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The Role of International Collaborations in Securing the Patent Grant

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  • Drivas, Kyriakos
  • Kaplanis, Ioannis

Abstract

Our study examines whether patent applications with international collaborations are more likely to be awarded a US patent than applications without. It contributes significantly to the growing literature that examines from the innovator’s viewpoint the likelihood of securing the patent grant. The analysis focuses on the full sample (almost half a million) of patent applications over the period 2001-2009 at the USPTO, that disclosed at least one EU located inventor, and furthermore, explicitly distinguishes between countries with high and low number of patent applications. Firstly, we find that applications from teams rather than individual inventors are more successful in obtaining a patent grant, and that results are even better for international teams. Our key finding is that the presence of a US entity, either as inventor or owner, plays an important role in securing the grant. For low innovative countries, other types of international collaborations also matter significantly pointing to the benefits for these countries to become more extrovert. We further find that a large part of the US ‘effect’ can be attributed to additional prosecution efforts, as it is evident by continuing patent applications.

Suggested Citation

  • Drivas, Kyriakos & Kaplanis, Ioannis, 2020. "The Role of International Collaborations in Securing the Patent Grant," MPRA Paper 99520, University Library of Munich, Germany.
  • Handle: RePEc:pra:mprapa:99520
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    Cited by:

    1. Ronald B. Davies & Dieter Franz Kogler & Ryan M. Hynes, 2020. "Patent Boxes and the Success Rate of Applications," Working Papers 202018, School of Economics, University College Dublin.
    2. Zhao, Long, 2022. "On the grant rate of Patent Cooperation Treaty applications: Theory and evidence," Economic Modelling, Elsevier, vol. 117(C).
    3. Mohd Shadab Danish & Pritam Ranjan & Ruchi Sharma, 2022. "Assessing the Impact of Patent Attributes on the Value of Discrete and Complex Innovations," Papers 2208.07222, arXiv.org.
    4. Hou, Lei & Pan, Yueling & Zhu, Jonathan J.H., 2021. "Impact of scientific, economic, geopolitical, and cultural factors on international research collaboration," Journal of Informetrics, Elsevier, vol. 15(3).
    5. Mohd Shadab Danish & Pritam Ranjan & Ruchi Sharma, 2021. "Identification of “Valuable” Technologies via Patent Statistics in India: An Analysis Based on Renewal Information," BASE University Working Papers 13/2021, BASE University, Bengaluru, India.
    6. Lei Hou & Jiashan Luo & Xue Pan, 2022. "Research Topic Specialization of Universities in Information Science and Library Science and Its Impact on Inter-University Collaboration," Sustainability, MDPI, vol. 14(15), pages 1-14, July.
    7. Li Yao & He Ni, 2023. "Prediction of patent grant and interpreting the key determinants: an application of interpretable machine learning approach," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(9), pages 4933-4969, September.
    8. Byeongwoo Kang & Kaoru Nabeshima, 2021. "National origin diversity and innovation performance: the case of Japan," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(6), pages 5333-5351, June.

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    More about this item

    Keywords

    International collaborations; likelihood of patent grant; USPTO; continuing patent applications; patent assignments;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O32 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Management of Technological Innovation and R&D
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital

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