12, July.
    10. Laura Forastiere & Patrizia Lattarulo & Marco Mariani & Fabrizia Mealli & Laura Razzolini, 2021. "Exploring Encouragement, Treatment, and Spillover Effects Using Principal Stratification, With Application to a Field Experiment on Teens’ Museum Attendance," Journal of Business & Economic Statistics, Taylor & Francis Journals, vol. 39(1), pages 244-258, January.

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