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Genetically Optimized Extended Kalman Filter for State of Health Estimation Based on Li-Ion Batteries Parameters

Author

Listed:
  • Claudio Rossi

    (Department of Electrical, Electronic and Information Engineering, University of Bologna, 40136 Bologna, Italy)

  • Carlo Falcomer

    (Department of Computer Science and Engineering, University of Bologna, 40136 Bologna, Italy)

  • Luca Biondani

    (Department of Electrical, Electronic and Information Engineering, University of Bologna, 40136 Bologna, Italy)

  • Davide Pontara

    (Department of Industrial Engineering, University of Bologna, 40136 Bologna, Italy)

Abstract

The state of health (SOH) is among the most important parameters to be monitored in lithium-ion batteries (LIB) because it is used to know the residual functionality in any condition of aging. The paper focuses on the application of the extended Kalman filter (EKF) for the identification of the parameters of a cell model, which are required for the correct estimation of the SOH of the cell. This article proposes a methodology for tuning the covariance matrices of the EKF by using an optimization process based on genetic algorithms (GA). GAs are able to solve the minimization problems for the non-linear functions, and they are better than other optimization algorithms such as gradient descent to avoid the local minimum. To validate the proposed method, the cell parameters obtained from the EKF are compared with a reference model, in which the parameters have been determined with proven procedures. This comparison is carried out with different cells and in the whole range of the cell’s SOH, with the aim of demonstrating that a single tuning procedure, based on the proposed GA process, is able to guarantee good accuracy in the estimation of the cell parameters at all stages of the cell’s life.

Suggested Citation

  • Claudio Rossi & Carlo Falcomer & Luca Biondani & Davide Pontara, 2022. "Genetically Optimized Extended Kalman Filter for State of Health Estimation Based on Li-Ion Batteries Parameters," Energies, MDPI, vol. 15(9), pages 1-18, May.
    • Handle: RePEc:gam:jeners:v:15:y:2022:i:9:p:3404-:d:809906
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    References listed on IDEAS

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    1. Zhongxiao Liu & Zhe Li & Jianbo Zhang & Laisuo Su & Hao Ge, 2019. "Accurate and Efficient Estimation of Lithium-Ion Battery State of Charge with Alternate Adaptive Extended Kalman Filter and Ampere-Hour Counting Methods," Energies, MDPI, vol. 12(4), pages 1-15, February.
    2. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    3. Jinsong Yu & Baohua Mo & Diyin Tang & Jie Yang & Jiuqing Wan & Jingjing Liu, 2017. "Indirect State-of-Health Estimation for Lithium-Ion Batteries under Randomized Use," Energies, MDPI, vol. 10(12), pages 1-19, December.
    4. Hongwen He & Hongzhou Qin & Xiaokun Sun & Yuanpeng Shui, 2013. "Comparison Study on the Battery SoC Estimation with EKF and UKF Algorithms," Energies, MDPI, vol. 6(10), pages 1-13, September.
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    Cited by:

    1. Mei Zhang & Wanli Chen & Jun Yin & Tao Feng, 2022. "Health Factor Extraction of Lithium-Ion Batteries Based on Discrete Wavelet Transform and SOH Prediction Based on CatBoost," Energies, MDPI, vol. 15(15), pages 1-17, July.
    2. Zhang, Ran & Ji, ChunHui & Zhou, Xing & Liu, Tianyu & Jin, Guang & Pan, Zhengqiang & Liu, Yajie, 2024. "Capacity estimation of lithium-ion batteries with uncertainty quantification based on temporal convolutional network and Gaussian process regression," Energy, Elsevier, vol. 297(C).

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