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Is there a “Depth versus Participation” dilemma in international cooperation?

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  • Thomas Bernauer
  • Anna Kalbhenn
  • Vally Koubi
  • Gabriele Spilker

Abstract

Much of the International Relations literature assumes that there is a “depth versus participation” dilemma in international politics: shallower international agreements attract more countries and greater depth is associated with less participation. We argue that this conjecture is too simple and probably misleading because the depth of any given cooperative effort is in fact multidimensional. This multidimensionality manifests itself in the design characteristics of international agreements: in particular, the specificity of obligations, monitoring and enforcement mechanisms, dispute settlement mechanisms, positive incentives (assistance), and organizational structures (secretariats). We theorize that the first three of these design characteristics have negative and the latter three have positive effects on participation in international cooperative efforts. Our empirical testing of these claims relies on a dataset that covers more than 200 global environmental treaties. We find a participation-limiting effect for the specificity of obligations, but not for monitoring and enforcement. In contrast, we observe that assistance provisions in treaties have a significant and substantial positive effect on participation. Similarly, dispute settlement mechanisms tend to promote treaty participation. The main implication of our study is that countries do not appear to stay away from agreements with monitoring and enforcement provisions, but that the inclusion of positive incentives and dispute settlement mechanisms can promote international cooperation. In other words, our findings suggest that policymakers do not necessarily need to water down global treaties in order to obtain more participation. Copyright Springer Science+Business Media New York 2013

Suggested Citation

  • Thomas Bernauer & Anna Kalbhenn & Vally Koubi & Gabriele Spilker, 2013. "Is there a “Depth versus Participation” dilemma in international cooperation?," The Review of International Organizations, Springer, vol. 8(4), pages 477-497, December.
  • Handle: RePEc:spr:revint:v:8:y:2013:i:4:p:477-497
    DOI: 10.1007/s11558-013-9165-1
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    3. Tobias Böhmelt & Edita Butkutė, 2018. "The self-selection of democracies into treaty design: insights from international environmental agreements," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 18(3), pages 351-367, June.
    4. Tobias Böhmelt, 2022. "Environmental-agreement design and political ideology in democracies," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 22(3), pages 507-525, September.
    5. Tobias Böhmelt & Gabriele Spilker, 2016. "The interaction of international institutions from a social network perspective," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 16(1), pages 67-89, February.
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    7. Alexander Ovodenko, 2016. "Regional Water Cooperation," Journal of Conflict Resolution, Peace Science Society (International), vol. 60(6), pages 1071-1098, September.
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    More about this item

    Keywords

    Treaty design characteristics; International environmental agreements; F53; F55; Q58;
    All these keywords.

    JEL classification:

    • F53 - International Economics - - International Relations, National Security, and International Political Economy - - - International Agreements and Observance; International Organizations
    • F55 - International Economics - - International Relations, National Security, and International Political Economy - - - International Institutional Arrangements
    • Q58 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Environmental Economics: Government Policy

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