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An Out-of-Distribution Generalization Framework Based on Variational Backdoor Adjustment

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  • Hang Su

    (School of Mathematics, Renmin University of China, Beijing 100872, China)

  • Wei Wang

    (School of Mathematics, Renmin University of China, Beijing 100872, China)

Abstract

In practical applications, learning models that can perform well even when the data distribution is different from the training set are essential and meaningful. Such problems are often referred to as out-of-distribution (OOD) generalization problems. In this paper, we propose a method for OOD generalization based on causal inference. Unlike the prevalent OOD generalization methods, our approach does not require the environment labels associated with the data in the training set. We analyze the causes of distributional shifts in data from a causal modeling perspective and then propose a backdoor adjustment method based on variational inference. Finally, we constructed a unique network structure to simulate the variational inference process. The proposed variational backdoor adjustment (VBA) framework can be combined with any mainstream backbone network. In addition to theoretical derivation, we conduct experiments on different datasets to demonstrate that our method performs well in prediction accuracy and generalization gaps. Furthermore, by comparing the VBA framework with other mainstream OOD methods, we show that VBA performs better than mainstream methods.

Suggested Citation

  • Hang Su & Wei Wang, 2023. "An Out-of-Distribution Generalization Framework Based on Variational Backdoor Adjustment," Mathematics, MDPI, vol. 12(1), pages 1-21, December.
  • Handle: RePEc:gam:jmathe:v:12:y:2023:i:1:p:85-:d:1307816
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    References listed on IDEAS

    as
    1. Jonas Peters & Peter Bühlmann & Nicolai Meinshausen, 2016. "Causal inference by using invariant prediction: identification and confidence intervals," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 78(5), pages 947-1012, November.
    2. Donald B. Rubin, 2005. "Causal Inference Using Potential Outcomes: Design, Modeling, Decisions," Journal of the American Statistical Association, American Statistical Association, vol. 100, pages 322-331, March.
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