IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v283y2023ics0360544223021321.html
   My bibliography  Save this article

Enhanced state of charge estimation for Li-ion batteries through adaptive maximum correntropy Kalman filter with open circuit voltage correction

Author

Listed:
  • Liu, Zheng
  • Zhao, Zhenhua
  • Qiu, Yuan
  • Jing, Benqin
  • Yang, Chunshan
  • Wu, Huifeng

Abstract

Due to the possible interference of non-Gaussian noise in Li-ion battery management systems, there is no guarantee of reliable accuracy when using the extended Kalman filter (EKF) algorithm for battery state of charge (SOC) estimation. A novel EKF algorithm based on the adaptive maximum correntropy criterion (AMCCEKF) is proposed to enhance the robustness of SOC estimation in the paper. The Gaussian kernel function is chosen as the cost function to reconstruct the state error variance and the measurement noise variance. And a kernel width adaptive update strategy is designed to address the constraints of fixed kernel width on SOC estimation performance. In addition, an open circuit voltage (OCV) correction strategy based on terminal voltage innovation and OCV-SOC curve gradient is designed to reduce the impact of OCV error caused by non-Gaussian noise on SOC estimation. Incorporating the AMCCEKF method and the OCV correction strategy, a novel estimation method based on the dOCV-AMCCEKF is offered to perform the SOC estimation. Simulation results under different operating conditions and temperatures show that the maximum absolute error of the dOCV-AMCCEKF method is close to 0.5%, which verifies it can reduce the SOC estimation error in a non-Gaussian noisy interference environment compared with the EKF based method.

Suggested Citation

  • Liu, Zheng & Zhao, Zhenhua & Qiu, Yuan & Jing, Benqin & Yang, Chunshan & Wu, Huifeng, 2023. "Enhanced state of charge estimation for Li-ion batteries through adaptive maximum correntropy Kalman filter with open circuit voltage correction," Energy, Elsevier, vol. 283(C).
    • Handle: RePEc:eee:energy:v:283:y:2023:i:c:s0360544223021321
    DOI: 10.1016/j.energy.2023.128738
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544223021321
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2023.128738?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    2. Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
    3. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    4. Jiang, Cong & Wang, Shunli & Wu, Bin & Fernandez, Carlos & Xiong, Xin & Coffie-Ken, James, 2021. "A state-of-charge estimation method of the power lithium-ion battery in complex conditions based on adaptive square root extended Kalman filter," Energy, Elsevier, vol. 219(C).
    5. Li, Kuo & Gao, Xiao & Liu, Caixia & Chang, Chun & Li, Xiaoyu, 2023. "A novel Co-estimation framework of state-of-charge, state-of-power and capacity for lithium-ion batteries using multi-parameters fusion method," Energy, Elsevier, vol. 269(C).
    6. Jiangong Zhu & Yixiu Wang & Yuan Huang & R. Bhushan Gopaluni & Yankai Cao & Michael Heere & Martin J. Mühlbauer & Liuda Mereacre & Haifeng Dai & Xinhua Liu & Anatoliy Senyshyn & Xuezhe Wei & Michael K, 2022. "Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
    7. Quan Sun & Hong Zhang & Jianrong Zhang & Wentao Ma, 2018. "Adaptive Unscented Kalman Filter with Correntropy Loss for Robust State of Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 11(11), pages 1-20, November.
    8. Ma, Wentao & Guo, Peng & Wang, Xiaofei & Zhang, Zhiyu & Peng, Siyuan & Chen, Badong, 2022. "Robust state of charge estimation for Li-ion batteries based on cubature kalman filter with generalized maximum correntropy criterion," Energy, Elsevier, vol. 260(C).
    9. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Wang, Chao & Zhang, Xin & Yun, Xiang & Meng, Xiangfei & Fan, Xingming, 2023. "Robust state-of-charge estimation method for lithium-ion batteries based on the fusion of time series relevance vector machine and filter algorithm," Energy, Elsevier, vol. 285(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chen, Lin & Yu, Wentao & Cheng, Guoyang & Wang, Jierui, 2023. "State-of-charge estimation of lithium-ion batteries based on fractional-order modeling and adaptive square-root cubature Kalman filter," Energy, Elsevier, vol. 271(C).
    2. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiao & Fernandez, Carlos, 2023. "A hybrid probabilistic correction model for the state of charge estimation of lithium-ion batteries considering dynamic currents and temperatures," Energy, Elsevier, vol. 273(C).
    3. Hou, Jie & Liu, Jiawei & Chen, Fengwei & Li, Penghua & Zhang, Tao & Jiang, Jincheng & Chen, Xiaolei, 2023. "Robust lithium-ion state-of-charge and battery parameters joint estimation based on an enhanced adaptive unscented Kalman filter," Energy, Elsevier, vol. 271(C).
    4. Chen, Liping & Wu, Xiaobo & Lopes, António M. & Yin, Lisheng & Li, Penghua, 2022. "Adaptive state-of-charge estimation of lithium-ion batteries based on square-root unscented Kalman filter," Energy, Elsevier, vol. 252(C).
    5. Shi, Haotian & Wang, Shunli & Huang, Qi & Fernandez, Carlos & Liang, Jianhong & Zhang, Mengyun & Qi, Chuangshi & Wang, Liping, 2024. "Improved electric-thermal-aging multi-physics domain coupling modeling and identification decoupling of complex kinetic processes based on timescale quantification in lithium-ion batteries," Applied Energy, Elsevier, vol. 353(PB).
    6. Takyi-Aninakwa, Paul & Wang, Shunli & Zhang, Hongying & Yang, Xiaoyong & Fernandez, Carlos, 2022. "An optimized long short-term memory-weighted fading extended Kalman filtering model with wide temperature adaptation for the state of charge estimation of lithium-ion batteries," Applied Energy, Elsevier, vol. 326(C).
    7. Xiong, Wei & Xie, Fang & Xu, Gang & Li, Yumei & Li, Ben & Mo, Yimin & Ma, Fei & Wei, Keke, 2023. "Co-estimation of the model parameter and state of charge for retired lithium-ion batteries over a wide temperature range and battery degradation scope," Renewable Energy, Elsevier, vol. 218(C).
    8. Sun, Daoming & Yu, Xiaoli & Wang, Chongming & Zhang, Cheng & Huang, Rui & Zhou, Quan & Amietszajew, Taz & Bhagat, Rohit, 2021. "State of charge estimation for lithium-ion battery based on an Intelligent Adaptive Extended Kalman Filter with improved noise estimator," Energy, Elsevier, vol. 214(C).
    9. Fu, Shiyi & Tao, Shengyu & Fan, Hongtao & He, Kun & Liu, Xutao & Tao, Yulin & Zuo, Junxiong & Zhang, Xuan & Wang, Yu & Sun, Yaojie, 2024. "Data-driven capacity estimation for lithium-ion batteries with feature matching based transfer learning method," Applied Energy, Elsevier, vol. 353(PA).
    10. Li, Zongxiang & Li, Liwei & Chen, Jing & Wang, Dongqing, 2024. "A multi-head attention mechanism aided hybrid network for identifying batteries’ state of charge," Energy, Elsevier, vol. 286(C).
    11. Chen, Junxiong & Zhang, Yu & Wu, Ji & Cheng, Weisong & Zhu, Qiao, 2023. "SOC estimation for lithium-ion battery using the LSTM-RNN with extended input and constrained output," Energy, Elsevier, vol. 262(PA).
    12. Yang, Bowen & Wang, Dafang & Sun, Xu & Chen, Shiqin & Wang, Xingcheng, 2023. "Offline order recognition for state estimation of Lithium-ion battery using fractional order model," Applied Energy, Elsevier, vol. 341(C).
    13. Fan, Kesen & Wan, Yiming & Wang, Zhuo & Jiang, Kai, 2023. "Time-efficient identification of lithium-ion battery temperature-dependent OCV-SOC curve using multi-output Gaussian process," Energy, Elsevier, vol. 268(C).
    14. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    15. Xiong, Rui & Duan, Yanzhou & Zhang, Kaixuan & Lin, Da & Tian, Jinpeng & Chen, Cheng, 2023. "State-of-charge estimation for onboard LiFePO4 batteries with adaptive state update in specific open-circuit-voltage ranges," Applied Energy, Elsevier, vol. 349(C).
    16. Lai, Xin & Huang, Yunfeng & Gu, Huanghui & Han, Xuebing & Feng, Xuning & Dai, Haifeng & Zheng, Yuejiu & Ouyang, Minggao, 2022. "Remaining discharge energy estimation for lithium-ion batteries based on future load prediction considering temperature and ageing effects," Energy, Elsevier, vol. 238(PA).
    17. Wei, Meng & Ye, Min & Zhang, Chuanwei & Wang, Qiao & Lian, Gaoqi & Xia, Baozhou, 2024. "Integrating mechanism and machine learning based capacity estimation for LiFePO4 batteries under slight overcharge cycling," Energy, Elsevier, vol. 296(C).
    18. Mengying Chen & Fengling Han & Long Shi & Yong Feng & Chen Xue & Weijie Gao & Jinzheng Xu, 2022. "Sliding Mode Observer for State-of-Charge Estimation Using Hysteresis-Based Li-Ion Battery Model," Energies, MDPI, vol. 15(7), pages 1-14, April.
    19. Shi, Haotian & Wang, Shunli & Fernandez, Carlos & Yu, Chunmei & Xu, Wenhua & Dablu, Bobobee Etse & Wang, Liping, 2022. "Improved multi-time scale lumped thermoelectric coupling modeling and parameter dispersion evaluation of lithium-ion batteries," Applied Energy, Elsevier, vol. 324(C).
    20. Shunli Wang & Pu Ren & Paul Takyi-Aninakwa & Siyu Jin & Carlos Fernandez, 2022. "A Critical Review of Improved Deep Convolutional Neural Network for Multi-Timescale State Prediction of Lithium-Ion Batteries," Energies, MDPI, vol. 15(14), pages 1-27, July.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:283:y:2023:i:c:s0360544223021321. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.