IDEAS home Printed from https://ideas.repec.org/p/ipt/iptwpa/jrc112442.html
   My bibliography  Save this paper

Mobilising European Structural and Investment Funds and Horizon 2020 in support of innovation in less developed regions

Author

Abstract

How can EU policies support the development of innovation capabilities in less developed regions? This note examines the mobilisation of the EU’s two major innovation support instruments: the European Structural and Investment Funds (ESIF) and Horizon 2020 (H2020). Using data from Eurostat and European Commission administrative data on ESIF and H2020 funding, we observe a number of salient patterns: While newer member states benefit from higher research and innovation allocations from ESIF, participation in H2020 remains a formidable challenge. Across Europe we find that H2020 participation is closely associated with a number of proxies of the development of national and regional innovation systems. With few exceptions (most notably Slovenia and the Czech Republic) newer member states are characterised by lower overall R&D intensity, their research and innovation systems are less internationalised and most R&D is performed by public research institutions rather than businesses. Based on a review of literature on the determinants of participation in the H2020 (and its predecessor Framework Programmes), the history of today's advanced innovation systems and a consideration of the objectives of, modes of intervention of and possible complementarities between ESIF and H2020 we single out international collaboration and business innovation capabilities as important instrumental objectives for development-minded policy.

Suggested Citation

  • Dimitrios Pontikakis & Mathieu Doussineau & Nicholas Harrap & Mark Boden, 2018. "Mobilising European Structural and Investment Funds and Horizon 2020 in support of innovation in less developed regions," JRC Research Reports JRC112442, Joint Research Centre.
    • Handle: RePEc:ipt:iptwpa:jrc112442
    as

    Download full text from publisher

    File URL: https://publications.jrc.ec.europa.eu/repository/handle/JRC112442
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Miguélez, Ernest & Moreno, Rosina, 2015. "Knowledge flows and the absorptive capacity of regions," Research Policy, Elsevier, vol. 44(4), pages 833-848.
    2. Aldo Geuna, 1996. "The participation of higher education institutions in European Union Framework Programmes," Science and Public Policy, Oxford University Press, vol. 23(5), pages 287-296, October.
    3. Yoshiko Okubo & Michel Zitt, 2004. "Searching for research integration across Europe: a closer look at international and inter-regional collaboration in France," Science and Public Policy, Oxford University Press, vol. 31(3), pages 213-226, June.
    4. Luisa Henriques & Antoine Schoen & Dimitrios Pontikakis, 2009. "Europe's Top Research Universities in FP 6: Scope and Drivers of Participation," JRC Research Reports JRC53681, Joint Research Centre.
    5. Frenz, Marion & Ietto-Gillies, Grazia, 2009. "The impact on innovation performance of different sources of knowledge: Evidence from the UK Community Innovation Survey," Research Policy, Elsevier, vol. 38(7), pages 1125-1135, September.
    6. Henri Delanghe & Ugur Muldur & Luc Soete (ed.), 2009. "European Science and Technology Policy," Books, Edward Elgar Publishing, number 13427.
    7. Joaquín M. Azagra-Caro & Dimitrios Pontikakis & Attila Varga, 2013. "Delocalization Patterns in University--Industry Interaction: Evidence from the Sixth R&D Framework Programme," European Planning Studies, Taylor & Francis Journals, vol. 21(10), pages 1676-1701, October.
    8. Simen G. Enger & Fulvio Castellacci, 2016. "Who gets Horizon 2020 research grants? Propensity to apply and probability to succeed in a two-step analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 109(3), pages 1611-1638, December.
    9. Dominique Guellec & Bruno Van Pottelsberghe De La Potterie, 2003. "The impact of public R&D expenditure on business R&D," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 12(3), pages 225-243.
    10. Jarno Hoekman & Thomas Scherngell & Koen Frenken & Robert Tijssen, 2013. "Acquisition of European research funds and its effect on international scientific collaboration," Journal of Economic Geography, Oxford University Press, vol. 13(1), pages 23-52, January.
    11. Benedetto Lepori & Valerio Veglio & Barbara Heller-Schuh & Thomas Scherngell & Michael Barber, 2015. "Participations to European Framework Programs of higher education institutions and their association with organizational characteristics," Scientometrics, Springer;Akadémiai Kiadó, vol. 105(3), pages 2149-2178, December.
    12. Attila Varga & Dimitrios Pontikakis & George Chorafakis, 2014. "Metropolitan Edison and cosmopolitan Pasteur? Agglomeration and interregional research network effects on European R&D productivity," Journal of Economic Geography, Oxford University Press, vol. 14(2), pages 229-263.
    13. Teemu Makkonen & Timo Mitze, 2016. "Scientific collaboration between ‘old’ and ‘new’ member states: Did joining the European Union make a difference?," Scientometrics, Springer;Akadémiai Kiadó, vol. 106(3), pages 1193-1215, March.
    14. Kadri Ukrainski & Jaan Masso & Hanna Kanep, 2014. "Cooperation patterns in science within Europe: the standpoint of small countries," Scientometrics, Springer;Akadémiai Kiadó, vol. 99(3), pages 845-863, June.
    15. Smith, Adrian & Stirling, Andy & Berkhout, Frans, 2005. "The governance of sustainable socio-technical transitions," Research Policy, Elsevier, vol. 34(10), pages 1491-1510, December.
    16. Geuna, Aldo, 1998. "Determinants of university participation in EU-funded R & D cooperative projects," Research Policy, Elsevier, vol. 26(6), pages 677-687, February.
    17. Defazio, Daniela & Lockett, Andy & Wright, Mike, 2009. "Funding incentives, collaborative dynamics and scientific productivity: Evidence from the EU framework program," Research Policy, Elsevier, vol. 38(2), pages 293-305, March.
    18. Hanna, N. & Guy, K. & Arnold, E., 1995. "The Diffusion of Information Technology. Experience of Industrial Countries and Lessons for Developing Countries," World Bank - Discussion Papers 281, World Bank.
    19. Brown, James R. & Martinsson, Gustav & Petersen, Bruce C., 2017. "What promotes R&D? Comparative evidence from around the world," Research Policy, Elsevier, vol. 46(2), pages 447-462.
    20. Liv Langfeldt & Helge Godø & Åse Gornitzka & Aris Kaloudis, 2012. "Integration modes in EU research: Centrifugality versus coordination of national research policies," Science and Public Policy, Oxford University Press, vol. 39(1), pages 88-98, February.
    21. Nicholas Harrap & Mathieu Doussineau, 2017. "Collaboration and networks: EU13 participation in international science," JRC Research Reports JRC106208, Joint Research Centre.
    22. Mark Boden & Patrice dos Santos & Karel Haegeman & Elisabetta Marinelli & Susana Valero, 2016. "Implementing RIS3 in the Region of Eastern Macedonia and Thrace: Towards a RIS3 tool box," JRC Research Reports JRC101739, Joint Research Centre.
    23. Barbara Heller-Schuh & Michael Barber & Luisa Maria Henriques & Manfred Paier & Dimitrios Pontikakis & Thomas Scherngell & Giuseppe Veltri & Matthias Weber, 2011. "Analysis of Networks in European Framework Programmes (1984-2006)," JRC Research Reports JRC63467, Joint Research Centre.
    24. Caroline S. Wagner & Koen Jonkers, 2017. "Open countries have strong science," Nature, Nature, vol. 550(7674), pages 32-33, October.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Björn Alecke & Timo Mitze & Annekatrin Niebuhr, 2021. "Building a bridge over the valley of death? New pathways for innovation policy in structurally weak regions," Review of Regional Research: Jahrbuch für Regionalwissenschaft, Springer;Gesellschaft für Regionalforschung (GfR), vol. 41(2), pages 185-210, October.
    2. Nida Kamil Ozbolat & Karel Herman Haegeman & Katerina Sereti, 2019. "European Institute of Innovation and Technology (EIT) Knowledge and Innovation Communities (KICs): Collaboration in a RIS3 Context," JRC Research Reports JRC116904, Joint Research Centre.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Simen G. Enger & Fulvio Castellacci, 2016. "Who gets Horizon 2020 research grants? Propensity to apply and probability to succeed in a two-step analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 109(3), pages 1611-1638, December.
    2. Seeber, Marco & Alon, Ilan & Pina, David G. & Piro, Fredrik Niclas & Seeber, Michele, 2022. "Predictors of applying for and winning an ERC Proof-of-Concept grant: An automated machine learning model," Technological Forecasting and Social Change, Elsevier, vol. 184(C).
    3. Gergő Tóth & Sándor Juhász & Zoltán Elekes & Balázs Lengyel, 2021. "Repeated collaboration of inventors across European regions," European Planning Studies, Taylor & Francis Journals, vol. 29(12), pages 2252-2272, December.
    4. Sara Amoroso & Alex Coad & Nicola Grassano, 2017. "European R&D networks: A snapshot from the 7th EU Framework Programme," JRC Working Papers on Corporate R&D and Innovation JRC107546, Joint Research Centre (Seville site).
    5. Benjamin Montmartin & Marcos Herrera & Nadine Massard, 2017. "R&D policy regimes in France: New evidence from a spatio-temporal analysis," Working Papers hal-01559041, HAL.
    6. Mafini Dosso & Antonio Vezzani, 2020. "Firm market valuation and intellectual property assets," Industry and Innovation, Taylor & Francis Journals, vol. 27(7), pages 705-729, August.
    7. Sara Amoroso & Alex Coad & Nicola Grassano, 2018. "European R&D networks: a snapshot from the 7th EU Framework Programme," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 27(5-6), pages 404-419, August.
    8. Benedetto Lepori & Valerio Veglio & Barbara Heller-Schuh & Thomas Scherngell & Michael Barber, 2015. "Participations to European Framework Programs of higher education institutions and their association with organizational characteristics," Scientometrics, Springer;Akadémiai Kiadó, vol. 105(3), pages 2149-2178, December.
    9. Iris Wanzenböck & Philipp Piribauer, 2018. "R&D networks and regional knowledge production in Europe: Evidence from a space‐time model," Papers in Regional Science, Wiley Blackwell, vol. 97(S1), pages 1-24, March.
    10. Bertoni, Marco & Brunello, Giorgio & Checchi, Daniele & Rocco, Lorenzo, 2021. "Where do I stand? Assessing researchers’ beliefs about their productivity," Journal of Economic Behavior & Organization, Elsevier, vol. 185(C), pages 61-80.
    11. Mario A. Maggioni & Teodora Erika Uberti & Mario Nosvelli, 2017. "The "Political" Geography of Research Networks," International Regional Science Review, , vol. 40(4), pages 337-376, July.
    12. Laurent R. Bergé, 2017. "Network proximity in the geography of research collaboration," Papers in Regional Science, Wiley Blackwell, vol. 96(4), pages 785-815, November.
    13. Marco Cavallaro & Benedetto Lepori, 2021. "Institutional barriers to participation in EU framework programs: contrasting the Swiss and UK cases," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(2), pages 1311-1328, February.
    14. Biggiero, Lucio & Angelini, Pier Paolo, 2015. "Hunting scale-free properties in R&D collaboration networks: Self-organization, power-law and policy issues in the European aerospace research area," Technological Forecasting and Social Change, Elsevier, vol. 94(C), pages 21-43.
    15. Bertoni, Marco & Brunello, Giorgio & Checchi, Daniele & Rocco, Lorenzo, 2020. "Where Do I Stand? Assessing Researchers' Beliefs about Their Relative Productivity," IZA Discussion Papers 13637, Institute of Labor Economics (IZA).
    16. Pietro Moncada-Paternò-Castello & Sara Amoroso & Michele Cincera, 0. "Corporate R&D intensity decomposition: different data, different results?," Science and Public Policy, Oxford University Press, vol. 47(4), pages 458-473.
    17. Andrea Ancona & Roy Cerqueti & Gianluca Vagnani, 2023. "A novel methodology to disambiguate organization names: an application to EU Framework Programmes data," Scientometrics, Springer;Akadémiai Kiadó, vol. 128(8), pages 4447-4474, August.
    18. Wallace E. Huffman & Richard E. Just, 1999. "The organization of agricultural research in western developed countries," Agricultural Economics, International Association of Agricultural Economists, vol. 21(1), pages 1-18, August.
    19. Montmartin, B. & Herrera, M. & Massard, N., 2015. "R&D policies in France: New evidence from a NUTS3 spatial analysis," Working Papers 2015-11, Grenoble Applied Economics Laboratory (GAEL).
    20. Simen G. Enger, 2017. "Closed clubs: Cumulative advantages and participation in Horizon 2020," Working Papers on Innovation Studies 20170703, Centre for Technology, Innovation and Culture, University of Oslo.

    More about this item

    Keywords

    Synergies; Horizon 2020; ESIF; Innovation;
    All these keywords.

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:ipt:iptwpa:jrc112442. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Publication Officer (email available below). General contact details of provider: https://edirc.repec.org/data/ipjrces.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.