IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v224y2022ics0951832022001430.html
   My bibliography  Save this article

Multivariate stacked bidirectional long short term memory for lithium-ion battery health management

Author

Listed:
  • Ardeshiri, Reza Rouhi
  • Liu, Ming
  • Ma, Chengbin

Abstract

Prognostics and health management (PHM) will ensure the safe and reliable operation of the battery systems. The remaining useful life (RUL) prediction as one of the major PHM strategies gives early warning of faults, which can be applied to recognize the necessary battery maintenance and replacement in advance. This study investigates a novel deep learning method for predicting lithium-ion battery RUL, which can learn the long-term dependency of degradation trend of batteries. This is the first time which a stacked bidirectional long short-term memory (SBLSTM) based on extreme gradient boosting (XGBoost) is applied to predict the battery capacity degradation trajectories. Using the XGBoost technique, important time-domain features are selected as multivariate inputs to feed the deep learning model for predicting. To improve the trained model, Bayesian optimization (BO) is also performed to tune the hyper-parameters. The findings show that the SBLSTM model achieves a low root mean square percentage error of 1.94%, which is lower than the state-of-the-art methods due to two-way learning. The suggested model will provide excellent support for the maintenance strategy development and health management of the battery systems.

Suggested Citation

  • Ardeshiri, Reza Rouhi & Liu, Ming & Ma, Chengbin, 2022. "Multivariate stacked bidirectional long short term memory for lithium-ion battery health management," Reliability Engineering and System Safety, Elsevier, vol. 224(C).
    • Handle: RePEc:eee:reensy:v:224:y:2022:i:c:s0951832022001430
    DOI: 10.1016/j.ress.2022.108481
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832022001430
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.ress.2022.108481?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Kristen A. Severson & Peter M. Attia & Norman Jin & Nicholas Perkins & Benben Jiang & Zi Yang & Michael H. Chen & Muratahan Aykol & Patrick K. Herring & Dimitrios Fraggedakis & Martin Z. Bazant & Step, 2019. "Data-driven prediction of battery cycle life before capacity degradation," Nature Energy, Nature, vol. 4(5), pages 383-391, May.
    2. Li, Yuanyuan & Sheng, Hanmin & Cheng, Yuhua & Stroe, Daniel-Ioan & Teodorescu, Remus, 2020. "State-of-health estimation of lithium-ion batteries based on semi-supervised transfer component analysis," Applied Energy, Elsevier, vol. 277(C).
    3. Shi, Zunya & Chehade, Abdallah, 2021. "A dual-LSTM framework combining change point detection and remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 205(C).
    4. Phattara Khumprom & Nita Yodo, 2019. "A Data-Driven Predictive Prognostic Model for Lithium-ion Batteries based on a Deep Learning Algorithm," Energies, MDPI, vol. 12(4), pages 1-21, February.
    5. Yu, Quanqing & Xiong, Rui & Yang, Ruixin & Pecht, Michael G., 2019. "Online capacity estimation for lithium-ion batteries through joint estimation method," Applied Energy, Elsevier, vol. 255(C).
    6. Cao, Yudong & Ding, Yifei & Jia, Minping & Tian, Rushuai, 2021. "A novel temporal convolutional network with residual self-attention mechanism for remaining useful life prediction of rolling bearings," Reliability Engineering and System Safety, Elsevier, vol. 215(C).
    7. Sahar Khaleghi & Yousef Firouz & Maitane Berecibar & Joeri Van Mierlo & Peter Van Den Bossche, 2020. "Ensemble Gradient Boosted Tree for SoH Estimation Based on Diagnostic Features," Energies, MDPI, vol. 13(5), pages 1-16, March.
    8. Li, Sai & Fang, Huajing & Shi, Bing, 2021. "Remaining useful life estimation of Lithium-ion battery based on interacting multiple model particle filter and support vector regression," Reliability Engineering and System Safety, Elsevier, vol. 210(C).
    9. Sun, Tao & Wang, Shaoqing & Jiang, Sheng & Xu, Bowen & Han, Xuebing & Lai, Xin & Zheng, Yuejiu, 2022. "A cloud-edge collaborative strategy for capacity prognostic of lithium-ion batteries based on dynamic weight allocation and machine learning," Energy, Elsevier, vol. 239(PC).
    10. Yang, Yixin, 2021. "A machine-learning prediction method of lithium-ion battery life based on charge process for different applications," Applied Energy, Elsevier, vol. 292(C).
    11. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    12. Li, Xiang & Zhang, Wei & Ding, Qian, 2019. "Deep learning-based remaining useful life estimation of bearings using multi-scale feature extraction," Reliability Engineering and System Safety, Elsevier, vol. 182(C), pages 208-218.
    13. Lin, Chun Pang & Ling, Man Ho & Cabrera, Javier & Yang, Fangfang & Yu, Denis Yau Wai & Tsui, Kwok Leung, 2021. "Prognostics for lithium-ion batteries using a two-phase gamma degradation process model," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    14. Tang, Ting & Yuan, Huimei, 2022. "A hybrid approach based on decomposition algorithm and neural network for remaining useful life prediction of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    15. Li, Penghua & Zhang, Zijian & Grosu, Radu & Deng, Zhongwei & Hou, Jie & Rong, Yujun & Wu, Rui, 2022. "An end-to-end neural network framework for state-of-health estimation and remaining useful life prediction of electric vehicle lithium batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 156(C).
    16. Chen, Jinglong & Jing, Hongjie & Chang, Yuanhong & Liu, Qian, 2019. "Gated recurrent unit based recurrent neural network for remaining useful life prediction of nonlinear deterioration process," Reliability Engineering and System Safety, Elsevier, vol. 185(C), pages 372-382.
    17. Liu, Xinyang & Zheng, Zhuoyuan & Büyüktahtakın, İ. Esra & Zhou, Zhi & Wang, Pingfeng, 2021. "Battery asset management with cycle life prognosis," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    18. Zhang, Limao & Lin, Penghui, 2021. "Multi-objective optimization for limiting tunnel-induced damages considering uncertainties," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    19. Xu, Xiaodong & Tang, Shengjin & Yu, Chuanqiang & Xie, Jian & Han, Xuebing & Ouyang, Minggao, 2021. "Remaining Useful Life Prediction of Lithium-ion Batteries Based on Wiener Process Under Time-Varying Temperature Condition," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Meng, Jinhao & You, Yuqiang & Lin, Mingqiang & Wu, Ji & Song, Zhengxiang, 2024. "Multi-scenarios transferable learning framework with few-shot for early lithium-ion battery lifespan trajectory prediction," Energy, Elsevier, vol. 286(C).
    2. Zhang, Jiusi & Tian, Jilun & Yan, Pengfei & Wu, Shimeng & Luo, Hao & Yin, Shen, 2024. "Multi-hop graph pooling adversarial network for cross-domain remaining useful life prediction: A distributed federated learning perspective," Reliability Engineering and System Safety, Elsevier, vol. 244(C).
    3. Wang, Shunli & Fan, Yongcun & Jin, Siyu & Takyi-Aninakwa, Paul & Fernandez, Carlos, 2023. "Improved anti-noise adaptive long short-term memory neural network modeling for the robust remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    4. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Shang, Zuogang & Yan, Ruqiang & Chen, Xuefeng, 2023. "Explainability-driven model improvement for SOH estimation of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 232(C).
    5. Saravanakumar Venkatesan & Yongyun Cho, 2024. "Multi-Timeframe Forecasting Using Deep Learning Models for Solar Energy Efficiency in Smart Agriculture," Energies, MDPI, vol. 17(17), pages 1-29, August.
    6. Xu, Xiaodong & Tang, Shengjin & Han, Xuebing & Lu, Languang & Wu, Yu & Yu, Chuanqiang & Sun, Xiaoyan & Xie, Jian & Feng, Xuning & Ouyang, Minggao, 2023. "Fast capacity prediction of lithium-ion batteries using aging mechanism-informed bidirectional long short-term memory network," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    7. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2023. "Multiple health indicators fusion-based health prognostic for lithium-ion battery using transfer learning and hybrid deep learning method," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    8. Yin, Xiuxian & He, Wei & Cao, You & Ma, Ning & Zhou, Guohui & Li, Hongyu, 2024. "A new health state assessment method based on interpretable belief rule base with bimetric balance," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    9. Wang, Shaochen & Tian, Wende & Li, Chuankun & Cui, Zhe & Liu, Bin, 2023. "Mechanism-based deep learning for tray efficiency soft-sensing in distillation process," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    10. Meng, Huixing & Geng, Mengyao & Han, Te, 2023. "Long short-term memory network with Bayesian optimization for health prognostics of lithium-ion batteries based on partial incremental capacity analysis," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    11. Xie, Lin & Ustolin, Federico & Lundteigen, Mary Ann & Li, Tian & Liu, Yiliu, 2022. "Performance analysis of safety barriers against cascading failures in a battery pack," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    12. Song, Dengwei & Cheng, Yujie & Zhou, An & Lu, Chen & Chong, Jin & Ma, Jian, 2024. "Remaining useful life prediction and cycle life test optimization for multiple-formula battery: A method based on multi-source transfer learning," Reliability Engineering and System Safety, Elsevier, vol. 249(C).
    13. Zhou, Danhua & Wang, Bin & Zhu, Chao & Zhou, Fang & Wu, Hong, 2023. "A light-weight feature extractor for lithium-ion battery health prognosis," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    14. Lu, Cheng & Teng, Da & Chen, Jun-Yu & Fei, Cheng-Wei & Keshtegar, Behrooz, 2023. "Adaptive vectorial surrogate modeling framework for multi-objective reliability estimation," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    15. Wei, Yupeng & Wu, Dazhong, 2023. "Prediction of state of health and remaining useful life of lithium-ion battery using graph convolutional network with dual attention mechanisms," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    16. Shu, Xing & Shen, Jiangwei & Chen, Zheng & Zhang, Yuanjian & Liu, Yonggang & Lin, Yan, 2022. "Remaining capacity estimation for lithium-ion batteries via co-operation of multi-machine learning algorithms," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    17. Meng, Fanbing & Yang, Fangfang & Yang, Jun & Xie, Min, 2023. "A power model considering initial battery state for remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    18. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Guo, Yanjie & Xi, Huan & Wang, Shibin & Chen, Xuefeng, 2023. "Feature disentanglement and tendency retainment with domain adaptation for Lithium-ion battery capacity estimation," Reliability Engineering and System Safety, Elsevier, vol. 230(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. He, Jiabei & Tian, Yi & Wu, Lifeng, 2022. "A hybrid data-driven method for rapid prediction of lithium-ion battery capacity," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    2. Wang, Fujin & Zhao, Zhibin & Zhai, Zhi & Guo, Yanjie & Xi, Huan & Wang, Shibin & Chen, Xuefeng, 2023. "Feature disentanglement and tendency retainment with domain adaptation for Lithium-ion battery capacity estimation," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    3. Lin, Mingqiang & You, Yuqiang & Wang, Wei & Wu, Ji, 2023. "Battery health prognosis with gated recurrent unit neural networks and hidden Markov model considering uncertainty quantification," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    4. Nagulapati, Vijay Mohan & Lee, Hyunjun & Jung, DaWoon & Brigljevic, Boris & Choi, Yunseok & Lim, Hankwon, 2021. "Capacity estimation of batteries: Influence of training dataset size and diversity on data driven prognostic models," Reliability Engineering and System Safety, Elsevier, vol. 216(C).
    5. Zhang, Jiusi & Jiang, Yuchen & Li, Xiang & Huo, Mingyi & Luo, Hao & Yin, Shen, 2022. "An adaptive remaining useful life prediction approach for single battery with unlabeled small sample data and parameter uncertainty," Reliability Engineering and System Safety, Elsevier, vol. 222(C).
    6. Tian, Yuan & Han, Minghao & Kulkarni, Chetan & Fink, Olga, 2022. "A prescriptive Dirichlet power allocation policy with deep reinforcement learning," Reliability Engineering and System Safety, Elsevier, vol. 224(C).
    7. Xue, Qiao & Li, Junqiu & Xu, Peipei, 2022. "Machine learning based swift online capacity prediction of lithium-ion battery through whole cycle life," Energy, Elsevier, vol. 261(PA).
    8. Meng, Fanbing & Yang, Fangfang & Yang, Jun & Xie, Min, 2023. "A power model considering initial battery state for remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    9. Wei, Yupeng & Wu, Dazhong, 2023. "Prediction of state of health and remaining useful life of lithium-ion battery using graph convolutional network with dual attention mechanisms," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    10. Song, Dengwei & Cheng, Yujie & Zhou, An & Lu, Chen & Chong, Jin & Ma, Jian, 2024. "Remaining useful life prediction and cycle life test optimization for multiple-formula battery: A method based on multi-source transfer learning," Reliability Engineering and System Safety, Elsevier, vol. 249(C).
    11. Mizutani, Daijiro & Nakazato, Yuto & Ikushima, Rie & Satsukawa, Koki & Kawasaki, Yosuke & Kuwahara, Masao, 2024. "Optimal intervention policy of emergency storage batteries for expressway transportation systems considering deterioration risk during lead time of replacement," Reliability Engineering and System Safety, Elsevier, vol. 242(C).
    12. Kurucan, Mehmet & Özbaltan, Mete & Yetgin, Zeki & Alkaya, Alkan, 2024. "Applications of artificial neural network based battery management systems: A literature review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    13. Xu, Xiaodong & Tang, Shengjin & Han, Xuebing & Lu, Languang & Wu, Yu & Yu, Chuanqiang & Sun, Xiaoyan & Xie, Jian & Feng, Xuning & Ouyang, Minggao, 2023. "Fast capacity prediction of lithium-ion batteries using aging mechanism-informed bidirectional long short-term memory network," Reliability Engineering and System Safety, Elsevier, vol. 234(C).
    14. Ma, Yan & Shan, Ce & Gao, Jinwu & Chen, Hong, 2023. "Multiple health indicators fusion-based health prognostic for lithium-ion battery using transfer learning and hybrid deep learning method," Reliability Engineering and System Safety, Elsevier, vol. 229(C).
    15. Das, Kaushik & Kumar, Roushan & Krishna, Anurup, 2024. "Analyzing electric vehicle battery health performance using supervised machine learning," Renewable and Sustainable Energy Reviews, Elsevier, vol. 189(PA).
    16. Chen, Xiaowu & Liu, Zhen, 2022. "A long short-term memory neural network based Wiener process model for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    17. Cao, Mengda & Zhang, Tao & Liu, Yajie & Zhang, Yajun & Wang, Yu & Li, Kaiwen, 2022. "An ensemble learning prognostic method for capacity estimation of lithium-ion batteries based on the V-IOWGA operator," Energy, Elsevier, vol. 257(C).
    18. Liu, Xingheng & Matias, José & Jäschke, Johannes & Vatn, Jørn, 2022. "Gibbs sampler for noisy Transformed Gamma process: Inference and remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    19. Chang, Yuanhong & Li, Fudong & Chen, Jinglong & Liu, Yulang & Li, Zipeng, 2022. "Efficient temporal flow Transformer accompanied with multi-head probsparse self-attention mechanism for remaining useful life prognostics," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    20. Fan, Linchuan & Chai, Yi & Chen, Xiaolong, 2022. "Trend attention fully convolutional network for remaining useful life estimation," Reliability Engineering and System Safety, Elsevier, vol. 225(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:224:y:2022:i:c:s0951832022001430. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.