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Applying reinforcement learning and tree search to the unit commitment problem

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  • de Mars, Patrick
  • O’Sullivan, Aidan

Abstract

Recent advances in artificial intelligence have demonstrated the capability of reinforcement learning (RL) methods to outperform the state of the art in decision-making problems under uncertainty. Day-ahead unit commitment (UC), scheduling power generation based on forecasts, is a complex power systems task that is becoming more challenging in light of increasing uncertainty. While RL is a promising framework for solving the UC problem, the space of possible actions from a given state is exponential in the number of generators and it is infeasible to apply existing RL methods in power systems larger than a few generators. Here we present a novel RL algorithm, guided tree search, which does not suffer from an exponential explosion in the action space with increasing number of generators. The method augments a tree search algorithm with a policy that intelligently reduces the branching factor. Using data from the GB power system, we demonstrate that guided tree search outperforms an unguided method in terms of computational complexity, while producing solutions that show no performance loss in terms of operating costs. We compare solutions against mixed-integer linear programming (MILP) and find that guided tree search outperforms a solution using reserve constraints, the current industry approach. The RL solutions exhibit complex behaviours that differ qualitatively from MILP, demonstrating its potential as a decision support tool for human operators.

Suggested Citation

  • de Mars, Patrick & O’Sullivan, Aidan, 2021. "Applying reinforcement learning and tree search to the unit commitment problem," Applied Energy, Elsevier, vol. 302(C).
  • Handle: RePEc:eee:appene:v:302:y:2021:i:c:s0306261921008990
    DOI: 10.1016/j.apenergy.2021.117519
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    References listed on IDEAS

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    1. Bernard Knueven & James Ostrowski & Jean-Paul Watson, 2020. "On Mixed-Integer Programming Formulations for the Unit Commitment Problem," INFORMS Journal on Computing, INFORMS, vol. 32(4), pages 857-876, October.
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    1. O’Malley, Cormac & de Mars, Patrick & Badesa, Luis & Strbac, Goran, 2023. "Reinforcement learning and mixed-integer programming for power plant scheduling in low carbon systems: Comparison and hybridisation," Applied Energy, Elsevier, vol. 349(C).
    2. Awol Seid Ebrie & Chunhyun Paik & Yongjoo Chung & Young Jin Kim, 2023. "Environment-Friendly Power Scheduling Based on Deep Contextual Reinforcement Learning," Energies, MDPI, vol. 16(16), pages 1-12, August.
    3. Haugen, Mari & Blaisdell-Pijuan, Paris L. & Botterud, Audun & Levin, Todd & Zhou, Zhi & Belsnes, Michael & Korpås, Magnus & Somani, Abhishek, 2024. "Power market models for the clean energy transition: State of the art and future research needs," Applied Energy, Elsevier, vol. 357(C).
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    5. Wang, Wei & Feng, Bin & Huang, Gang & Guo, Chuangxin & Liao, Wenlong & Chen, Zhe, 2023. "Conformal asymmetric multi-quantile generative transformer for day-ahead wind power interval prediction," Applied Energy, Elsevier, vol. 333(C).
    6. Zhao, Shihao & Li, Kang & Yang, Zhile & Xu, Xinzhi & Zhang, Ning, 2022. "A new power system active rescheduling method considering the dispatchable plug-in electric vehicles and intermittent renewable energies," Applied Energy, Elsevier, vol. 314(C).

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