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The Perils of Balance Testing in Experimental Design: Messy Analyses of Clean Data

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  • Diana C. Mutz
  • Robin Pemantle
  • Philip Pham

Abstract

Widespread concern over the credibility of published results has led to scrutiny of statistical practices. We address one aspect of this problem that stems from the use of balance tests in conjunction with experimental data. When random assignment is botched, due either to mistakes in implementation or differential attrition, balance tests can be an important tool in determining whether to treat the data as observational versus experimental. Unfortunately, the use of balance tests has become commonplace in analyses of “clean” data, that is, data for which random assignment can be stipulated. Here, we show that balance tests can destroy the basis on which scientific conclusions are formed, and can lead to erroneous and even fraudulent conclusions. We conclude by advocating that scientists and journal editors resist the use of balance tests in all analyses of clean data. Supplementary materials for this article are available online

Suggested Citation

  • Diana C. Mutz & Robin Pemantle & Philip Pham, 2019. "The Perils of Balance Testing in Experimental Design: Messy Analyses of Clean Data," The American Statistician, Taylor & Francis Journals, vol. 73(1), pages 32-42, January.
  • Handle: RePEc:taf:amstat:v:73:y:2019:i:1:p:32-42
    DOI: 10.1080/00031305.2017.1322143
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    Cited by:

    1. Centofanti, Tiziana & Murugesan, Anand, 2022. "Leader and citizens participation for the environment: Experimental evidence from Eastern Europe," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 100(C).
    2. Hema Yoganarasimhan & Ebrahim Barzegary & Abhishek Pani, 2023. "Design and Evaluation of Optimal Free Trials," Management Science, INFORMS, vol. 69(6), pages 3220-3240, June.
    3. Daoust, Jean-François & Nadeau, Richard & Dassonneville, Ruth & Lachapelle, Erick & Bélanger, Éric & Savoie, Justin & van der Linden, Clifton, 2020. "How to survey citizens’ compliance with COVID-19 public health measures? Evidence from three survey experiments," SocArXiv gursd, Center for Open Science.
    4. Cecchi, Francesco & Garcia, Adriana & Lensink, Robert & Wydick, Bruce, 2022. "Aspirational hope, dairy farming practices, and milk production: Evidence from a randomized controlled trial in Bolivia," World Development, Elsevier, vol. 160(C).
    5. Pete Leasure & Hunter M. Boehme, 2024. "An Experimental Investigation Examining the Impact of Medical Association Statements about Drug Addiction on Perceptions of Criminal Culpability and Punishment," Social Sciences, MDPI, vol. 13(7), pages 1-8, July.
    6. Ritten, Chian Jones & Thunstrom, Linda & Ehmke, Mariah & Beiermann, Jenny & McLeod, Donald, 2019. "International honey laundering and consumer willingness to pay a premium for local honey: an experimental study," Australian Journal of Agricultural and Resource Economics, Australian Agricultural and Resource Economics Society, vol. 63(4), October.
    7. Kerwin, Jason & Rostom, Nada & Sterck, Olivier, 2024. "Striking the Right Balance: Why Standard Balance Tests Over-Reject the Null, and How to Fix It," IZA Discussion Papers 17217, Institute of Labor Economics (IZA).
    8. Hema Yoganarasimhan & Ebrahim Barzegary & Abhishek Pani, 2020. "Design and Evaluation of Personalized Free Trials," Papers 2006.13420, arXiv.org.
    9. Manuel Salas-Velasco, 2024. "Debiasing the availability heuristic in student loan decision-making," Empirica, Springer;Austrian Institute for Economic Research;Austrian Economic Association, vol. 51(2), pages 501-528, May.
    10. Forteza, Alvaro & Mussio, Irene & Pereyra, Juan S., 2024. "Can political gridlock undermine checks and balances? A lab experiment," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 108(C).
    11. Daoust, Jean-François & Bélanger, Éric & Dassonneville, Ruth & Lachapelle, Erick & Nadeau, Richard & Becher, Michael & Brouard, Sylvain & Foucault, Martial & Hönnige, Christoph & Stegmueller, Daniel, 2020. "Face-Saving Strategies Increase Self-Reported Non-Compliance with COVID-19 Preventive Measures: Experimental Evidence from 12 Countries," SocArXiv tkrs7, Center for Open Science.
    12. Eliot L. Sherman & Raina Brands & Gillian Ku, 2023. "Dropping Anchor: A Field Experiment Assessing a Salary History Ban with Archival Replication," Management Science, INFORMS, vol. 69(5), pages 2919-2932, May.
    13. Kevin L. Cope, 2023. "Measuring law's normative force," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 20(4), pages 1005-1044, December.
    14. Peter Leasure & Robert J. Kaminski, 2021. "The Effectiveness of Certificates of Relief: A Correspondence Audit of Hiring Outcomes," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 18(4), pages 849-875, December.

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