IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v184y2016icp266-275.html
   My bibliography  Save this article

Dynamic data-driven and model-based recursive analysis for estimation of battery state-of-charge

Author

Listed:
  • Li, Yue
  • Chattopadhyay, Pritthi
  • Xiong, Sihan
  • Ray, Asok
  • Rahn, Christopher D.

Abstract

This paper addresses estimation of battery state-of-charge (SOC) from the joint perspectives of dynamic data-driven and model-based recursive analysis. The proposed SOC estimation algorithm is built upon the concepts of symbolic time series analysis (STSA) and recursive Bayesian filtering (RBF) that is a generalization of the conventional Kalman filtering. A special class of Markov models, called ×D-Markov (pronounced as cross D-Markov) machine, is constructed from a symbolized time-series pair of input current and output voltage. A measurement model of SOC is developed based on the features obtained from the ×D-Markov machine. Then, a combination of this measurement model and a low-order model of the SOC process dynamics is used for construction of the RBF. The proposed algorithm of SOC estimation has been validated on (approximately periodic) experimental data of (synchronized) current-voltage time series, generated from a commercial-scale lead-acid battery system.

Suggested Citation

  • Li, Yue & Chattopadhyay, Pritthi & Xiong, Sihan & Ray, Asok & Rahn, Christopher D., 2016. "Dynamic data-driven and model-based recursive analysis for estimation of battery state-of-charge," Applied Energy, Elsevier, vol. 184(C), pages 266-275.
    • Handle: RePEc:eee:appene:v:184:y:2016:i:c:p:266-275
    DOI: 10.1016/j.apenergy.2016.10.025
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261916314490
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.apenergy.2016.10.025?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hu, Chao & Jain, Gaurav & Zhang, Puqiang & Schmidt, Craig & Gomadam, Parthasarathy & Gorka, Tom, 2014. "Data-driven method based on particle swarm optimization and k-nearest neighbor regression for estimating capacity of lithium-ion battery," Applied Energy, Elsevier, vol. 129(C), pages 49-55.
    2. Kang, LiuWang & Zhao, Xuan & Ma, Jian, 2014. "A new neural network model for the state-of-charge estimation in the battery degradation process," Applied Energy, Elsevier, vol. 121(C), pages 20-27.
    3. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    4. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state-of-charge estimation of Li-ion batteries based on multi-model switching strategy," Applied Energy, Elsevier, vol. 137(C), pages 427-434.
    5. Dong, Guangzhong & Zhang, Xu & Zhang, Chenbin & Chen, Zonghai, 2015. "A method for state of energy estimation of lithium-ion batteries based on neural network model," Energy, Elsevier, vol. 90(P1), pages 879-888.
    6. Liu, Xingtao & Chen, Zonghai & Zhang, Chenbin & Wu, Ji, 2014. "A novel temperature-compensated model for power Li-ion batteries with dual-particle-filter state of charge estimation," Applied Energy, Elsevier, vol. 123(C), pages 263-272.
    7. Dong, Guangzhong & Wei, Jingwen & Zhang, Chenbin & Chen, Zonghai, 2016. "Online state of charge estimation and open circuit voltage hysteresis modeling of LiFePO4 battery using invariant imbedding method," Applied Energy, Elsevier, vol. 162(C), pages 163-171.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhao, Yang & Liu, Peng & Wang, Zhenpo & Zhang, Lei & Hong, Jichao, 2017. "Fault and defect diagnosis of battery for electric vehicles based on big data analysis methods," Applied Energy, Elsevier, vol. 207(C), pages 354-362.
    2. Mu, Yunfei & Xu, Yurui & Cao, Yan & Chen, Wanqing & Jia, Hongjie & Yu, Xiaodan & Jin, Xiaolong, 2022. "A two-stage scheduling method for integrated community energy system based on a hybrid mechanism and data-driven model," Applied Energy, Elsevier, vol. 323(C).
    3. Xian Wang & Zhengxiang Song & Kun Yang & Xuyang Yin & Yingsan Geng & Jianhua Wang, 2019. "State of Charge Estimation for Lithium-Bismuth Liquid Metal Batteries," Energies, MDPI, vol. 12(1), pages 1-22, January.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    2. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    3. Ansari, Amir Babak & Esfahanian, Vahid & Torabi, Farschad, 2016. "Discharge, rest and charge simulation of lead-acid batteries using an efficient reduced order model based on proper orthogonal decomposition," Applied Energy, Elsevier, vol. 173(C), pages 152-167.
    4. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    5. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    6. Wang, Yujie & Chen, Zonghai, 2020. "A framework for state-of-charge and remaining discharge time prediction using unscented particle filter," Applied Energy, Elsevier, vol. 260(C).
    7. Duong, Van-Huan & Bastawrous, Hany Ayad & See, Khay Wai, 2017. "Accurate approach to the temperature effect on state of charge estimation in the LiFePO4 battery under dynamic load operation," Applied Energy, Elsevier, vol. 204(C), pages 560-571.
    8. Wei, Zhongbao & Lim, Tuti Mariana & Skyllas-Kazacos, Maria & Wai, Nyunt & Tseng, King Jet, 2016. "Online state of charge and model parameter co-estimation based on a novel multi-timescale estimator for vanadium redox flow battery," Applied Energy, Elsevier, vol. 172(C), pages 169-179.
    9. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai & Xie, Jing & Zhang, Xu, 2015. "A novel active equalization method for lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 145(C), pages 36-42.
    10. Yang, Fangfang & Xing, Yinjiao & Wang, Dong & Tsui, Kwok-Leung, 2016. "A comparative study of three model-based algorithms for estimating state-of-charge of lithium-ion batteries under a new combined dynamic loading profile," Applied Energy, Elsevier, vol. 164(C), pages 387-399.
    11. Wang, Yujie & Zhang, Chenbin & Chen, Zonghai, 2017. "On-line battery state-of-charge estimation based on an integrated estimator," Applied Energy, Elsevier, vol. 185(P2), pages 2026-2032.
    12. Song, Ziyou & Hou, Jun & Li, Xuefeng & Wu, Xiaogang & Hu, Xiaosong & Hofmann, Heath & Sun, Jing, 2020. "The sequential algorithm for combined state of charge and state of health estimation of lithium-ion battery based on active current injection," Energy, Elsevier, vol. 193(C).
    13. Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
    14. Zhang, Xu & Wang, Yujie & Yang, Duo & Chen, Zonghai, 2016. "An on-line estimation of battery pack parameters and state-of-charge using dual filters based on pack model," Energy, Elsevier, vol. 115(P1), pages 219-229.
    15. Wei, Zhongbao & Meng, Shujuan & Xiong, Binyu & Ji, Dongxu & Tseng, King Jet, 2016. "Enhanced online model identification and state of charge estimation for lithium-ion battery with a FBCRLS based observer," Applied Energy, Elsevier, vol. 181(C), pages 332-341.
    16. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    17. Wang, Yujie & Chen, Zonghai & Zhang, Chenbin, 2017. "On-line remaining energy prediction: A case study in embedded battery management system," Applied Energy, Elsevier, vol. 194(C), pages 688-695.
    18. Wei, Jingwen & Dong, Guangzhong & Chen, Zonghai & Kang, Yu, 2017. "System state estimation and optimal energy control framework for multicell lithium-ion battery system," Applied Energy, Elsevier, vol. 187(C), pages 37-49.
    19. Ingvild B. Espedal & Asanthi Jinasena & Odne S. Burheim & Jacob J. Lamb, 2021. "Current Trends for State-of-Charge (SoC) Estimation in Lithium-Ion Battery Electric Vehicles," Energies, MDPI, vol. 14(11), pages 1-24, June.
    20. Feng, Xiong & Chen, Junxiong & Zhang, Zhongwei & Miao, Shuwen & Zhu, Qiao, 2021. "State-of-charge estimation of lithium-ion battery based on clockwork recurrent neural network," Energy, Elsevier, vol. 236(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:184:y:2016:i:c:p:266-275. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.