IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v126y2021i3d10.1007_s11192-020-03842-6.html
   My bibliography  Save this article

Anticipating multi-technology convergence: a machine learning approach using patent information

Author

Listed:
  • Changyong Lee

    (Sogang University)

  • Suckwon Hong

    (Ulsan National Institute of Science and Technology)

  • Juram Kim

    (Ulsan National Institute of Science and Technology)

Abstract

Technology convergence has been the subject of many prior studies, yet most have focussed on the structural patterns of convergence between a pair of technologies rather than the dynamic aspects of multi-technology convergence. This study proposes a machine learning approach to anticipating multi-technology convergence using patent information. For this, a patent database is first constructed using the United States Patent and Trademark Office database, distinguishing the primary class from other patent classes to consider the direction of multi-technology convergence. Second, association rule mining is employed to construct technology ecology networks describing the significant structural patterns of multi-technology convergence for different time periods in the form of a primary patent class → supplementary patent classes. Third, the technology ecology networks between the periods are compared to identify implications on the changing patterns of multi-technology convergence. Finally, link prediction analysis based on logistic regression models is utilised to provide insight into the prospects of multi-technology convergence by identifying the links to be added to or removed from the network. Based on this, we also discuss the characteristics of the proposed approach and the technological impact and uncertainty of the identified patterns of multi-technology convergence. The case of drug, bio-affecting, and body treating compositions technology is presented herein.

Suggested Citation

  • Changyong Lee & Suckwon Hong & Juram Kim, 2021. "Anticipating multi-technology convergence: a machine learning approach using patent information," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(3), pages 1867-1896, March.
  • Handle: RePEc:spr:scient:v:126:y:2021:i:3:d:10.1007_s11192-020-03842-6
    DOI: 10.1007/s11192-020-03842-6
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-020-03842-6
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-020-03842-6?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Kim, Hyunwoo & Hong, Suckwon & Kwon, Ohjin & Lee, Changyong, 2017. "Concentric diversification based on technological capabilities: Link analysis of products and technologies," Technological Forecasting and Social Change, Elsevier, vol. 118(C), pages 246-257.
    2. Lee, Changyong & Kang, Bokyoung & Shin, Juneseuk, 2015. "Novelty-focused patent mapping for technology opportunity analysis," Technological Forecasting and Social Change, Elsevier, vol. 90(PB), pages 355-365.
    3. Kim, Namil & Lee, Hyeokseong & Kim, Wonjoon & Lee, Hyunjong & Suh, Jong Hwan, 2015. "Dynamic patterns of industry convergence: Evidence from a large amount of unstructured data," Research Policy, Elsevier, vol. 44(9), pages 1734-1748.
    4. Xu, Guannan & Wu, Yuchen & Minshall, Tim & Zhou, Yuan, 2018. "Exploring innovation ecosystems across science, technology, and business: A case of 3D printing in China," Technological Forecasting and Social Change, Elsevier, vol. 136(C), pages 208-221.
    5. Euiseok Kim & Yongrae Cho & Wonjoon Kim, 2014. "Dynamic patterns of technological convergence in printed electronics technologies: patent citation network," Scientometrics, Springer;Akadémiai Kiadó, vol. 98(2), pages 975-998, February.
    6. Fleming, Lee & Sorenson, Olav, 2001. "Technology as a complex adaptive system: evidence from patent data," Research Policy, Elsevier, vol. 30(7), pages 1019-1039, August.
    7. Aharonson, Barak S. & Schilling, Melissa A., 2016. "Mapping the technological landscape: Measuring technology distance, technological footprints, and technology evolution," Research Policy, Elsevier, vol. 45(1), pages 81-96.
    8. Kim, Juram & Kim, Seungho & Lee, Changyong, 2019. "Anticipating technological convergence: Link prediction using Wikipedia hyperlinks," Technovation, Elsevier, vol. 79(C), pages 25-34.
    9. Caviggioli, Federico, 2016. "Technology fusion: Identification and analysis of the drivers of technology convergence using patent data," Technovation, Elsevier, vol. 55, pages 22-32.
    10. Jeeeun Kim & Sungjoo Lee, 2017. "Forecasting and identifying multi-technology convergence based on patent data: the case of IT and BT industries in 2020," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(1), pages 47-65, April.
    11. Fredrik Hacklin & Vicente Raurich & Christian Marxt, 2005. "Implications Of Technological Convergence On Innovation Trajectories: The Case Of Ict Industry," International Journal of Innovation and Technology Management (IJITM), World Scientific Publishing Co. Pte. Ltd., vol. 2(03), pages 313-330.
    12. Ron Adner & Rahul Kapoor, 2010. "Value creation in innovation ecosystems: how the structure of technological interdependence affects firm performance in new technology generations," Strategic Management Journal, Wiley Blackwell, vol. 31(3), pages 306-333, March.
    13. Péter Érdi & Kinga Makovi & Zoltán Somogyvári & Katherine Strandburg & Jan Tobochnik & Péter Volf & László Zalányi, 2013. "Prediction of emerging technologies based on analysis of the US patent citation network," Scientometrics, Springer;Akadémiai Kiadó, vol. 95(1), pages 225-242, April.
    14. Changyong Lee & Gyumin Lee, 2019. "Technology opportunity analysis based on recombinant search: patent landscape analysis for idea generation," Scientometrics, Springer;Akadémiai Kiadó, vol. 121(2), pages 603-632, November.
    15. Lee, Changyong & Kwon, Ohjin & Kim, Myeongjung & Kwon, Daeil, 2018. "Early identification of emerging technologies: A machine learning approach using multiple patent indicators," Technological Forecasting and Social Change, Elsevier, vol. 127(C), pages 291-303.
    16. Jang, Hyun Jin & Woo, Han-Gyun & Lee, Changyong, 2017. "Hawkes process-based technology impact analysis," Journal of Informetrics, Elsevier, vol. 11(2), pages 511-529.
    17. Karki, M. M. S., 1997. "Patent citation analysis: A policy analysis tool," World Patent Information, Elsevier, vol. 19(4), pages 269-272, December.
    18. Seongkyoon Jeong & Jong-Chan Kim & Jae Young Choi, 2015. "Technology convergence: What developmental stage are we in?," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(3), pages 841-871, September.
    19. Harhoff, Dietmar & Scherer, Frederic M. & Vopel, Katrin, 2003. "Citations, family size, opposition and the value of patent rights," Research Policy, Elsevier, vol. 32(8), pages 1343-1363, September.
    20. Lee, Changyong & Cho, Yangrae & Seol, Hyeonju & Park, Yongtae, 2012. "A stochastic patent citation analysis approach to assessing future technological impacts," Technological Forecasting and Social Change, Elsevier, vol. 79(1), pages 16-29.
    21. Granstrand, Ove & Holgersson, Marcus, 2020. "Innovation ecosystems: A conceptual review and a new definition," Technovation, Elsevier, vol. 90.
    22. Oh, Deog-Seong & Phillips, Fred & Park, Sehee & Lee, Eunghyun, 2016. "Innovation ecosystems: A critical examination," Technovation, Elsevier, vol. 54(C), pages 1-6.
    23. Giovanni Dosi, 1984. "Technical Change and Industrial Transformation," Palgrave Macmillan Books, Palgrave Macmillan, number 978-1-349-17521-5, December.
    24. Narin, Francis & Noma, Elliot & Perry, Ross, 1987. "Patents as indicators of corporate technological strength," Research Policy, Elsevier, vol. 16(2-4), pages 143-155, August.
    25. Lee Fleming, 2001. "Recombinant Uncertainty in Technological Search," Management Science, INFORMS, vol. 47(1), pages 117-132, January.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Keungoui Kim & Dieter F. Kogler & Sira Maliphol, 2024. "Identifying interdisciplinary emergence in the science of science: combination of network analysis and BERTopic," Palgrave Communications, Palgrave Macmillan, vol. 11(1), pages 1-15, December.
    2. Seo, Wonchul & Afifuddin, Mokh, 2024. "Developing a supervised learning model for anticipating potential technology convergence between technology topics," Technological Forecasting and Social Change, Elsevier, vol. 203(C).
    3. Jie Liu, 2024. "“Divergent” cross-domain stretching for technology fusion: validating the knowledge partition search model using patent data," Scientometrics, Springer;Akadémiai Kiadó, vol. 129(6), pages 3023-3043, June.
    4. Juite Wang & Tzu-Yen Hsu, 2023. "Early discovery of emerging multi-technology convergence for analyzing technology opportunities from patent data: the case of smart health," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4167-4196, August.
    5. Wu, Yingwen & Ji, Yangjian, 2023. "Identifying firm-specific technology opportunities from the perspective of competitors by using association rule mining," Journal of Informetrics, Elsevier, vol. 17(2).
    6. Sajad Ashouri & Anne-Laure Mention & Kosmas X. Smyrnios, 2021. "Anticipation and analysis of industry convergence using patent-level indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5727-5758, July.
    7. Haoyang Song & Jianhua Hou & Yang Zhang, 2022. "Patent protection: does it promote or inhibit the patented technological knowledge diffusion?," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2351-2379, May.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Lee, Changyong & Jeon, Daeseong & Ahn, Joon Mo & Kwon, Ohjin, 2020. "Navigating a product landscape for technology opportunity analysis: A word2vec approach using an integrated patent-product database," Technovation, Elsevier, vol. 96.
    2. Lee, Changyong & Kwon, Ohjin & Kim, Myeongjung & Kwon, Daeil, 2018. "Early identification of emerging technologies: A machine learning approach using multiple patent indicators," Technological Forecasting and Social Change, Elsevier, vol. 127(C), pages 291-303.
    3. Changyong Lee & Gyumin Lee, 2019. "Technology opportunity analysis based on recombinant search: patent landscape analysis for idea generation," Scientometrics, Springer;Akadémiai Kiadó, vol. 121(2), pages 603-632, November.
    4. Lee, Changyong, 2021. "A review of data analytics in technological forecasting," Technological Forecasting and Social Change, Elsevier, vol. 166(C).
    5. Sajad Ashouri & Anne-Laure Mention & Kosmas X. Smyrnios, 2021. "Anticipation and analysis of industry convergence using patent-level indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5727-5758, July.
    6. Zhao, Shengchao & Zeng, Deming & Li, Jian & Feng, Ke & Wang, Yao, 2023. "Quantity or quality: The roles of technology and science convergence on firm innovation performance," Technovation, Elsevier, vol. 126(C).
    7. Kim, Juram & Kim, Seungho & Lee, Changyong, 2019. "Anticipating technological convergence: Link prediction using Wikipedia hyperlinks," Technovation, Elsevier, vol. 79(C), pages 25-34.
    8. Ren, Haiying & Zhao, Yuhui, 2021. "Technology opportunity discovery based on constructing, evaluating, and searching knowledge networks," Technovation, Elsevier, vol. 101(C).
    9. Park, Mingyu & Geum, Youngjung, 2022. "Two-stage technology opportunity discovery for firm-level decision making: GCN-based link-prediction approach," Technological Forecasting and Social Change, Elsevier, vol. 183(C).
    10. Ying Tang & Xuming Lou & Zifeng Chen & Chengjin Zhang, 2020. "A Study on Dynamic Patterns of Technology Convergence with IPC Co-Occurrence-Based Analysis: The Case of 3D Printing," Sustainability, MDPI, vol. 12(7), pages 1-26, March.
    11. Yuan Zhou & Fang Dong & Yufei Liu & Liang Ran, 2021. "A deep learning framework to early identify emerging technologies in large-scale outlier patents: an empirical study of CNC machine tool," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(2), pages 969-994, February.
    12. Youngjae Choi & Sanghyun Park & Sungjoo Lee, 2021. "Identifying emerging technologies to envision a future innovation ecosystem: A machine learning approach to patent data," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 5431-5476, July.
    13. Seo, Wonchul & Afifuddin, Mokh, 2024. "Developing a supervised learning model for anticipating potential technology convergence between technology topics," Technological Forecasting and Social Change, Elsevier, vol. 203(C).
    14. Dejing Kong & Jianzhong Yang & Lingfeng Li, 2020. "Early identification of technological convergence in numerical control machine tool: a deep learning approach," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(3), pages 1983-2009, December.
    15. Kim, Juram & Hong, Suckwon & Kang, Yubin & Lee, Changyong, 2023. "Domain-specific valuation of university technologies using bibliometrics, Jonckheere–Terpstra tests, and data envelopment analysis," Technovation, Elsevier, vol. 122(C).
    16. Jang, Hyun Jin & Woo, Han-Gyun & Lee, Changyong, 2017. "Hawkes process-based technology impact analysis," Journal of Informetrics, Elsevier, vol. 11(2), pages 511-529.
    17. Juite Wang & Tzu-Yen Hsu, 2023. "Early discovery of emerging multi-technology convergence for analyzing technology opportunities from patent data: the case of smart health," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4167-4196, August.
    18. Chen Zhu & Kazuyuki Motohashi, 2023. "Government R&D spending as a driving force of technology convergence: a case study of the Advanced Sequencing Technology Program," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(5), pages 3035-3065, May.
    19. Hong, Suckwon & Kim, Juram & Woo, Han-Gyun & Kim, Young-Choon & Lee, Changyong, 2022. "Screening ideas in the early stages of technology development: A word2vec and convolutional neural network approach," Technovation, Elsevier, vol. 112(C).
    20. Sick, Nathalie & Bröring, Stefanie, 2022. "Exploring the research landscape of convergence from a TIM perspective: A review and research agenda," Technological Forecasting and Social Change, Elsevier, vol. 175(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:126:y:2021:i:3:d:10.1007_s11192-020-03842-6. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.