IDEAS home Printed from https://ideas.repec.org/a/spr/ssefpa/v14y2022i3d10.1007_s12571-022-01261-4.html
   My bibliography  Save this article

Does yield gap still matter? Evidence from rice production in China

Author

Listed:
  • Zhiqi Sun

    (Beijing Institute of Technology)

  • Ruifa Hu

    (Beijing Institute of Technology
    Yangtze Delta Region Academy of Beijing Institute of Technology)

  • Yu Hong

    (Chinese Academy of Agricultural Sciences, Haidian District)

Abstract

Narrowing the yield gap is a crucial way to increase grain production without increasing cultivated land to meet the growing demand for food and nutrients. Although estimation of yield gap in major grains (rice, wheat and maize) has been extensively studied at the field and experimental levels in recent decades, hardly any rigorous evidence-based studies have been performed at the farm level for the last decade in China. In this study, we employ production functions to estimate the yield gaps in rice farming and examine the different rice gaps in, e.g., regions and cultivation systems, using data collected from 1,029 farms in China in 2017. The results show that rice yield gap still existed in the surveyed region, although almost all farms had already achieved their potential yield (with a 2% yield gap). Age and distance between homesteads and plot have a negative effect on the yield gap, while household assets play an important role in narrowing the yield gap at the household level. Yield gap also varies considerably among regions, cultivated systems (i.e., early, one-season and late rice) and varieties. Policies aimed at ensuring grain self-sufficiency are suggested to focus more on technological changes to improve the potential yield rather relying on narrowing the yield gap at the household/farm level in rice production.

Suggested Citation

  • Zhiqi Sun & Ruifa Hu & Yu Hong, 2022. "Does yield gap still matter? Evidence from rice production in China," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 14(3), pages 829-840, June.
  • Handle: RePEc:spr:ssefpa:v:14:y:2022:i:3:d:10.1007_s12571-022-01261-4
    DOI: 10.1007/s12571-022-01261-4
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s12571-022-01261-4
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s12571-022-01261-4?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Campi, Mercedes & Dueñas, Marco & Fagiolo, Giorgio, 2021. "Specialization in food production affects global food security and food systems sustainability," World Development, Elsevier, vol. 141(C).
    2. Zhiying Xu & Zhengfei Guan & T.S. Jayne & Roy Black, 2009. "Factors influencing the profitability of fertilizer use on maize in Zambia," Agricultural Economics, International Association of Agricultural Economists, vol. 40(4), pages 437-446, July.
    3. Zheng, Hongyun & Ma, Wanglin & Wang, Fang & Li, Gucheng, 2021. "Does internet use improve technical efficiency of banana production in China? Evidence from a selectivity-corrected analysis," Food Policy, Elsevier, vol. 102(C).
    4. Matin Qaim, 2020. "Role of New Plant Breeding Technologies for Food Security and Sustainable Agricultural Development," Applied Economic Perspectives and Policy, John Wiley & Sons, vol. 42(2), pages 129-150, June.
    5. Zhenling Cui & Hongyan Zhang & Xinping Chen & Chaochun Zhang & Wenqi Ma & Chengdong Huang & Weifeng Zhang & Guohua Mi & Yuxin Miao & Xiaolin Li & Qiang Gao & Jianchang Yang & Zhaohui Wang & Youliang Y, 2018. "Pursuing sustainable productivity with millions of smallholder farmers," Nature, Nature, vol. 555(7696), pages 363-366, March.
    6. Dzanku, Fred M. & Jirström, Magnus & Marstorp, Håkan, 2015. "Yield Gap-Based Poverty Gaps in Rural Sub-Saharan Africa," World Development, Elsevier, vol. 67(C), pages 336-362.
    7. Awudu Abdulai & Hendrik Tietje, 2007. "Estimating technical efficiency under unobserved heterogeneity with stochastic frontier models: application to northern German dairy farms," European Review of Agricultural Economics, Oxford University Press and the European Agricultural and Applied Economics Publications Foundation, vol. 34(3), pages 393-416, September.
    8. van Dijk, Michiel & Morley, Tom & Jongeneel, Roel & van Ittersum, Martin & Reidsma, Pytrik & Ruben, Ruerd, 2017. "Disentangling agronomic and economic yield gaps: An integrated framework and application," Agricultural Systems, Elsevier, vol. 154(C), pages 90-99.
    9. Weifeng Zhang & Guoxin Cao & Xiaolin Li & Hongyan Zhang & Chong Wang & Quanqing Liu & Xinping Chen & Zhenling Cui & Jianbo Shen & Rongfeng Jiang & Guohua Mi & Yuxin Miao & Fusuo Zhang & Zhengxia Dou, 2016. "Closing yield gaps in China by empowering smallholder farmers," Nature, Nature, vol. 537(7622), pages 671-674, September.
    10. van de Ven, G. W. J. & de Ridder, N. & van Keulen, H. & van Ittersum, M. K., 2003. "Concepts in production ecology for analysis and design of animal and plant-animal production systems," Agricultural Systems, Elsevier, vol. 76(2), pages 507-525, May.
    11. Abedullah & Shahzad Kouser & Matin Qaim, 2015. "Bt Cotton, Pesticide Use and Environmental Efficiency in Pakistan," Journal of Agricultural Economics, Wiley Blackwell, vol. 66(1), pages 66-86, February.
    12. Ren, Yanjun & Castro Campos, Bente & Peng, Yanling & Glauben, Thomas, 2021. "Nutrition transition with accelerating urbanization? Empirical evidence from rural China," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 13(3).
    13. Martin van Ittersum & Ada Wossink, 2006. "Integrating Agronomic Principles into Production Function Specification: A Dichotomy of Growth Inputs and Facilitating Inputs," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 88(1), pages 203-214.
    14. Neumann, Kathleen & Verburg, Peter H. & Stehfest, Elke & Müller, Christoph, 2010. "The yield gap of global grain production: A spatial analysis," Agricultural Systems, Elsevier, vol. 103(5), pages 316-326, June.
    15. Xu Tian & Xiaohua Yu, 2019. "Crop yield gap and yield convergence in African countries," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 11(6), pages 1305-1319, December.
    16. Timothy J. Coelli & D.S. Prasada Rao & Christopher J. O’Donnell & George E. Battese, 2005. "An Introduction to Efficiency and Productivity Analysis," Springer Books, Springer, edition 0, number 978-0-387-25895-9, December.
    17. Erik Lichtenberg & David Zilberman, 1986. "The Econometrics of Damage Control: Why Specification Matters," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 68(2), pages 261-273.
    18. Nathaniel D. Mueller & James S. Gerber & Matt Johnston & Deepak K. Ray & Navin Ramankutty & Jonathan A. Foley, 2012. "Closing yield gaps through nutrient and water management," Nature, Nature, vol. 490(7419), pages 254-257, October.
    19. Huang, Yingying & Tian, Xu, 2019. "Food accessibility, diversity of agricultural production and dietary pattern in rural China," Food Policy, Elsevier, vol. 84(C), pages 92-102.
    20. Nanyan Deng & Patricio Grassini & Haishun Yang & Jianliang Huang & Kenneth G. Cassman & Shaobing Peng, 2019. "Closing yield gaps for rice self-sufficiency in China," Nature Communications, Nature, vol. 10(1), pages 1-9, December.
    21. Silva, João Vasco & Baudron, Frédéric & Reidsma, Pytrik & Giller, Ken E., 2019. "Is labour a major determinant of yield gaps in sub-Saharan Africa? A study of cereal-based production systems in Southern Ethiopia," Agricultural Systems, Elsevier, vol. 174(C), pages 39-51.
    22. Battese, G E & Coelli, T J, 1995. "A Model for Technical Inefficiency Effects in a Stochastic Frontier Production Function for Panel Data," Empirical Economics, Springer, vol. 20(2), pages 325-332.
    23. Kumbhakar,Subal C. & Lovell,C. A. Knox, 2003. "Stochastic Frontier Analysis," Cambridge Books, Cambridge University Press, number 9780521666633, September.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhiyuan Zhu & Zhenzhong Dai & Shilin Li & Yongzhong Feng, 2022. "Spatiotemporal Evolution of Non-Grain Production of Cultivated Land and Its Underlying Factors in China," IJERPH, MDPI, vol. 19(13), pages 1-15, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Hampf, Anna C. & Carauta, Marcelo & Latynskiy, Evgeny & Libera, Affonso A.D. & Monteiro, Leonardo & Sentelhas, Paulo & Troost, Christian & Berger, Thomas & Nendel, Claas, 2018. "The biophysical and socio-economic dimension of yield gaps in the southern Amazon – A bio-economic modelling approach," Agricultural Systems, Elsevier, vol. 165(C), pages 1-13.
    2. Banchayehu Tessema Assefa & Jordan Chamberlin & Pytrik Reidsma & João Vasco Silva & Martin K. Ittersum, 2020. "Unravelling the variability and causes of smallholder maize yield gaps in Ethiopia," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 12(1), pages 83-103, February.
    3. Wang, Hongzhang & Ren, Hao & Zhang, Lihua & Zhao, Yali & Liu, Yuee & He, Qijin & Li, Geng & Han, Kun & Zhang, Jiwang & Zhao, Bin & Ren, Baizhao & Liu, Peng, 2023. "A sustainable approach to narrowing the summer maize yield gap experienced by smallholders in the North China Plain," Agricultural Systems, Elsevier, vol. 204(C).
    4. Viet-Ngu Hoang, 2011. "Analysis of Productive Performance of Crop and Animal Production Systems: An Integrated Analytical Framework," School of Economics and Finance Discussion Papers and Working Papers Series 268, School of Economics and Finance, Queensland University of Technology.
    5. Kangile, Rajabu Joseph, 2015. "Efficiency In Production By Smallholder Rice Farmers Under Cooperative Irrigation Schemes In Pwani And Morogoro Regions, Tanzania," Research Theses 265681, Collaborative Masters Program in Agricultural and Applied Economics.
    6. Ebru Solakoglu & M. Solakoglu & Nazmi Demir, 2013. "The Role of Progress Factors Explaining Inefficiencies in Transition Countries," Transition Studies Review, Springer;Central Eastern European University Network (CEEUN), vol. 19(3), pages 261-274, February.
    7. Zhang, Bangbang & Li, Xian & Chen, Haibin & Niu, Wenhao & Kong, Xiangbin & Yu, Qiang & Zhao, Minjuan & Xia, Xianli, 2022. "Identifying opportunities to close yield gaps in China by use of certificated cultivars to estimate potential productivity," Land Use Policy, Elsevier, vol. 117(C).
    8. Henderson, B. & Godde, C. & Medina-Hidalgo, D. & van Wijk, M. & Silvestri, S. & Douxchamps, S. & Stephenson, E. & Power, B. & Rigolot, C. & Cacho, O. & Herrero, M., 2016. "Closing system-wide yield gaps to increase food production and mitigate GHGs among mixed crop–livestock smallholders in Sub-Saharan Africa," Agricultural Systems, Elsevier, vol. 143(C), pages 106-113.
    9. Gralka, Sabine, 2018. "Stochastic frontier analysis in higher education: A systematic review," CEPIE Working Papers 05/18, Technische Universität Dresden, Center of Public and International Economics (CEPIE).
    10. Jean‐Paul Chavas & Doris Läpple & Bradford Barham & Emma Dillon, 2022. "An economic analysis of production efficiency: Evidence from Irish farms," Canadian Journal of Agricultural Economics/Revue canadienne d'agroeconomie, Canadian Agricultural Economics Society/Societe canadienne d'agroeconomie, vol. 70(2), pages 153-173, June.
    11. Guo, Xiao-Xia & Li, Ke-Li & Liu, Yi-Ze & Zhuang, Ming-Hao & Wang, Chong, 2022. "Toward the economic-environmental sustainability of smallholder farming systems through judicious management strategies and optimized planting structures," Renewable and Sustainable Energy Reviews, Elsevier, vol. 165(C).
    12. Sauer, J. & Latacz-Lohmann, Uwe, 2013. "Efficient Innovation in Dairy Production - Empirical Findings for Germany," 87th Annual Conference, April 8-10, 2013, Warwick University, Coventry, UK 158865, Agricultural Economics Society.
    13. Bo Sun & Yongming Luo & Dianlin Yang & Jingsong Yang & Yuguo Zhao & Jiabao Zhang, 2023. "Coordinative Management of Soil Resources and Agricultural Farmland Environment for Food Security and Sustainable Development in China," IJERPH, MDPI, vol. 20(4), pages 1-16, February.
    14. Wenjun Liu & Shoji Nishijima, 2013. "Productivity and openness: firm level evidence in Brazilian manufacturing industries," Economic Change and Restructuring, Springer, vol. 46(4), pages 363-384, November.
    15. Mai, Nhat Chi, 2015. "Efficiency of the banking system in Vietnam under financial liberalization," OSF Preprints qsf6d, Center for Open Science.
    16. Sauer, Johannes & Latacz-Lohmann, Uwe, 2012. "Efficient Innovation in Dairy Production - Empirical Findings for Germany," 52nd Annual Conference, Stuttgart, Germany, September 26-28, 2012 137386, German Association of Agricultural Economists (GEWISOLA).
    17. Roengchai Tansuchat, 2023. "A Copula-Based Meta-Stochastic Frontier Analysis for Comparing Traditional and HDPE Geomembranes Technology in Sea Salt Farming among Farmers in Phetchaburi, Thailand," Agriculture, MDPI, vol. 13(4), pages 1-23, March.
    18. Hong, Yu & Heerink, Nico & Zhao, Minjuan & van der Werf, Wopke, 2019. "Intercropping contributes to a higher technical efficiency in smallholder farming: Evidence from a case study in Gaotai County, China," Agricultural Systems, Elsevier, vol. 173(C), pages 317-324.
    19. Sauer, J. & Latacz-Lohmann, U., 2013. "Efficient Innovation in Dairy Production – Empirical Findings for Germany," Proceedings “Schriften der Gesellschaft für Wirtschafts- und Sozialwissenschaften des Landbaues e.V.”, German Association of Agricultural Economists (GEWISOLA), vol. 48, March.
    20. Emad S. Aljohani & Benaissa Chidmi, 2024. "Analyzing Technical Efficiency in Cereal Production across Selected European Union Countries," Sustainability, MDPI, vol. 16(2), pages 1-27, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:ssefpa:v:14:y:2022:i:3:d:10.1007_s12571-022-01261-4. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.