IDEAS home Printed from https://ideas.repec.org/a/gam/jstats/v6y2023i1p20-344d1071545.html
   My bibliography  Save this article

Incorporating Covariates into Measures of Surrogate Paradox Risk

Author

Listed:
  • Fatema Shafie Khorassani

    (Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA)

  • Jeremy M. G. Taylor

    (Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA)

  • Niko Kaciroti

    (Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA)

  • Michael R. Elliott

    (Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA)

Abstract

Clinical trials often collect intermediate or surrogate endpoints other than their true endpoint of interest. It is important that the treatment effect on the surrogate endpoint accurately predicts the treatment effect on the true endpoint. There are settings in which the proposed surrogate endpoint is positively correlated with the true endpoint, but the treatment has opposite effects on the surrogate and true endpoints, a phenomenon labeled “surrogate paradox”. Covariate information may be useful in predicting an individual’s risk of surrogate paradox. In this work, we propose methods for incorporating covariates into measures of assessing the risk of surrogate paradox using the meta-analytic causal association framework. The measures calculate the probability that a treatment will have opposite effects on the surrogate and true endpoints and determine the size of a positive treatment effect on the surrogate endpoint that would reduce the risk of a negative treatment effect on the true endpoint as a function of covariates, allowing the effects of covariates on the surrogate and true endpoint to vary across trials.

Suggested Citation

  • Fatema Shafie Khorassani & Jeremy M. G. Taylor & Niko Kaciroti & Michael R. Elliott, 2023. "Incorporating Covariates into Measures of Surrogate Paradox Risk," Stats, MDPI, vol. 6(1), pages 1-23, February.
  • Handle: RePEc:gam:jstats:v:6:y:2023:i:1:p:20-344:d:1071545
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2571-905X/6/1/20/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2571-905X/6/1/20/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Oludare Ariyo & Adrian Quintero & Johanna Muñoz & Geert Verbeke & Emmanuel Lesaffre, 2020. "Bayesian model selection in linear mixed models for longitudinal data," Journal of Applied Statistics, Taylor & Francis Journals, vol. 47(5), pages 890-913, April.
    2. J. F. Lawless & J. D. Kalbfleisch & C. J. Wild, 1999. "Semiparametric methods for response‐selective and missing data problems in regression," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 61(2), pages 413-438, April.
    3. Odd O. Aalen, 2004. "Discussion of Causality," Scandinavian Journal of Statistics, Danish Society for Theoretical Statistics;Finnish Statistical Society;Norwegian Statistical Association;Swedish Statistical Association, vol. 31(2), pages 193-195, June.
    4. Steffen L. Lauritzen, 2004. "Discussion on Causality," Scandinavian Journal of Statistics, Danish Society for Theoretical Statistics;Finnish Statistical Society;Norwegian Statistical Association;Swedish Statistical Association, vol. 31(2), pages 189-193, June.
    5. Constantine E. Frangakis & Donald B. Rubin, 2002. "Principal Stratification in Causal Inference," Biometrics, The International Biometric Society, vol. 58(1), pages 21-29, March.
    6. Hua Chen & Zhi Geng & Jinzhu Jia, 2007. "Criteria for surrogate end points," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 69(5), pages 919-932, November.
    7. Chatterjee N. & Chen Y-H. & Breslow N.E., 2003. "A Pseudoscore Estimator for Regression Problems With Two-Phase Sampling," Journal of the American Statistical Association, American Statistical Association, vol. 98, pages 158-168, January.
    8. Charles E. McCulloch & John M. Neuhaus, 2011. "Prediction of Random Effects in Linear and Generalized Linear Models under Model Misspecification," Biometrics, The International Biometric Society, vol. 67(1), pages 270-279, March.
    9. Marshall M. Joffe & Tom Greene, 2009. "Related Causal Frameworks for Surrogate Outcomes," Biometrics, The International Biometric Society, vol. 65(2), pages 530-538, June.
    10. Tyler J. VanderWeele, 2013. "Surrogate Measures and Consistent Surrogates," Biometrics, The International Biometric Society, vol. 69(3), pages 561-565, September.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zhichao Jiang & Peng Ding & Zhi Geng, 2016. "Principal causal effect identification and surrogate end point evaluation by multiple trials," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 78(4), pages 829-848, September.
    2. Gilbert Peter B. & Gabriel Erin E. & Huang Ying & Chan Ivan S.F., 2015. "Surrogate Endpoint Evaluation: Principal Stratification Criteria and the Prentice Definition," Journal of Causal Inference, De Gruyter, vol. 3(2), pages 157-175, September.
    3. Tyler J. VanderWeele, 2013. "Surrogate Measures and Consistent Surrogates," Biometrics, The International Biometric Society, vol. 69(3), pages 561-565, September.
    4. Guido Imbens & Nathan Kallus & Xiaojie Mao & Yuhao Wang, 2022. "Long-term Causal Inference Under Persistent Confounding via Data Combination," Papers 2202.07234, arXiv.org, revised Aug 2024.
    5. Ying Huang & Shibasish Dasgupta, 2019. "Likelihood-Based Methods for Assessing Principal Surrogate Endpoints in Vaccine Trials," Statistics in Biosciences, Springer;International Chinese Statistical Association, vol. 11(3), pages 504-523, December.
    6. VanderWeele Tyler J, 2011. "Principal Stratification -- Uses and Limitations," The International Journal of Biostatistics, De Gruyter, vol. 7(1), pages 1-14, July.
    7. Yun Li & Jeremy M.G. Taylor & Michael R. Elliott, 2010. "A Bayesian Approach to Surrogacy Assessment Using Principal Stratification in Clinical Trials," Biometrics, The International Biometric Society, vol. 66(2), pages 523-531, June.
    8. Chuan Ju & Zhi Geng, 2010. "Criteria for surrogate end points based on causal distributions," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 72(1), pages 129-142, January.
    9. Ying Huang & Peter B. Gilbert & Julian Wolfson, 2013. "Design and Estimation for Evaluating Principal Surrogate Markers in Vaccine Trials," Biometrics, The International Biometric Society, vol. 69(2), pages 301-309, June.
    10. Julian Wolfson & Peter Gilbert, 2010. "Statistical Identifiability and the Surrogate Endpoint Problem, with Application to Vaccine Trials," Biometrics, The International Biometric Society, vol. 66(4), pages 1153-1161, December.
    11. Ying Huang, 2018. "Evaluating principal surrogate markers in vaccine trials in the presence of multiphase sampling," Biometrics, The International Biometric Society, vol. 74(1), pages 27-39, March.
    12. Rui Zhuang & Ying Qing Chen, 2020. "Measuring Surrogacy in Clinical Research," Statistics in Biosciences, Springer;International Chinese Statistical Association, vol. 12(3), pages 295-323, December.
    13. Pearl Judea, 2011. "Principal Stratification -- a Goal or a Tool?," The International Journal of Biostatistics, De Gruyter, vol. 7(1), pages 1-13, March.
    14. Marshall M. Joffe, 2013. "Discussion on “Surrogate Measures and Consistent Surrogates”," Biometrics, The International Biometric Society, vol. 69(3), pages 569-573, September.
    15. Bingbo Gao & Jianyu Yang & Ziyue Chen & George Sugihara & Manchun Li & Alfred Stein & Mei-Po Kwan & Jinfeng Wang, 2023. "Causal inference from cross-sectional earth system data with geographical convergent cross mapping," Nature Communications, Nature, vol. 14(1), pages 1-12, December.
    16. Zhiwei Zhang & Howard Rockette, 2006. "Semiparametric Maximum Likelihood for Missing Covariates in Parametric Regression," Annals of the Institute of Statistical Mathematics, Springer;The Institute of Statistical Mathematics, vol. 58(4), pages 687-706, December.
    17. J. F. Lawless, 2018. "Two-phase outcome-dependent studies for failure times and testing for effects of expensive covariates," Lifetime Data Analysis: An International Journal Devoted to Statistical Methods and Applications for Time-to-Event Data, Springer, vol. 24(1), pages 28-44, January.
    18. Brady Ryan & Ananthika Nirmalkanna & Candemir Cigsar & Yildiz E. Yilmaz, 2023. "Evaluation of Designs and Estimation Methods Under Response-Dependent Two-Phase Sampling for Genetic Association Studies," Statistics in Biosciences, Springer;International Chinese Statistical Association, vol. 15(2), pages 510-539, July.
    19. Haibo Zhou & Rui Song & Yuanshan Wu & Jing Qin, 2011. "Statistical Inference for a Two-Stage Outcome-Dependent Sampling Design with a Continuous Outcome," Biometrics, The International Biometric Society, vol. 67(1), pages 194-202, March.
    20. Layla Parast & Tianxi Cai & Lu Tian, 2023. "Testing for heterogeneity in the utility of a surrogate marker," Biometrics, The International Biometric Society, vol. 79(2), pages 799-810, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jstats:v:6:y:2023:i:1:p:20-344:d:1071545. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.