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Does the outsourcing of prior art search increase the efficiency of patent examination? Evidence from Japan

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  • Yamauchi, Isamu
  • Nagaoka, Sadao

Abstract

This paper investigates the effects of outsourcing of prior art search on the efficiency of patent examination, using a large scale Japanese patent examination data. Outsourcing may increase examination quality by expanding the scope of prior art search, while it may have a negative effect if the synergy between search and examination is important. Controlling for the endogeneity of outsourcing decision as well as the changes in the time resources available for an examiner, we find that the outsourcing of prior art search significantly decreases the frequency of appeals against both examiners’ rejections and grant decisions and reduces the length of examination duration. At the same time we find that the prior art search of complex inventions is not outsourced. These results suggest that the opportunity for exploiting external knowledge and capability can increase the quality as well as the speed of examination.

Suggested Citation

  • Yamauchi, Isamu & Nagaoka, Sadao, 2015. "Does the outsourcing of prior art search increase the efficiency of patent examination? Evidence from Japan," Research Policy, Elsevier, vol. 44(8), pages 1601-1614.
    • Handle: RePEc:eee:respol:v:44:y:2015:i:8:p:1601-1614
    DOI: 10.1016/j.respol.2015.05.003
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    Cited by:

    1. NAGAOKA Sadao & YAMAUCHI Isamu, 2017. "Information Constraint of the Patent Office and Examination Quality: Evidence from the effects of initiation lags," Discussion papers 17040, Research Institute of Economy, Trade and Industry (RIETI).
    2. Okada, Yoshimi, 2020. "The Screening Function of International Search Authorities under the Patent Cooperation Treaty: Evidence from the Japanese Government’s Policy Change in 1999," IIR Working Paper 20-13, Institute of Innovation Research, Hitotsubashi University.
    3. Zhang, Gupeng & Xiong, Libin & Duan, Hongbo & Huang, Dujuan, 2020. "Obtaining certainty vs. creating uncertainty: Does firms’ patent filing strategy work as expected?," Technological Forecasting and Social Change, Elsevier, vol. 160(C).
    4. Zhu, Kejia & Malhotra, Shavin & Li, Yaohan, 2022. "Technological diversity of patent applications and decision pendency," Research Policy, Elsevier, vol. 51(1).
    5. Nagaoka, Sadao & Yamauchi, Isamu, 2022. "Information constraints and examination quality in patent offices: The effect of initiation lags," International Journal of Industrial Organization, Elsevier, vol. 82(C).
    6. Kim, Yee Kyoung & Oh, Jun Byoung, 2017. "Examination workloads, grant decision bias and examination quality of patent office," Research Policy, Elsevier, vol. 46(5), pages 1005-1019.
    7. Miloš Milovančević & Dušan Marković & Vlastimir Nikolić & Igor Mladenović, 2017. "RETRACTED ARTICLE: Determination of the most influential factors for number of patents prediction by adaptive neuro-fuzzy technique," Quality & Quantity: International Journal of Methodology, Springer, vol. 51(3), pages 1207-1216, May.

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    More about this item

    Keywords

    Patent; Examination; Outsourcing; Search; Prior art;
    All these keywords.

    JEL classification:

    • O38 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Government Policy
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital
    • O30 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - General

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