IDEAS home Printed from https://ideas.repec.org/a/spr/joinma/v32y2021i7d10.1007_s10845-021-01752-9.html
   My bibliography  Save this article

An adaptive fault detection and root-cause analysis scheme for complex industrial processes using moving window KPCA and information geometric causal inference

Author

Listed:
  • Yanning Sun

    (Shanghai Jiao Tong University)

  • Wei Qin

    (Shanghai Jiao Tong University)

  • Zilong Zhuang

    (Shanghai Jiao Tong University)

  • Hongwei Xu

    (Shanghai Jiao Tong University)

Abstract

In recent years, fault detection and diagnosis for industrial processes have been rapidly developed to minimize costs and maximize efficiency by taking advantages of cheap sensors and microprocessors, data analysis and artificial intelligence methods. However, due to the nonlinear and dynamic characteristics of industrial process data, the accuracy and efficiency of fault detection and diagnosis methods have always been an urgent problem in industry and academia. Therefore, this study proposes an adaptive fault detection and root-cause analysis scheme for complex industrial processes using moving window kernel principle component analysis (KPCA) and information geometric causal inference (IGCI). The proposed scheme has three main contributions. Firstly, a research scheme combining moving window KPCA with adaptive threshold is presented to handle the nonlinear and dynamic characteristics of complex industrial processes. Then, the multiobjective evolutionary algorithm is employed to select the optimal hyperparameters for fault detection, which not only avoids the blindness of hyperparameters selection, but also maximize model accuracy. Finally, the IGCI-based fault root-cause analysis method can help field operators to take corrective measures in time to resume the normal process. The proposed scheme is tested by the Tennessee Eastman platform. Its results show that this scheme has a good performance in reducing the faulty false alarms and missed detection rates and locating fault root-cause.

Suggested Citation

  • Yanning Sun & Wei Qin & Zilong Zhuang & Hongwei Xu, 2021. "An adaptive fault detection and root-cause analysis scheme for complex industrial processes using moving window KPCA and information geometric causal inference," Journal of Intelligent Manufacturing, Springer, vol. 32(7), pages 2007-2021, October.
  • Handle: RePEc:spr:joinma:v:32:y:2021:i:7:d:10.1007_s10845-021-01752-9
    DOI: 10.1007/s10845-021-01752-9
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10845-021-01752-9
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10845-021-01752-9?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Alejandro Alvarado-Iniesta & Luis Gonzalo Guillen-Anaya & Luis Alberto Rodríguez-Picón & Raul Ñeco-Caberta, 2020. "Multi-objective optimization of an engine mount design by means of memetic genetic programming and a local exploration approach," Journal of Intelligent Manufacturing, Springer, vol. 31(1), pages 19-32, January.
    2. Kouadri, Abdelmalek & Hajji, Mansour & Harkat, Mohamed-Faouzi & Abodayeh, Kamaleldin & Mansouri, Majdi & Nounou, Hazem & Nounou, Mohamed, 2020. "Hidden Markov model based principal component analysis for intelligent fault diagnosis of wind energy converter systems," Renewable Energy, Elsevier, vol. 150(C), pages 598-606.
    3. E. Skordilis & R. Moghaddass, 2017. "A condition monitoring approach for real-time monitoring of degrading systems using Kalman filter and logistic regression," International Journal of Production Research, Taylor & Francis Journals, vol. 55(19), pages 5579-5596, October.
    4. Silvio Simani & Paolo Castaldi, 2020. "Fault Diagnosis Techniques for a Wind Turbine System," Chapters, in: Fausto Pedro Garcia Marquez (ed.), Fault Detection, Diagnosis and Prognosis, IntechOpen.
    5. Guofeng Wang & Yanchao Zhang & Chang Liu & Qinglu Xie & Yonggang Xu, 2019. "A new tool wear monitoring method based on multi-scale PCA," Journal of Intelligent Manufacturing, Springer, vol. 30(1), pages 113-122, January.
    6. Wo Jae Lee & Gamini P. Mendis & Matthew J. Triebe & John W. Sutherland, 2020. "Monitoring of a machining process using kernel principal component analysis and kernel density estimation," Journal of Intelligent Manufacturing, Springer, vol. 31(5), pages 1175-1189, June.
    7. Andrew Kusiak, 2017. "Smart manufacturing must embrace big data," Nature, Nature, vol. 544(7648), pages 23-25, April.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Faping Zhang & Jialun Zhang & Junjiu Ma, 2023. "Data-manifold-based monitoring and anomaly diagnosis for manufacturing process," Journal of Intelligent Manufacturing, Springer, vol. 34(7), pages 3159-3177, October.
    2. Ma, Shuaiyin & Huang, Yuming & Liu, Yang & Kong, Xianguang & Yin, Lei & Chen, Gaige, 2023. "Edge-cloud cooperation-driven smart and sustainable production for energy-intensive manufacturing industries," Applied Energy, Elsevier, vol. 337(C).
    3. Sheng Zhang & Xinyuan Xie & Haibin Qu, 2023. "A data-driven workflow for evaporation performance degradation analysis: a full-scale case study in the herbal medicine manufacturing industry," Journal of Intelligent Manufacturing, Springer, vol. 34(2), pages 651-668, February.
    4. Sachin Kumar & T. Gopi & N. Harikeerthana & Munish Kumar Gupta & Vidit Gaur & Grzegorz M. Krolczyk & ChuanSong Wu, 2023. "Machine learning techniques in additive manufacturing: a state of the art review on design, processes and production control," Journal of Intelligent Manufacturing, Springer, vol. 34(1), pages 21-55, January.
    5. Christopher Hagedorn & Johannes Huegle & Rainer Schlosser, 2022. "Understanding unforeseen production downtimes in manufacturing processes using log data-driven causal reasoning," Journal of Intelligent Manufacturing, Springer, vol. 33(7), pages 2027-2043, October.
    6. Xu, Jinjin & Wang, Rongxi & Liang, Zeming & Liu, Pengpeng & Gao, Jianmin & Wang, Zhen, 2023. "Physics-guided, data-refined fault root cause tracing framework for complex electromechanical system," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    7. Kinkel, Steffen & Capestro, Mauro & Di Maria, Eleonora & Bettiol, Marco, 2023. "Artificial intelligence and relocation of production activities: An empirical cross-national study," International Journal of Production Economics, Elsevier, vol. 261(C).
    8. Karim Nadim & Ahmed Ragab & Mohamed-Salah Ouali, 2023. "Data-driven dynamic causality analysis of industrial systems using interpretable machine learning and process mining," Journal of Intelligent Manufacturing, Springer, vol. 34(1), pages 57-83, January.
    9. Eduardo Oliveira & Vera L. Miguéis & José L. Borges, 2023. "Automatic root cause analysis in manufacturing: an overview & conceptualization," Journal of Intelligent Manufacturing, Springer, vol. 34(5), pages 2061-2078, June.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Reza Ahmadi, 2024. "Reliability and maintenance modeling for a production system by means of point process observations," Annals of Operations Research, Springer, vol. 340(1), pages 3-26, September.
    2. Sachin Kumar & T. Gopi & N. Harikeerthana & Munish Kumar Gupta & Vidit Gaur & Grzegorz M. Krolczyk & ChuanSong Wu, 2023. "Machine learning techniques in additive manufacturing: a state of the art review on design, processes and production control," Journal of Intelligent Manufacturing, Springer, vol. 34(1), pages 21-55, January.
    3. Zhao, Guanjia & Cui, Zhipeng & Xu, Jing & Liu, Wenhao & Ma, Suxia, 2022. "Hybrid modeling-based digital twin for performance optimization with flexible operation in the direct air-cooling power unit," Energy, Elsevier, vol. 254(PC).
    4. Wo Jae Lee & Gamini P. Mendis & Matthew J. Triebe & John W. Sutherland, 2020. "Monitoring of a machining process using kernel principal component analysis and kernel density estimation," Journal of Intelligent Manufacturing, Springer, vol. 31(5), pages 1175-1189, June.
    5. Maximilian Zarte & Agnes Pechmann & Isabel L. Nunes, 2022. "Problems, Needs, and Challenges of a Sustainability-Based Production Planning," Sustainability, MDPI, vol. 14(7), pages 1-19, March.
    6. Shanhe Lou & Yixiong Feng & Hao Zheng & Yicong Gao & Jianrong Tan, 2020. "Data-driven customer requirements discernment in the product lifecycle management via intuitionistic fuzzy sets and electroencephalogram," Journal of Intelligent Manufacturing, Springer, vol. 31(7), pages 1721-1736, October.
    7. Juan Pablo Usuga Cadavid & Samir Lamouri & Bernard Grabot & Robert Pellerin & Arnaud Fortin, 2020. "Machine learning applied in production planning and control: a state-of-the-art in the era of industry 4.0," Journal of Intelligent Manufacturing, Springer, vol. 31(6), pages 1531-1558, August.
    8. Lu, Shixiang & Xu, Qifa & Jiang, Cuixia & Liu, Yezheng & Kusiak, Andrew, 2022. "Probabilistic load forecasting with a non-crossing sparse-group Lasso-quantile regression deep neural network," Energy, Elsevier, vol. 242(C).
    9. Wang, Di & He, Bin & Hu, Zhimu, 2024. "Financial technology and firm productivity: Evidence from Chinese listed enterprises," Finance Research Letters, Elsevier, vol. 63(C).
    10. Julian Senoner & Torbjørn Netland & Stefan Feuerriegel, 2022. "Using Explainable Artificial Intelligence to Improve Process Quality: Evidence from Semiconductor Manufacturing," Management Science, INFORMS, vol. 68(8), pages 5704-5723, August.
    11. Arpad Gellert & Stefan-Alexandru Precup & Alexandru Matei & Bogdan-Constantin Pirvu & Constantin-Bala Zamfirescu, 2022. "Real-Time Assembly Support System with Hidden Markov Model and Hybrid Extensions," Mathematics, MDPI, vol. 10(15), pages 1-21, August.
    12. Joanna Kossakowska & Sebastian Bombiński & Krzysztof Ejsmont, 2021. "Analysis of the Suitability of Signal Features for Individual Sensor Types in the Diagnosis of Gradual Tool Wear in Turning," Energies, MDPI, vol. 14(20), pages 1-23, October.
    13. Vedpal Arya & S. G. Deshmukh & Naresh Bhatnagar, 2019. "Product quality in an inclusive manufacturing system: some considerations," Journal of Intelligent Manufacturing, Springer, vol. 30(8), pages 2871-2884, December.
    14. Senthil Sundaramoorthy & Dipti Kamath & Sachin Nimbalkar & Christopher Price & Thomas Wenning & Joseph Cresko, 2023. "Energy Efficiency as a Foundational Technology Pillar for Industrial Decarbonization," Sustainability, MDPI, vol. 15(12), pages 1-24, June.
    15. Barbara Aquilani & Michela Piccarozzi & Tindara Abbate & Anna Codini, 2020. "The Role of Open Innovation and Value Co-creation in the Challenging Transition from Industry 4.0 to Society 5.0: Toward a Theoretical Framework," Sustainability, MDPI, vol. 12(21), pages 1-21, October.
    16. Jesús Enrique Sierra-García & Matilde Santos, 2021. "Lookup Table and Neural Network Hybrid Strategy for Wind Turbine Pitch Control," Sustainability, MDPI, vol. 13(6), pages 1-17, March.
    17. Xuejun Zhao & Yong Qin & Changbo He & Limin Jia, 2022. "Underdetermined blind source extraction of early vehicle bearing faults based on EMD and kernelized correlation maximization," Journal of Intelligent Manufacturing, Springer, vol. 33(1), pages 185-201, January.
    18. Amal Hichri & Mansour Hajji & Majdi Mansouri & Kamaleldin Abodayeh & Kais Bouzrara & Hazem Nounou & Mohamed Nounou, 2022. "Genetic-Algorithm-Based Neural Network for Fault Detection and Diagnosis: Application to Grid-Connected Photovoltaic Systems," Sustainability, MDPI, vol. 14(17), pages 1-14, August.
    19. Timo Bänziger & Andreas Kunz & Konrad Wegener, 2020. "Optimizing human–robot task allocation using a simulation tool based on standardized work descriptions," Journal of Intelligent Manufacturing, Springer, vol. 31(7), pages 1635-1648, October.
    20. Wang, Linhui & Chen, Qi & Dong, Zhiqing & Cheng, Lu, 2024. "The role of industrial intelligence in peaking carbon emissions in China," Technological Forecasting and Social Change, Elsevier, vol. 199(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:joinma:v:32:y:2021:i:7:d:10.1007_s10845-021-01752-9. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.