IDEAS home Printed from https://ideas.repec.org/a/sae/somere/v38y2010i4p515-544.html
   My bibliography  Save this article

Direct and Indirect Effects for Neighborhood-Based Clustered and Longitudinal Data

Author

Listed:
  • Tyler J. VanderWeele

    (Harvard University, Boston, MA, USA, tvanderw@hsph.harvard.edu)

Abstract

Definitions of direct and indirect effects are given for settings in which individuals are clustered in groups or neighborhoods and in which treatments are administered at the group level. A particular intervention may affect individual outcomes both through its effect on the individual and by changing the group or neighborhood itself. Identification conditions are given for controlled direct effects and for natural direct and indirect effects. The interpretation of these identification conditions are discussed within the context of neighborhood research and multilevel modeling. Interventions at a single point in time and time-varying interventions are both considered. The definition of direct and indirect effects requires certain stability or no-interference conditions; some discussion is given as to how these no-interference conditions can be relaxed.

Suggested Citation

  • Tyler J. VanderWeele, 2010. "Direct and Indirect Effects for Neighborhood-Based Clustered and Longitudinal Data," Sociological Methods & Research, , vol. 38(4), pages 515-544, May.
    • Handle: RePEc:sae:somere:v:38:y:2010:i:4:p:515-544
    DOI: 10.1177/0049124110366236
    as

    Download full text from publisher

    File URL: https://journals.sagepub.com/doi/10.1177/0049124110366236
    Download Restriction: no
    File URL: https://libkey.io/10.1177/0049124110366236?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Constantine E. Frangakis & Donald B. Rubin, 2002. "Principal Stratification in Causal Inference," Biometrics, The International Biometric Society, vol. 58(1), pages 21-29, March.
    2. Sobel, Michael E., 2006. "What Do Randomized Studies of Housing Mobility Demonstrate?: Causal Inference in the Face of Interference," Journal of the American Statistical Association, American Statistical Association, vol. 101, pages 1398-1407, December.
    3. Michael Sobel, 1990. "Effect analysis and causation in linear structural equation models," Psychometrika, Springer;The Psychometric Society, vol. 55(3), pages 495-515, September.
    4. Hong, Guanglei & Raudenbush, Stephen W., 2006. "Evaluating Kindergarten Retention Policy: A Case Study of Causal Inference for Multilevel Observational Data," Journal of the American Statistical Association, American Statistical Association, vol. 101, pages 901-910, September.
    5. Rosenbaum, Paul R., 2007. "Interference Between Units in Randomized Experiments," Journal of the American Statistical Association, American Statistical Association, vol. 102, pages 191-200, March.
    6. VanderWeele, Tyler J., 2008. "Simple relations between principal stratification and direct and indirect effects," Statistics & Probability Letters, Elsevier, vol. 78(17), pages 2957-2962, December.
    7. Jeffrey R Kling & Jeffrey B Liebman & Lawrence F Katz, 2007. "Experimental Analysis of Neighborhood Effects," Econometrica, Econometric Society, vol. 75(1), pages 83-119, January.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Chiba, Yasutaka, 2012. "A note on bounds for the causal infectiousness effect in vaccine trials," Statistics & Probability Letters, Elsevier, vol. 82(7), pages 1422-1429.
    2. Laura Forastiere & Fabrizia Mealli & Tyler J. VanderWeele, 2016. "Identification and Estimation of Causal Mechanisms in Clustered Encouragement Designs: Disentangling Bed Nets Using Bayesian Principal Stratification," Journal of the American Statistical Association, Taylor & Francis Journals, vol. 111(514), pages 510-525, April.
    3. VanderWeele, Tyler J. & Tchetgen Tchetgen, Eric J., 2011. "Effect partitioning under interference in two-stage randomized vaccine trials," Statistics & Probability Letters, Elsevier, vol. 81(7), pages 861-869, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Laura Forastiere & Patrizia Lattarulo & Marco Mariani & Fabrizia Mealli & Laura Razzolini, 2021. "Exploring Encouragement, Treatment, and Spillover Effects Using Principal Stratification, With Application to a Field Experiment on Teens’ Museum Attendance," Journal of Business & Economic Statistics, Taylor & Francis Journals, vol. 39(1), pages 244-258, January.
    2. Chiba, Yasutaka, 2012. "A note on bounds for the causal infectiousness effect in vaccine trials," Statistics & Probability Letters, Elsevier, vol. 82(7), pages 1422-1429.
    3. Giulio Grossi & Marco Mariani & Alessandra Mattei & Patrizia Lattarulo & Ozge Oner, 2020. "Direct and spillover effects of a new tramway line on the commercial vitality of peripheral streets. A synthetic-control approach," Papers 2004.05027, arXiv.org, revised Nov 2023.
    4. VanderWeele, Tyler J. & Tchetgen Tchetgen, Eric J., 2011. "Effect partitioning under interference in two-stage randomized vaccine trials," Statistics & Probability Letters, Elsevier, vol. 81(7), pages 861-869, July.
    5. Kosuke Imai & Zhichao Jiang, 2020. "Identification and sensitivity analysis of contagion effects in randomized placebo‐controlled trials," Journal of the Royal Statistical Society Series A, Royal Statistical Society, vol. 183(4), pages 1637-1657, October.
    6. Arpino, Bruno & Mattei, Alessandra, 2013. "Assessing the Impact of Financial Aids to Firms: Causal Inference in the presence of Interference," MPRA Paper 51795, University Library of Munich, Germany.
    7. Laura Forastiere & Fabrizia Mealli & Tyler J. VanderWeele, 2016. "Identification and Estimation of Causal Mechanisms in Clustered Encouragement Designs: Disentangling Bed Nets Using Bayesian Principal Stratification," Journal of the American Statistical Association, Taylor & Francis Journals, vol. 111(514), pages 510-525, April.
    8. C. Tort`u & I. Crimaldi & F. Mealli & L. Forastiere, 2020. "Modelling Network Interference with Multi-valued Treatments: the Causal Effect of Immigration Policy on Crime Rates," Papers 2003.10525, arXiv.org, revised Jun 2020.
    9. Rigdon, Joseph & Hudgens, Michael G., 2015. "Exact confidence intervals in the presence of interference," Statistics & Probability Letters, Elsevier, vol. 105(C), pages 130-135.
    10. VanderWeele Tyler J. & Hernan Miguel A., 2013. "Causal inference under multiple versions of treatment," Journal of Causal Inference, De Gruyter, vol. 1(1), pages 1-20, June.
    11. Giovanni Cerulli, 2014. "ntreatreg: a Stata module for estimation of treatment effects in the presence of neighborhood interactions," United Kingdom Stata Users' Group Meetings 2014 15, Stata Users Group.
    12. Martin Huber & Mark Schelker & Anthony Strittmatter, 2022. "Direct and Indirect Effects based on Changes-in-Changes," Journal of Business & Economic Statistics, Taylor & Francis Journals, vol. 40(1), pages 432-443, January.
    13. Xu Qin & Jonah Deutsch & Guanglei Hong, 2021. "Unpacking Complex Mediation Mechanisms And Their Heterogeneity Between Sites In A Job Corps Evaluation," Journal of Policy Analysis and Management, John Wiley & Sons, Ltd., vol. 40(1), pages 158-190, January.
    14. Denis Fougère & Nicolas Jacquemet, 2020. "Policy Evaluation Using Causal Inference Methods," SciencePo Working papers Main hal-03455978, HAL.
    15. Ludwig, Jens & Duncan, Greg J. & Katz, Lawrence F. & Kessler, Ronald & Kling, Jeffrey R. & Gennetian, Lisa A. & Sanbonmatsu, Lisa, 2012. "Neighborhood Effects on the Long-Term Well-Being of Low-Income Adults," Scholarly Articles 11870359, Harvard University Department of Economics.
    16. VanderWeele Tyler J, 2011. "Principal Stratification -- Uses and Limitations," The International Journal of Biostatistics, De Gruyter, vol. 7(1), pages 1-14, July.
    17. Yun Li & Jeremy M.G. Taylor & Michael R. Elliott, 2010. "A Bayesian Approach to Surrogacy Assessment Using Principal Stratification in Clinical Trials," Biometrics, The International Biometric Society, vol. 66(2), pages 523-531, June.
    18. Sourafel Girma & Yundan Gong & Holger Görg & Sandra Lancheros, 2016. "Estimating direct and indirect effects of foreign direct investment on firm productivity in the presence of interactions between firms," World Scientific Book Chapters, in: MULTINATIONAL ENTERPRISES AND HOST COUNTRY DEVELOPMENT, chapter 12, pages 227-239, World Scientific Publishing Co. Pte. Ltd..
    19. Huber, Martin & Steinmayr, Andreas, 2017. "A Framework for Separating Individual Treatment Effects from Spillover, Interaction, and General Equilibrium Effects," IZA Discussion Papers 10648, Institute of Labor Economics (IZA).
    20. Eva Deuchert & Martin Huber & Mark Schelker, 2019. "Direct and Indirect Effects Based on Difference-in-Differences With an Application to Political Preferences Following the Vietnam Draft Lottery," Journal of Business & Economic Statistics, Taylor & Francis Journals, vol. 37(4), pages 710-720, October.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:sae:somere:v:38:y:2010:i:4:p:515-544. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: SAGE Publications (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.